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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9151 VistaPrint NV 3,499 324 0.00%
9152 Vocera Communications Inc 29,769 383 0.00%
9153 W P CAREY INC 179,089 12,432 0.01%
9154 W P CAREY INC 28,816 2,000 0.00%
9155 W P CAREY INC 17,558 1,219 0.00%
9156 W P CAREY INC 14,220 987 0.00%
9157 WABASH NATL CORP 34,397 437 0.00%
9158 WABCO HLDGS INC 6,196 567 0.00%
9159 WABCO HLDGS INC 24,833 2,274 0.00%
9160 WABCO HLDGS INC 3,305 303 0.00%
9161 WABCO HLDGS INC 81,573 7,470 0.01%
9162 WABCO HLDGS INC 11 1 0.00%
9163 WABCO HLDGS INC 793 73 0.00%
9164 WABCO HLDGS INC 18,374 1,683 0.00%
9165 WABCO HLDGS INC 1,330 122 0.00%
9166 WABTEC CORP 1,800 126 0.00%
9167 WABTEC CORP 2,287 161 0.00%
9168 WABTEC CORP 50 4 0.00%
9169 WABTEC CORP 186,001 13,063 0.01%
9170 WABTEC CORP 5,512 387 0.00%
9171 WABTEC CORP 516 36 0.00%
9172 WABTEC CORP 201,831 14,175 0.02%
9173 WABTEC CORP 33,178 2,330 0.00%
9174 WABTEC CORP 12,297 864 0.00%
9175 WABTEC CORP 10,815 760 0.00%
9176 WADDELL & REED FINL INC 13,913 240 0.00%
9177 WADDELL & REED FINL INC 40,697 701 0.00%
9178 WADDELL & REED FINL INC 13,128 226 0.00%
9179 WADDELL & REED FINL INC 17,318 298 0.00%
9180 WAGEWORKS INC COM 17,299 1,035 0.00%
9181 WAGEWORKS INC COM 7,368 441 0.00%
9182 WAGEWORKS INC COM 140,286 8,391 0.01%
9183 WAGEWORKS INC COM 87,522 5,235 0.01%
9184 WAL-MART STORES INC 248,779 18,166 0.02%
9185 WAL-MART STORES INC 796,185 58,137 0.07%
9186 WAL-MART STORES INC 35,761 2,611 0.00%
9187 WAL-MART STORES INC 347,159 25,350 0.03%
9188 WAL-MART STORES INC 13,600 993 0.00%
9189 WAL-MART STORES INC 2,723,753 198,888 0.22%
9190 WAL-MART STORES INC 212,933 15,548 0.02%
9191 WAL-MART STORES INC 48,073 3,510 0.00%
9192 WAL-MART STORES INC 14,341 1,047 0.00%
9193 WAL-MART STORES INC 105,030 7,669 0.01%
9194 WALGREENS BOOTS ALLIANCE INC 1,272,308 105,945 0.12%
9195 WALGREENS BOOTS ALLIANCE INC 713 59 0.00%
9196 WALGREENS BOOTS ALLIANCE INC 1,830,084 152,391 0.17%
9197 WALGREENS BOOTS ALLIANCE INC 62,531 5,207 0.01%
9198 WALGREENS BOOTS ALLIANCE INC 653,953 54,455 0.06%
9199 WALGREENS BOOTS ALLIANCE INC 133,925 11,152 0.01%
9200 WALGREENS BOOTS ALLIANCE INC 7,566 630 0.00%
Page 184 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
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