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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9201 WALGREENS BOOTS ALLIANCE INC 653,953 54,455 0.06%
9202 WALGREENS BOOTS ALLIANCE INC 133,925 11,152 0.01%
9203 WALGREENS BOOTS ALLIANCE INC 7,566 630 0.00%
9204 WALKER & DUNLOP INC COM 19,699 449 0.00%
9205 WALTER INVT MGMT CORP 14,699 41 0.00%
9206 WASHINGTON FED INC 13,851 336 0.00%
9207 WASHINGTON FED INC 49,696 1,206 0.00%
9208 WASHINGTON FED INC 14,426 350 0.00%
9209 WASHINGTON REAL ESTATE INVT 11,757 370 0.00%
9210 WASHINGTON REAL ESTATE INVT 91,164 2,868 0.00%
9211 WASHINGTON REAL ESTATE INVT 16,691 525 0.00%
9212 WASHINGTON TR BANCORP COM 5,400 205 0.00%
9213 WASTE CONNECTIONS INC 202,508 14,591 0.02%
9214 WASTE CONNECTIONS INC 133 10 0.00%
9215 WASTE CONNECTIONS INC 2,702 195 0.00%
9216 WASTE CONNECTIONS INC 40,489 2,917 0.00%
9217 WASTE CONNECTIONS INC 22,067 1,590 0.00%
9218 WASTE CONNECTIONS INC 3,186 230 0.00%
9219 WASTE MGMT INC DEL 82,645 5,477 0.01%
9220 WASTE MGMT INC DEL 70,065 4,643 0.01%
9221 WASTE MGMT INC DEL 378,600 25,090 0.03%
9222 WASTE MGMT INC DEL 10,330 685 0.00%
9223 WASTE MGMT INC DEL 11,773 780 0.00%
9224 WASTE MGMT INC DEL 757,093 50,173 0.06%
9225 WASTE MGMT INC DEL 75,827 5,025 0.01%
9226 WASTE MGMT INC DEL 23,462 1,555 0.00%
9227 WASTE MGMT INC DEL 7,500 497 0.00%
9228 WATERS CORP 1,688 237 0.00%
9229 WATERS CORP 840 118 0.00%
9230 WATERS CORP 124,447 17,503 0.02%
9231 WATERS CORP 1,600 225 0.00%
9232 WATERS CORP 11,179 1,572 0.00%
9233 WATERS CORP 43,620 6,135 0.01%
9234 WATERS CORP 6,548 921 0.00%
9235 WATERS CORP 17,609 2,477 0.00%
9236 WATERS CORP 11,465 1,613 0.00%
9237 WATERSTONE FINL INC MD 25,500 391 0.00%
9238 WATSCO INC 9,092 1,279 0.00%
9239 WATSCO INC 1,646 232 0.00%
9240 WATSCO INC 14,326 2,016 0.00%
9241 WATSCO INC 3,584 504 0.00%
9242 WATTS WATER TECHNOLOGIES INC 3,981 232 0.00%
9243 WATTS WATER TECHNOLOGIES INC 12,599 734 0.00%
9244 WD-40 CO 6,598 775 0.00%
9245 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
9246 WEBMD HEALTH CORP 205,000 226 0.00% PRN
9247 WEBMD HEALTH CORPORATION 134,556 7,819 0.01%
9248 WEBMD HEALTH CORPORATION 18,810 1,093 0.00%
9249 WEBMD HEALTH CORPORATION 7,415 431 0.00%
9250 WEBMD HEALTH CORPORATION 84,192 4,892 0.01%
Page 185 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
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