Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9401 LIBERTY PPTY TR 119 5 0.00%
9402 LEGGETT & PLATT INC 89 5 0.00%
9403 GARMIN LTD 124 5 0.00%
9404 SEI INVESTMENTS CO 105 5 0.00%
9405 STAPLES INC COM 560 5 0.00%
9406 AVERY DENNISON CORP 71 5 0.00%
9407 VOYA FINL INC COM 207 5 0.00%
9408 WESTROCK CO 139 5 0.00%
9409 REGENCY CTRS CORP 61 5 0.00%
9410 IRON MTN INC NEW 123 5 0.00%
9411 IHS INC A 41 5 0.00%
9412 GAP INC DEL 234 5 0.00%
9413 INTERNATIONAL FLAVORS&FRAGRA 39 5 0.00%
9414 VEREIT INC 470 5 0.00%
9415 SNAP ON INC 32 5 0.00%
9416 POLARIS INDUSTRIES INC 60 5 0.00%
9417 ARROW ELECTRS INC 63 4 0.00%
9418 NUANCE COMMUNICATIONS INC 242 4 0.00%
9419 TRIMBLE INC 153 4 0.00%
9420 CROWN HOLDINGS INC 82 4 0.00%
9421 QUINTILES IMS HOLDINGS INC 63 4 0.00%
9422 HELMERICH & PAYNE INC 61 4 0.00%
9423 CF INDS HLDGS INC 177 4 0.00%
9424 NORWEGIAN CRUISE LINE HLDGS 95 4 0.00%
9425 HUNTINGTON BANCSHARES INC 462 4 0.00%
9426 PULTE GROUP INC 184 4 0.00%
9427 PVH CORP 42 4 0.00%
9428 JACOBS ENGR GROUP INC DEL 89 4 0.00%
9429 AVNET INC COM 88 4 0.00%
9430 CONTINENTAL RESOURCES INC 79 4 0.00%
9431 WABTEC CORP 50 4 0.00%
9432 WHOLE FOODS MKT INC 133 4 0.00%
9433 RAYMOND JAMES FINANCIAL INC 73 4 0.00%
9434 YAMANA GOLD INC 797 4 0.00%
9435 B/E AEROSPACE INC 65 3 0.00%
9436 ENDO INTL PLC 165 3 0.00%
9437 MARVELL TECHNOLOGY GROUP LTD 283 3 0.00%
9438 MALLINCKRODT PUB LTD CO 55 3 0.00%
9439 NRG ENERGY INC COM NEW 173 3 0.00%
9440 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
9441 AXALTA COATING SYS LTD 130 3 0.00%
9442 MURPHY OIL CORP COM 90 3 0.00%
9443 NEWS CORP NEW CL A 238 3 0.00%
9444 AGCO CORP 71 3 0.00%
9445 FLIR SYS INC 111 3 0.00%
9446 SOUTHWESTERN ENERGY CO 207 3 0.00%
9447 EDGEWELL PERS CARE CO 31 3 0.00%
9448 MANPOWERGROUP INC 50 3 0.00%
9449 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
9450 ROBERT HALF INTL INC 88 3 0.00%
Page 189 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP COM 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP COM 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC CAP STK CL C 728,136 503,943 0.57%
8 ALPHABET INC CAP STK CL A 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP COM 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO COM 6,009,177 373,410 0.42%
18 CHEVRON CORP 3,526,819 369,716 0.42%
19 PROCTER & GAMBLE CO/THE 4,299,743 364,059 0.41%
20 PFIZER INC COM 9,806,494 345,287 0.39%
21 ALPHABET INC CAP STK CL A 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP COM 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP COM 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO COM 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC CAP STK CL A 399,892 281,336 0.32%
34 CISCO SYS INC COM 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO COM 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTL BUSINESS MACHINES CORP 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTERNATIONAL 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP COM 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP COM 18,900,499 250,810 0.28%
Page 1 of 193