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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
951 CUBESMART 583,584 18,021 0.02%
952 DISH NETWORK A 343,843 18,017 0.02%
953 UNDER ARMOUR INC 448,935 18,016 0.02%
954 CINCINNATI FIN 239,781 17,957 0.02%
955 Alcoa 1,936,499 17,951 0.02%
956 PRINCIPAL FIN GROUP 435,241 17,893 0.02%
957 ALPHABET INC 25,833 17,879 0.02%
958 CIGNA CORPORATION 139,558 17,862 0.02%
959 CENTENE CORP DEL 250,087 17,849 0.02%
960 TWENTY FIRST CENTY FOX INC 654,503 17,835 0.02%
961 AGRIUM INC 198,150 17,835 0.02%
962 QUEST DIAGNOSTICS INC 218,920 17,822 0.02%
963 SPIRIT RLTY CAP INC NEW 1,394,301 17,805 0.02%
964 BALL CORP 245,918 17,777 0.02%
965 MICHAEL KORS HLDGS LTD 358,885 17,758 0.02%
966 NEXTERA ENERGY INC 135,823 17,711 0.02%
967 LOEWS CORP 430,983 17,709 0.02%
968 AKAMAI TECHNOLOGIES INC 316,127 17,681 0.02%
969 CARNIVAL CORP 399,871 17,674 0.02%
970 MOHAWK INDS INC 93,124 17,671 0.02%
971 BANK MONTREAL QUE 279,853 17,659 0.02%
972 CITIGROUP INC 415,578 17,616 0.02%
973 VIPSHOP HLDGS LTD 1,576,500 17,610 0.02%
974 ALIBABA GROUP HLDG LTD 221,385 17,607 0.02%
975 FIFTH THIRD BANCORP 1,000,180 17,593 0.02%
976 ROYAL CARIBBEAN GROUP 261,946 17,590 0.02%
977 PPG INDS INC 168,512 17,551 0.02%
978 BCE INC 372,552 17,539 0.02%
979 ALLIANT ENERGY CORP 441,420 17,524 0.02%
980 CABOT OIL & GAS CORP 680,640 17,520 0.02%
981 FACEBOOK INC 153,259 17,514 0.02%
982 ANSYS 192,885 17,504 0.02%
983 WATERS CORP 124,447 17,503 0.02%
984 REGIONS FINANCIAL CORP NEW 2,053,909 17,479 0.02%
985 AT&T INC 403,812 17,449 0.02%
986 AMERICANCAPITALA 879,483 17,431 0.02%
987 PINNACLE WEST 214,988 17,427 0.02%
988 BRISTOL MYERS SQUIBB CO 236,767 17,414 0.02%
989 VERIZON COMMUNICATIONS INC 311,059 17,370 0.02%
990 BANCO BRADESCO S A 2,223,615 17,366 0.02%
991 TWITTER INC 1,026,846 17,364 0.02%
992 Xerox Corp 1,827,384 17,342 0.02%
993 MID AMER APT CMNTYS INC 162,596 17,300 0.02%
994 LINCOLN NATL CORP IND 445,354 17,266 0.02%
995 RYANAIR HLDGS PLC 247,103 17,184 0.02%
996 NATIONAL OILWELL VARCO INC 510,376 17,174 0.02%
997 CIMAREX ENERGY 143,812 17,160 0.02%
998 DOW CHEM CO 345,182 17,159 0.02%
999 LUMEN TECHNOLOGIES INC 590,932 17,143 0.02%
1000 BRISTOL MYERS SQUIBB CO 233,064 17,142 0.02%
Page 20 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 5,400 27 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 69,900 352 0.00%
5 GRAMMERCY PPTY TRUST 93,632 863 0.00%
6 GRAMMERCY PPTY TRUST 80,795 745 0.00%
7 GRAMMERCY PPTY TRUST 525,263 4,843 0.01%
8 MTGE INVT CORP 33,598 531 0.00%
9 21VIANET GROUP INC SPONSORED ADR 734,300 7,497 0.01%
10 2U INC 15,900 468 0.00%
11 3-D SYS CORP DEL 51,697 708 0.00%
12 3-D SYS CORP DEL 12,631 173 0.00%
13 3M CO 86,453 15,140 0.02%
14 3M CO 5,500 963 0.00%
15 3M CO 317,440 55,590 0.06%
16 3M CO 518 91 0.00%
17 3M CO 89,294 15,637 0.02%
18 3M CO 93,148 16,312 0.02%
19 3M CO 36,424 6,379 0.01%
20 3M CO 13,806 2,418 0.00%
21 3M CO 291,685 51,080 0.06%
22 3M CO 1,015,711 177,871 0.20%
23 58 COM INC 16,900 776 0.00%
24 58 COM INC 500 23 0.00%
25 58 COM INC 202,958 9,314 0.01%
26 58 COM INC 45,100 2,070 0.00%
27 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
28 8X8 INC NEW COM 42,997 628 0.00%
29 8X8 INC NEW COM 621,683 9,083 0.01%
30 8X8 INC NEW COM 995,695 14,547 0.02%
31 8X8 INC NEW COM 21,381 312 0.00%
32 A O SMITH 4,356 384 0.00%
33 A O SMITH 127,419 11,227 0.01%
34 A O SMITH 11 1 0.00%
35 A O SMITH 4,353 384 0.00%
36 A O SMITH 27,862 2,455 0.00%
37 A O SMITH 888 78 0.00%
38 A O SMITH 25,615 2,257 0.00%
39 A O SMITH 1,073 95 0.00%
40 A10 NETWORKS 28,200 182 0.00%
41 AAON INC 17,322 477 0.00%
42 AAR CORP COM 21,798 509 0.00%
43 ABBOTT LABS 18,415 724 0.00%
44 ABBOTT LABS 1,024,905 40,289 0.05%
45 ABBOTT LABS 33,678 1,324 0.00%
46 ABBOTT LABS 217,188 8,538 0.01%
47 ABBOTT LABS 62,360 2,451 0.00%
48 ABBOTT LABS 111,799 4,395 0.00%
49 ABBOTT LABS 206,266 8,108 0.01%
50 ABBOTT LABS 13,721 539 0.00%
Page 1 of 193