Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9101 DEERE & CO 431,599 34,977 0.04%
9102 DOLLAR TREE INC 372,685 35,122 0.04%
9103 BLACKROCK INC 102,613 35,148 0.04%
9104 PROCTER AND GAMBLE CO 415,371 35,169 0.04%
9105 WEYERHAEUSER CO 1,190,604 35,444 0.04%
9106 CHEVRON CORP NEW 338,265 35,460 0.04%
9107 DOMINION ENERGY INC 461,556 35,969 0.04%
9108 CONAGRA BRANDS INC 752,548 35,979 0.04%
9109 INFOSYS LTD 2,018,435 36,029 0.04%
9110 CONSOLIDATED EDISON INC 448,243 36,057 0.04%
9111 ALPHABET INC 52,136 36,083 0.04%
9112 TYSON FOODS INC 540,929 36,129 0.04%
9113 GENERAL MTRS CO 1,277,183 36,144 0.04%
9114 ALPHABET INC 51,410 36,168 0.04%
9115 EVERSOURCE ENERGY 607,670 36,399 0.04%
9116 SUN LIFE FINL INC 1,114,058 36,406 0.04%
9117 PIONEER NAT RES CO 241,004 36,442 0.04%
9118 SPECTRA ENERGY CORP 996,378 36,497 0.04%
9119 ALPHABET INC 52,945 36,643 0.04%
9120 HESS CORP 611,067 36,725 0.04%
9121 FACEBOOK INC 322,171 36,818 0.04%
9122 KIMBERLY CLARK CORP 268,965 36,977 0.04%
9123 YUM BRANDS INC 446,719 37,042 0.04%
9124 CITRIX SYS INC 463,428 37,116 0.04%
9125 DR PEPPER SNAPPLE GROUP INC 384,916 37,194 0.04%
9126 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
9127 HONEYWELL INTL INC 322,773 37,545 0.04%
9128 NIKE INC 683,515 37,730 0.04%
9129 UNDER ARMOUR INC 940,375 37,737 0.04%
9130 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
9131 DONALDSON INC 1,100,000 37,796 0.04%
9132 SL GREEN RLTY CORP 355,737 37,875 0.04%
9133 WELLS FARGO CO NEW 800,641 37,894 0.04%
9134 LENNAR CORP 822,523 37,918 0.04%
9135 LIBERTY INTERACTIVE LLC DEB 34,417,000 37,941 0.04% PRN
9136 NORFOLK SOUTHERN CORP 449,142 38,235 0.04%
9137 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
9138 CSX CORP 1,470,590 38,353 0.04%
9139 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
9140 ANALOG DEVICES INC 685,109 38,805 0.04%
9141 DISCOVER FINL SVCS 728,500 39,040 0.04%
9142 INGREDION INC 301,786 39,054 0.04%
9143 EQUINIX INC 101,341 39,293 0.04%
9144 SPDR S&P 500 ETF TR 187,576 39,303 0.04%
9145 DELPHI AUTOMOTIVE PLC 628,101 39,319 0.04%
9146 AMERICAN EXPRESS CO 647,273 39,328 0.04%
9147 TRIMBLE INC 1,620,191 39,468 0.04%
9148 REALTY INCOME CORP 569,345 39,490 0.04%
9149 Intuit Inc 209,172 39,586 0.04%
9150 AT&T INC 917,138 39,630 0.04%
Page 183 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193