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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9551 GILEAD SCIENCES INC 2,106,653 175,737 0.20%
9552 STARBUCKS CORP 3,084,930 176,211 0.20%
9553 3M CO 1,015,711 177,871 0.20%
9554 BIOGEN INC 735,920 177,960 0.20%
9555 ACCENTURE PLC IRELAND 1,588,249 179,933 0.20%
9556 ALPHABET INC 260,220 180,098 0.20%
9557 AMGEN INC 1,185,698 180,404 0.20%
9558 MEDTRONIC PLC 2,093,295 181,635 0.21%
9559 AMAZON COM INC 258,669 185,109 0.21%
9560 ACCENTURE PLC IRELAND 1,641,055 185,915 0.21%
9561 VISA INC 2,536,013 188,096 0.21%
9562 CITIGROUP INC 4,447,909 188,547 0.21%
9563 CELGENE CORP 1,914,010 188,779 0.21%
9564 GENERAL ELECTRIC CO 6,025,211 189,674 0.21%
9565 LILLY ELI & CO 2,413,529 190,065 0.21%
9566 BRISTOL MYERS SQUIBB CO 2,611,111 192,047 0.22%
9567 AT&T INC 4,458,195 192,639 0.22%
9568 CVS HEALTH CORP 2,033,655 194,702 0.22%
9569 SALESFORCE COM INC 2,456,285 195,054 0.22%
9570 MASTERCARD INCORPORATED 2,234,808 196,797 0.22%
9571 MCDONALDS CORP 1,635,838 196,857 0.22%
9572 MCDONALDS CORP 1,637,095 197,008 0.22%
9573 WAL-MART STORES INC 2,723,753 198,888 0.22%
9574 DANAHER CORP DEL 2,020,276 204,048 0.23%
9575 ALLERGAN PLC 895,814 207,014 0.23%
9576 CVS HEALTH CORP 2,166,942 207,463 0.23%
9577 SIMON PPTY GROUP INC NEW 961,170 208,478 0.24%
9578 ABBVIE INC 3,450,452 213,617 0.24%
9579 ALTRIA GROUP INC 3,183,927 219,564 0.25%
9580 STARBUCKS CORP 3,908,848 223,273 0.25%
9581 TJX COS INC NEW 2,896,508 223,697 0.25%
9582 ECOLAB INC 1,962,731 232,780 0.26%
9583 ORACLE CORP 5,800,667 237,421 0.27%
9584 COMCAST CORP NEW 3,727,790 243,015 0.27%
9585 CHEVRON CORP NEW 2,351,180 246,474 0.28%
9586 DISNEY WALT CO 2,563,677 250,779 0.28%
9587 BANK AMER CORP 18,900,499 250,810 0.28%
9588 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
9589 APPLE INC 2,670,673 255,316 0.29%
9590 EXXON MOBIL CORP 2,731,486 256,049 0.29%
9591 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
9592 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
9593 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
9594 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
9595 ALLERGAN PLC 1,147,548 265,187 0.30%
9596 CELGENE CORP 2,694,546 265,763 0.30%
9597 APPLE INC 2,793,186 267,029 0.30%
9598 HOME DEPOT INC 2,121,595 270,906 0.31%
9599 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
9600 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
Page 192 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
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