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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
951 CUBESMART 583,584 18,021 0.02%
952 DISH NETWORK A 343,843 18,017 0.02%
953 UNDER ARMOUR INC 448,935 18,016 0.02%
954 CINCINNATI FIN 239,781 17,957 0.02%
955 Alcoa 1,936,499 17,951 0.02%
956 PRINCIPAL FIN GROUP 435,241 17,893 0.02%
957 ALPHABET INC 25,833 17,879 0.02%
958 CIGNA CORPORATION 139,558 17,862 0.02%
959 CENTENE CORP DEL 250,087 17,849 0.02%
960 TWENTY FIRST CENTY FOX INC 654,503 17,835 0.02%
961 AGRIUM INC 198,150 17,835 0.02%
962 QUEST DIAGNOSTICS INC 218,920 17,822 0.02%
963 SPIRIT RLTY CAP INC NEW 1,394,301 17,805 0.02%
964 BALL CORP 245,918 17,777 0.02%
965 MICHAEL KORS HLDGS LTD 358,885 17,758 0.02%
966 NEXTERA ENERGY INC 135,823 17,711 0.02%
967 LOEWS CORP 430,983 17,709 0.02%
968 AKAMAI TECHNOLOGIES INC 316,127 17,681 0.02%
969 CARNIVAL CORP 399,871 17,674 0.02%
970 MOHAWK INDS INC 93,124 17,671 0.02%
971 BANK MONTREAL QUE 279,853 17,659 0.02%
972 CITIGROUP INC 415,578 17,616 0.02%
973 VIPSHOP HLDGS LTD 1,576,500 17,610 0.02%
974 ALIBABA GROUP HLDG LTD 221,385 17,607 0.02%
975 FIFTH THIRD BANCORP 1,000,180 17,593 0.02%
976 ROYAL CARIBBEAN GROUP 261,946 17,590 0.02%
977 PPG INDS INC 168,512 17,551 0.02%
978 BCE INC 372,552 17,539 0.02%
979 ALLIANT ENERGY CORP 441,420 17,524 0.02%
980 CABOT OIL & GAS CORP 680,640 17,520 0.02%
981 FACEBOOK INC 153,259 17,514 0.02%
982 ANSYS 192,885 17,504 0.02%
983 WATERS CORP 124,447 17,503 0.02%
984 REGIONS FINANCIAL CORP NEW 2,053,909 17,479 0.02%
985 AT&T INC 403,812 17,449 0.02%
986 AMERICANCAPITALA 879,483 17,431 0.02%
987 PINNACLE WEST 214,988 17,427 0.02%
988 BRISTOL MYERS SQUIBB CO 236,767 17,414 0.02%
989 VERIZON COMMUNICATIONS INC 311,059 17,370 0.02%
990 BANCO BRADESCO S A 2,223,615 17,366 0.02%
991 TWITTER INC 1,026,846 17,364 0.02%
992 Xerox Corp 1,827,384 17,342 0.02%
993 MID AMER APT CMNTYS INC 162,596 17,300 0.02%
994 LINCOLN NATL CORP IND 445,354 17,266 0.02%
995 RYANAIR HLDGS PLC 247,103 17,184 0.02%
996 NATIONAL OILWELL VARCO INC 510,376 17,174 0.02%
997 CIMAREX ENERGY 143,812 17,160 0.02%
998 DOW CHEM CO 345,182 17,159 0.02%
999 LUMEN TECHNOLOGIES INC 590,932 17,143 0.02%
1000 BRISTOL MYERS SQUIBB CO 233,064 17,142 0.02%
Page 20 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193