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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
9601 ENDO INTL PLC 165 3 0.00%
9602 EDGEWELL PERS CARE CO 31 3 0.00%
9603 EATON VANCE CORP 88 3 0.00%
9604 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
9605 AXALTA COATING SYS LTD 130 3 0.00%
9606 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
9607 LIBERTY M SIRIUSXM A 91 3 0.00%
9608 LEUCADIA NATL CORP 183 3 0.00%
9609 MANPOWERGROUP INC 29 2 0.00%
9610 INGREDION INC 12 2 0.00%
9611 MID AMER APT CMNTYS INC 15 2 0.00%
9612 NISOURCE 67 2 0.00%
9613 HOLLYFRONTIER CORP 102 2 0.00%
9614 ALEX REAL ESTATE EQ 15 2 0.00%
9615 JAZZ PHARMACEUTICALS PLC 12 2 0.00%
9616 MSCI INC 20 2 0.00%
9617 ATMOS ENERGY CORP 20 2 0.00%
9618 NAVIENT 196 2 0.00%
9619 BLACKBERRY LTD 327 2 0.00%
9620 VERMILION ENERGY INC 70 2 0.00%
9621 IDEXX LAB 18 2 0.00%
9622 TECK RESOURCES LTD 176 2 0.00%
9623 ENCANA CORP 246 2 0.00%
9624 UNDER ARMOUR INC 39 1 0.00%
9625 ANTERO RES CORP 26 1 0.00%
9626 JONES LANG LASALLE 9 1 0.00%
9627 UNITED THERAPEUTICS CORP DEL 9 1 0.00%
9628 AVNET INC 35 1 0.00%
9629 AMERCO 2 1 0.00%
9630 A O SMITH 11 1 0.00%
9631 WR GRACE & CO 15 1 0.00%
9632 GARMIN LTD 27 1 0.00%
9633 ZILLOW GROUP INC 27 1 0.00%
9634 AMERICAN AIRLS GROUP INC 33 1 0.00%
9635 WABCO HLDGS INC 11 1 0.00%
9636 Plains Gp Hldgs Lp Npv A 33 0 0.00%
Page 193 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 69,900 352 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 5,400 27 0.00%
5 MTGE INVT CORP 33,598 531 0.00%
6 21VIANET GROUP INC 734,300 7,497 0.01%
7 2U, Inc. 15,900 468 0.00%
8 3-D SYS CORP DEL 51,697 708 0.00%
9 3-D SYS CORP DEL 12,631 173 0.00%
10 3M CO 36,424 6,379 0.01%
11 3M CO 86,453 15,140 0.02%
12 3M CO 93,148 16,312 0.02%
13 3M CO 317,440 55,590 0.06%
14 3M CO 89,294 15,637 0.02%
15 3M CO 5,500 963 0.00%
16 3M CO 518 91 0.00%
17 3M CO 1,015,711 177,871 0.20%
18 3M CO 13,806 2,418 0.00%
19 3M CO 291,685 51,080 0.06%
20 58 COM INC 45,100 2,070 0.00%
21 58 COM INC 16,900 776 0.00%
22 58 COM INC 500 23 0.00%
23 58 COM INC 202,958 9,314 0.01%
24 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
25 8X8 INC NEW COM 42,997 628 0.00%
26 8X8 INC NEW COM 21,381 312 0.00%
27 8X8 INC NEW COM 995,695 14,547 0.02%
28 8X8 INC NEW COM 621,683 9,083 0.01%
29 A O SMITH 4,353 384 0.00%
30 A O SMITH 4,356 384 0.00%
31 A O SMITH 127,419 11,227 0.01%
32 A O SMITH 11 1 0.00%
33 A O SMITH 1,073 95 0.00%
34 A O SMITH 27,862 2,455 0.00%
35 A O SMITH 25,615 2,257 0.00%
36 A O SMITH 888 78 0.00%
37 A10 NETWORKS INC 28,200 182 0.00%
38 AAON INC 17,322 477 0.00%
39 AAR CORP COM 21,798 509 0.00%
40 ABBOTT LABS 1,024,905 40,289 0.05%
41 ABBOTT LABS 33,678 1,324 0.00%
42 ABBOTT LABS 217,188 8,538 0.01%
43 ABBOTT LABS 62,360 2,451 0.00%
44 ABBOTT LABS 111,799 4,395 0.00%
45 ABBOTT LABS 2,476,817 97,364 0.11%
46 ABBOTT LABS 206,266 8,108 0.01%
47 ABBOTT LABS 13,721 539 0.00%
48 ABBOTT LABS 86,784 3,411 0.00%
49 ABBOTT LABS 18,415 724 0.00%
50 ABBVIE INC 3,450,452 213,617 0.24%
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