Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1001 MEDTRONIC PLC 197,072 17,100 0.02%
1002 LOWES COS INC 215,950 17,097 0.02%
1003 AIR PRODS & CHEMS INC 120,219 17,076 0.02%
1004 AMGEN INC 112,167 17,066 0.02%
1005 MARTIN MARIETTA MATLS INC 88,838 17,057 0.02%
1006 HCA HEALTHCARE INC 221,405 17,050 0.02%
1007 BOEING CO 130,976 17,010 0.02%
1008 PROCTER AND GAMBLE CO 200,828 17,004 0.02%
1009 CISCO SYS INC 592,220 16,991 0.02%
1010 CAMDEN PROPERTY TRUS 191,814 16,960 0.02%
1011 INCYTE CORP 211,620 16,925 0.02%
1012 ROCKWELL COLLINS INC 198,716 16,919 0.02%
1013 CENOVUS ENERGY INC 1,225,167 16,858 0.02%
1014 CSX CORP 644,365 16,805 0.02%
1015 ALLERGAN PLC 72,622 16,782 0.02%
1016 PEMBINA PIPELINE CORP 554,577 16,765 0.02%
1017 AMAZON COM INC 23,374 16,727 0.02%
1018 NORTHROP GRUMMAN CORP 75,245 16,725 0.02%
1019 AMGEN INC 109,781 16,703 0.02%
1020 SABRE CORP 622,132 16,667 0.02%
1021 GILEAD SCIENCES INC 199,302 16,626 0.02%
1022 LEXICON PHARMACEUTICALS INC 8,905,000 16,618 0.02% PRN
1023 ZIMMER BIOMET HLDGS INC 137,992 16,611 0.02%
1024 DOLLAR GEN CORP NEW 176,599 16,600 0.02%
1025 LIBERTY INTERACTIVE CORP 652,216 16,547 0.02%
1026 DICKS SPORTING GOODS 366,939 16,534 0.02%
1027 ISHARES 421,335 16,516 0.02%
1028 VERISIGN 190,967 16,511 0.02%
1029 YAHOO INC 438,914 16,486 0.02%
1030 GROUPE CGI INC 387,482 16,467 0.02%
1031 UNDER ARMOUR INC 450,683 16,405 0.02%
1032 SILVERWHEATONCOR 699,989 16,391 0.02%
1033 AES CORP 1,309,630 16,344 0.02%
1034 MACYS INC 485,675 16,324 0.02%
1035 3M CO 93,148 16,312 0.02%
1036 ISHARES TR 677,004 16,295 0.02%
1037 MALLINCKRODT PUB LTD CO 268,097 16,295 0.02%
1038 PAYCHEX INC 273,508 16,274 0.02%
1039 CME GROUP INC 167,053 16,271 0.02%
1040 TRAVELERS COMPANIES INC 136,556 16,256 0.02%
1041 HOST HOTELS & RESORTS INC 1,001,342 16,232 0.02%
1042 MATTEL INC 518,309 16,218 0.02%
1043 BOEING CO 124,781 16,205 0.02%
1044 CADENCE DESIGN SYSTEM INC 665,933 16,182 0.02%
1045 NIKE INC 292,952 16,171 0.02%
1046 AMETEK INC NEW 349,654 16,165 0.02%
1047 UNITED PARCEL SERVICE INC 149,776 16,134 0.02%
1048 DELTA AIRLINES INC DEL 442,274 16,112 0.02%
1049 LEAR CORP 158,226 16,101 0.02%
1050 AMERICAN EAGLE OUTFITTERS NE 1,009,508 16,081 0.02%
Page 21 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 5,400 27 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 69,900 352 0.00%
5 GRAMMERCY PPTY TRUST 93,632 863 0.00%
6 GRAMMERCY PPTY TRUST 80,795 745 0.00%
7 GRAMMERCY PPTY TRUST 525,263 4,843 0.01%
8 MTGE INVT CORP 33,598 531 0.00%
9 21VIANET GROUP INC SPONSORED ADR 734,300 7,497 0.01%
10 2U INC 15,900 468 0.00%
11 3-D SYS CORP DEL 51,697 708 0.00%
12 3-D SYS CORP DEL 12,631 173 0.00%
13 3M CO 86,453 15,140 0.02%
14 3M CO 5,500 963 0.00%
15 3M CO 317,440 55,590 0.06%
16 3M CO 518 91 0.00%
17 3M CO 89,294 15,637 0.02%
18 3M CO 93,148 16,312 0.02%
19 3M CO 36,424 6,379 0.01%
20 3M CO 13,806 2,418 0.00%
21 3M CO 291,685 51,080 0.06%
22 3M CO 1,015,711 177,871 0.20%
23 58 COM INC 16,900 776 0.00%
24 58 COM INC 500 23 0.00%
25 58 COM INC 202,958 9,314 0.01%
26 58 COM INC 45,100 2,070 0.00%
27 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
28 8X8 INC NEW COM 42,997 628 0.00%
29 8X8 INC NEW COM 621,683 9,083 0.01%
30 8X8 INC NEW COM 995,695 14,547 0.02%
31 8X8 INC NEW COM 21,381 312 0.00%
32 A O SMITH 4,356 384 0.00%
33 A O SMITH 127,419 11,227 0.01%
34 A O SMITH 11 1 0.00%
35 A O SMITH 4,353 384 0.00%
36 A O SMITH 27,862 2,455 0.00%
37 A O SMITH 888 78 0.00%
38 A O SMITH 25,615 2,257 0.00%
39 A O SMITH 1,073 95 0.00%
40 A10 NETWORKS 28,200 182 0.00%
41 AAON INC 17,322 477 0.00%
42 AAR CORP COM 21,798 509 0.00%
43 ABBOTT LABS 18,415 724 0.00%
44 ABBOTT LABS 1,024,905 40,289 0.05%
45 ABBOTT LABS 33,678 1,324 0.00%
46 ABBOTT LABS 217,188 8,538 0.01%
47 ABBOTT LABS 62,360 2,451 0.00%
48 ABBOTT LABS 111,799 4,395 0.00%
49 ABBOTT LABS 206,266 8,108 0.01%
50 ABBOTT LABS 13,721 539 0.00%
Page 1 of 193