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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9051 VERTEX PHARMACEUTICALS INC 53,267 4,582 0.01%
9052 VERTEX PHARMACEUTICALS INC 45,762 3,936 0.00%
9053 VERTEX PHARMACEUTICALS INC 31,835 2,738 0.00%
9054 VERTEX PHARMACEUTICALS INC 1,216,676 104,658 0.12%
9055 VERTEX PHARMACEUTICALS INC 20,003 1,721 0.00%
9056 VERTEX PHARMACEUTICALS INC 1,244,876 107,084 0.12%
9057 VERTEX PHARMACEUTICALS INC 253 22 0.00%
9058 VERTEX PHARMACEUTICALS INC 5,365 461 0.00%
9059 VERTEX PHARMACEUTICALS INC 34,149 2,937 0.00%
9060 VIACOM INC NEW 958,542 39,751 0.04%
9061 VIACOM INC NEW 27,413 1,137 0.00%
9062 VIACOM INC NEW 159,139 6,599 0.01%
9063 VIACOM INC NEW 3,900 162 0.00%
9064 VIACOM INC NEW 102,532 4,252 0.00%
9065 VIACOM INC NEW 105,912 4,392 0.00%
9066 VIACOM INC NEW 466,142 19,331 0.02%
9067 VIACOM INC NEW 8,147 338 0.00%
9068 VIACOM INC NEW 353 15 0.00%
9069 VIAD CORP 14,199 440 0.00%
9070 VIASAT INC 22,402 1,600 0.00%
9071 VIASAT INC 5,478 391 0.00%
9072 VIASAT INC 3,690 263 0.00%
9073 VIAVI SOLUTIONS INC 14,741 98 0.00%
9074 VIAVI SOLUTIONS INC 46,685 310 0.00%
9075 VIAVI SOLUTIONS INC 115,592 766 0.00%
9076 VICOR CORP COM 15,900 160 0.00%
9077 VIPSHOP HLDGS LTD 130,100 1,453 0.00%
9078 VIPSHOP HLDGS LTD 165,700 1,851 0.00%
9079 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
9080 VIPSHOP HLDGS LTD 226,000 223 0.00% PRN
9081 VIPSHOP HLDGS LTD 8,235,591 91,992 0.10%
9082 VIPSHOP HLDGS LTD 454,500 5,077 0.01%
9083 VIPSHOP HLDGS LTD 1,576,500 17,610 0.02%
9084 VIRGIN AMERICA ORD 3,934 221 0.00%
9085 VIRGIN AMERICA ORD 7,800 438 0.00%
9086 VIRTU FINL INCORPORATED CLASS A 19,766 356 0.00%
9087 VIRTUS INVT PARTNERS INC COM 3,494 249 0.00%
9088 VIRTUSA CORPORATION 13,318 385 0.00%
9089 VISA INC 5,280 392 0.00%
9090 VISA INC 294,876 21,871 0.02%
9091 VISA INC 2,536,013 188,096 0.21%
9092 VISA INC 43,409 3,220 0.00%
9093 VISA INC 4,307,455 319,484 0.36%
9094 VISA INC 163,967 12,161 0.01%
9095 VISA INC 1,238,014 91,823 0.10%
9096 VISA INC 187,037 13,873 0.02%
9097 VISA INC 139,294 10,331 0.01%
9098 VISA INC 268,383 19,906 0.02%
9099 VISHAY INTERTECHNOLOGY INC 21,417 265 0.00%
9100 VISHAY INTERTECHNOLOGY INC 27,702 343 0.00%
Page 182 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
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