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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9301 LINCOLN ELEC HLDGS INC 257 15 0.00%
9302 DR PEPPER SNAPPLE GROUP INC 159 15 0.00%
9303 DTE ENERGY CO 149 15 0.00%
9304 KIMCO RLTY CORP 479 15 0.00%
9305 AMPHENOL CORP NEW 236 14 0.00%
9306 ROCKWELL AUTOMATION INC 118 14 0.00%
9307 CMS ENERGY CORP 307 14 0.00%
9308 FREEPORT-MCMORAN INC 1,241 14 0.00%
9309 CORE LABORATORIES N V 111 14 0.00%
9310 WILLIAMS COS INC DEL 643 14 0.00%
9311 SUNTRUST BKS INC 352 14 0.00%
9312 NIELSEN HLDGS PLC 273 14 0.00%
9313 STANLEY BLACK &DECKER INC 126 14 0.00%
9314 VORNADO REALTY 133 13 0.00%
9315 ONEOK INC NEW 274 13 0.00%
9316 NUCOR CORP 263 13 0.00%
9317 MASCO CORP 404 13 0.00%
9318 DISH NETWORK A 240 13 0.00%
9319 Neothetics Inc 13,617 13 0.00%
9320 EQUIFAX INC 104 13 0.00%
9321 EQT CORP 166 13 0.00%
9322 SCANA 176 13 0.00%
9323 MEDIVATION INC 213 13 0.00%
9324 AGILENT TECHNOLOGIES INC 282 13 0.00%
9325 Alcoa 1,351 13 0.00%
9326 INGERSOLL-RAND PLC 203 13 0.00%
9327 DUKE REALTY CORP 503 13 0.00%
9328 AMEREN CORP 236 13 0.00%
9329 MOODYS CORP 141 13 0.00%
9330 KLA-TENCOR CORP 173 13 0.00%
9331 CITIZENS FINL GROUP INC 662 13 0.00%
9332 HCP INC 368 13 0.00%
9333 AMERIPRISE FINL INC 149 13 0.00%
9334 BALL CORP 173 13 0.00%
9335 LINEAR TECHNOLOGY CORP 267 12 0.00%
9336 LEVEL 3 COMMUNICATIONS INC 241 12 0.00%
9337 LOEWS CORP 283 12 0.00%
9338 FASTENAL CO 265 12 0.00%
9339 LULULEMON ATHLETICA INC 161 12 0.00%
9340 F5 NETWORKS INC 102 12 0.00%
9341 CENTERPOINT ENERGY INC 508 12 0.00%
9342 MGM RESORTS INTERNATIONAL 514 12 0.00%
9343 INTERPUBLIC GROUP COS INC 507 12 0.00%
9344 COACH INC 293 12 0.00%
9345 CITRIX SYS INC 144 12 0.00%
9346 WHIRLPOOL CORP 71 12 0.00%
9347 ALLIANT ENERGY CORP 314 12 0.00%
9348 PARKER HANNIFIN CORP 112 12 0.00%
9349 INVESCO LTD 475 12 0.00%
9350 DENTSPLY SIRONA INC 200 12 0.00%
Page 187 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 5,400 27 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 69,900 352 0.00%
5 GRAMMERCY PPTY TRUST 93,632 863 0.00%
6 GRAMMERCY PPTY TRUST 80,795 745 0.00%
7 GRAMMERCY PPTY TRUST 525,263 4,843 0.01%
8 MTGE INVT CORP 33,598 531 0.00%
9 21VIANET GROUP INC SPONSORED ADR 734,300 7,497 0.01%
10 2U INC 15,900 468 0.00%
11 3-D SYS CORP DEL 51,697 708 0.00%
12 3-D SYS CORP DEL 12,631 173 0.00%
13 3M CO 86,453 15,140 0.02%
14 3M CO 5,500 963 0.00%
15 3M CO 317,440 55,590 0.06%
16 3M CO 518 91 0.00%
17 3M CO 89,294 15,637 0.02%
18 3M CO 93,148 16,312 0.02%
19 3M CO 36,424 6,379 0.01%
20 3M CO 13,806 2,418 0.00%
21 3M CO 291,685 51,080 0.06%
22 3M CO 1,015,711 177,871 0.20%
23 58 COM INC 16,900 776 0.00%
24 58 COM INC 500 23 0.00%
25 58 COM INC 202,958 9,314 0.01%
26 58 COM INC 45,100 2,070 0.00%
27 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
28 8X8 INC NEW COM 42,997 628 0.00%
29 8X8 INC NEW COM 621,683 9,083 0.01%
30 8X8 INC NEW COM 995,695 14,547 0.02%
31 8X8 INC NEW COM 21,381 312 0.00%
32 A O SMITH 4,356 384 0.00%
33 A O SMITH 127,419 11,227 0.01%
34 A O SMITH 11 1 0.00%
35 A O SMITH 4,353 384 0.00%
36 A O SMITH 27,862 2,455 0.00%
37 A O SMITH 888 78 0.00%
38 A O SMITH 25,615 2,257 0.00%
39 A O SMITH 1,073 95 0.00%
40 A10 NETWORKS 28,200 182 0.00%
41 AAON INC 17,322 477 0.00%
42 AAR CORP COM 21,798 509 0.00%
43 ABBOTT LABS 18,415 724 0.00%
44 ABBOTT LABS 1,024,905 40,289 0.05%
45 ABBOTT LABS 33,678 1,324 0.00%
46 ABBOTT LABS 217,188 8,538 0.01%
47 ABBOTT LABS 62,360 2,451 0.00%
48 ABBOTT LABS 111,799 4,395 0.00%
49 ABBOTT LABS 206,266 8,108 0.01%
50 ABBOTT LABS 13,721 539 0.00%
Page 1 of 193