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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9401 ROCKWELL COLLINS INC 774341101 113 10 0.00%
9402 CENTENE CORP 15135B101 136 10 0.00%
9403 WASTE CONNECTIONS INC 133 10 0.00%
9404 CA INC. 12673P105 319 10 0.00%
9405 SKYWORKS SOLUTIONS INC 83088M102 158 10 0.00%
9406 FRANKLIN RESOURCES INC 354613101 311 10 0.00%
9407 NATIONAL OILWELL VARCO INC 637071101 295 10 0.00%
9408 Ashland Inc New 89 10 0.00%
9409 PRINCIPAL FINANCIAL GROUP 74251V102 243 10 0.00%
9410 AMETEK INC 031100100 214 10 0.00%
9411 ROYAL CARIBBEAN CRUISES LTD CO V7780T103 149 10 0.00%
9412 AUTODESK INC 052769106 188 10 0.00%
9413 SIGNET JEWELERS LTD 116 10 0.00%
9414 FIFTH THIRD BANCORP 316773100 550 10 0.00%
9415 AFFILIATED MANAGERS GROUP INC 008252108 66 9 0.00%
9416 SIGNATURE BANK 82669G104 71 9 0.00%
9417 GROUPE CGI INC 217 9 0.00%
9418 EASTMAN CHEMICAL 277432100 132 9 0.00%
9419 ACUITY BRANDS INC 00508Y102 36 9 0.00%
9420 WW GRAINGER INC 384802104 40 9 0.00%
9421 TWENTY-FIRST CENTURY FOX INC. 90130A200 341 9 0.00%
9422 HANESBRANDS INC COM 410345102 342 9 0.00%
9423 SERVICENOW INC 81762P102 143 9 0.00%
9424 WESTERN UNION CO 959802109 494 9 0.00%
9425 CABOT OIL & GAS CORP 127097103 355 9 0.00%
9426 RESTAURANT BRANDS INTERN BTF8CF0 221 9 0.00%
9427 TECO ENERGY INC COM 323 9 0.00%
9428 HILTON WORLDWIDE 411 9 0.00%
9429 SEALED AIR CORP 81211K100 193 9 0.00%
9430 CIMAREX ENERGY CO 171798101 79 9 0.00%
9431 HARLEY-DAVIDSON INC 412822108 190 9 0.00%
9432 WYNDHAM WORLDWIDE CORP. 98310W108 121 9 0.00%
9433 BEST BUY 086516101 283 9 0.00%
9434 METTLER-TOLEDO INTERNATIONAL C 592688105 24 9 0.00%
9435 SL GREEN RLTY CORP COM 78440X101 81 9 0.00%
9436 COMERICA INC 200340107 229 9 0.00%
9437 TESORO CORP 881609101 118 9 0.00%
9438 KANSAS CITY SOUTHERN 485170302 100 9 0.00%
9439 CIT GROUP INC 294 9 0.00%
9440 NEWFIELD EXPLORATION CO 651290108 205 9 0.00%
9441 NEW YORK COMMUNITY BANCORP INC 649445103 571 9 0.00%
9442 UNITED RENTALS INC 911363109 138 9 0.00%
9443 CBRE GROUP INC CL A 12504L109 339 9 0.00%
9444 SOUTHWEST AIRLINES CO 844741108 229 9 0.00%
9445 LENNAR CORP 526057104 205 9 0.00%
9446 DISCOVERY COMMUNICATION-C 25470F302 376 9 0.00%
9447 FMC CORP 302491303 203 9 0.00%
9448 WORKDAY INC 115 9 0.00%
9449 LIBERTY MEDIA CORP DELAWARE 271 8 0.00%
9450 XL GROUP PLC 233 8 0.00%
Page 189 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 037833100 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 594918104 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 478160104 5,072,841 615,336 0.70%
4 FACKBOOK INC 30303M102 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 30231G102 6,357,667 595,968 0.67%
6 AMAZON.COM INC 023135106 811,471 580,705 0.66%
7 ALPHABET INC 02079K107 728,136 503,943 0.57%
8 ALPHABET INC 02079K305 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 369604103 15,805,840 497,568 0.56%
10 MICROSOFT CORP 594918104 8,737,631 447,105 0.51%
11 AMAZON.COM INC 023135106 582,309 416,712 0.47%
12 FACKBOOK INC 30303M102 3,613,177 412,914 0.47%
13 AT&T INC 00206R102 9,490,216 410,072 0.46%
14 TAL EDUCATION GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & COMPANY 949746101 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 478160104 3,175,765 385,220 0.44%
17 JP MORGAN CHASE & CO 46625H100 6,009,177 373,410 0.42%
18 CHEVRON CORP 166764100 3,526,819 369,716 0.42%
19 PROCTER & GAMBLE CO 742718109 4,299,743 364,059 0.41%
20 PFIZER INC 717081103 9,806,494 345,287 0.39%
21 ALPHABET INC 02079K305 481,891 339,025 0.38%
22 PEPSICO INC 713448108 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 375558103 3,996,101 333,355 0.38%
24 VISA INC - CLASS A SHARES 92826C839 4,307,455 319,484 0.36%
25 MICROSOFT CORP 594918104 6,159,176 315,165 0.36%
26 HOME DEPOT INC 437076102 2,411,191 307,885 0.35%
27 ALIBABA GROUP HOLDING LTD 01609W102 3,800,561 302,259 0.34%
28 AMGEN INC 031162100 1,972,832 300,166 0.34%
29 INTEL CORP 458140100 8,924,830 292,734 0.33%
30 PEPSICO INC 713448108 2,759,382 292,329 0.33%
31 COCA-COLA CO/THE 191216100 6,396,696 289,962 0.33%
32 FACKBOOK INC 30303M102 2,469,563 282,222 0.32%
33 ALPHABET INC 02079K305 399,892 281,336 0.32%
34 CISCO SYSTEMS INC 17275R102 9,747,736 279,663 0.32%
35 MERCK & CO INC 58933Y105 4,837,061 278,663 0.31%
36 JP MORGAN CHASE & CO 46625H100 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC. 084670702 1,889,927 273,643 0.31%
38 IBM CORP 459200101 1,800,020 273,207 0.31%
39 HOME DEPOT INC 437076102 2,121,595 270,906 0.31%
40 APPLE INC 037833100 2,793,186 267,029 0.30%
41 CELGENE CORP 151020104 2,694,546 265,763 0.30%
42 ALLERGAN PLC BY9D546 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS 92343V104 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 91324P102 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTERNATIONAL 718172109 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 91324P102 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 30231G102 2,731,486 256,049 0.29%
48 APPLE INC 037833100 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS 92343V104 4,512,967 252,004 0.28%
50 BANK OF AMERICA CORP 060505104 18,900,499 250,810 0.28%
Page 1 of 193