Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9601 ZENDESK INC 34,152 901 0.00%
9602 ZILLOW GROUP INC 182,793 6,632 0.01%
9603 ZILLOW GROUP INC 14,117 512 0.00%
9604 ZILLOW GROUP INC 2,800 102 0.00%
9605 ZILLOW GROUP INC 27 1 0.00%
9606 ZILLOW GROUP INC 1,586 58 0.00%
9607 ZILLOW GROUP INC 39,393 1,429 0.00%
9608 ZILLOW GROUP INC 5,500 202 0.00%
9609 ZIMMER BIOMET HLDGS INC 137,992 16,611 0.02%
9610 ZIMMER BIOMET HLDGS INC 4,175 503 0.00%
9611 ZIMMER BIOMET HLDGS INC 144 17 0.00%
9612 ZIMMER BIOMET HLDGS INC 474,194 57,083 0.06%
9613 ZIMMER BIOMET HLDGS INC 23,862 2,873 0.00%
9614 ZIMMER BIOMET HLDGS INC 1,156,775 139,253 0.16%
9615 ZIMMER BIOMET HLDGS INC 34,992 4,212 0.00%
9616 ZIMMER BIOMET HLDGS INC 27,555 3,317 0.00%
9617 ZIMMER BIOMET HLDGS INC 29,102 3,503 0.00%
9618 ZIONS BANCORPORATION 14,106 354 0.00%
9619 ZIONS BANCORPORATION 29,977 753 0.00%
9620 ZIONS BANCORPORATION 58,428 1,468 0.00%
9621 ZIONS BANCORPORATION 101,512 2,551 0.00%
9622 ZIOPHARM ONCOLOGY INC 55,606 305 0.00%
9623 ZOES KITCHEN INC 8,600 312 0.00%
9624 ZOETIS INC 516 24 0.00%
9625 ZOETIS INC 10,530 500 0.00%
9626 ZOETIS INC 17,480 830 0.00%
9627 ZOETIS INC 67,896 3,222 0.00%
9628 ZOETIS INC 181,454 8,612 0.01%
9629 ZOETIS INC 101,741 4,829 0.01%
9630 ZOETIS INC 5,096 242 0.00%
9631 ZOETIS INC 177,874 8,442 0.01%
9632 ZOETIS INC 844,944 40,101 0.05%
9633 ZUMIEZ INC 10,299 147 0.00%
9634 ZYNGA INC 113,122 282 0.00%
9635 ZYNGA INC 375,646 935 0.00%
9636 ZYNGA INC 87,758 219 0.00%
Page 193 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193