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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9101 VISHAY INTERTECHNOLOGY INC 27,702 343 0.00%
9102 VISTA OUTDOOR INC 29,898 1,427 0.00%
9103 VISTA OUTDOOR INC 9,194 439 0.00%
9104 VISTA OUTDOOR INC 9,557 456 0.00%
9105 VISTEON CORP COM NEW 48,491 3,191 0.00%
9106 VISTEON CORP COM NEW 23,752 1,563 0.00%
9107 VISTEON CORP COM NEW 10,584 697 0.00%
9108 VISTEON CORP COM NEW 5,073 334 0.00%
9109 VITAMIN SHOPPE INC 12,699 388 0.00%
9110 VMWARE INC 11,581 663 0.00%
9111 VMWARE INC 2,587 148 0.00%
9112 VMWARE INC 331,011 18,940 0.02%
9113 VMWARE INC 11,991 686 0.00%
9114 VMWARE INC 269,229 15,405 0.02%
9115 VMWARE INC 3,249 186 0.00%
9116 VMWARE INC 2,413 138 0.00%
9117 VMWARE INC 872,947 49,950 0.06%
9118 VMWARE INC 42,344 2,423 0.00%
9119 VONAGE HLDGS CORP 13,943 85 0.00%
9120 VONAGE HLDGS CORP 88,095 537 0.00%
9121 VORNADO REALTY 2,700 270 0.00%
9122 VORNADO REALTY 23,327 2,335 0.00%
9123 VORNADO REALTY 530,963 53,160 0.06%
9124 VORNADO REALTY 133 13 0.00%
9125 VORNADO REALTY 3,874 388 0.00%
9126 VORNADO REALTY 106,204 10,633 0.01%
9127 VORNADO REALTY 24,198 2,423 0.00%
9128 VORNADO REALTY 58,723 5,879 0.01%
9129 VOYA FINANCIAL INC 31,716 785 0.00%
9130 VOYA FINANCIAL INC 48,343 1,197 0.00%
9131 VOYA FINANCIAL INC 4,500 111 0.00%
9132 VOYA FINANCIAL INC 195,226 4,834 0.01%
9133 VOYA FINANCIAL INC 12,856 318 0.00%
9134 VOYA FINANCIAL INC 337,463 8,356 0.01%
9135 VOYA FINANCIAL INC 207 5 0.00%
9136 VOYA FINANCIAL INC 5,364 133 0.00%
9137 VOYA FINANCIAL INC 425,264 10,530 0.01%
9138 VTV THERAPEUTICS INC 159,374 924 0.00%
9139 VULCAN MATLS CO 18,603 2,239 0.00%
9140 VULCAN MATLS CO 18,990 2,286 0.00%
9141 VULCAN MATLS CO 1,600 193 0.00%
9142 VULCAN MATLS CO 8,242 992 0.00%
9143 VULCAN MATLS CO 205,292 24,709 0.03%
9144 VULCAN MATLS CO 66 8 0.00%
9145 VULCAN MATLS CO 3,381 407 0.00%
9146 VULCAN MATLS CO 51,751 6,229 0.01%
9147 VWR CORP 11,299 327 0.00%
9148 VWR CORP 33,902 980 0.00%
9149 VWR CORP 15,258 441 0.00%
9150 VistaPrint NV 3,499 324 0.00%
Page 183 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193