Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1001 MEDTRONIC PLC 197,072 17,100 0.02%
1002 LOWES COS INC 215,950 17,097 0.02%
1003 AIR PRODS & CHEMS INC 120,219 17,076 0.02%
1004 AMGEN INC 112,167 17,066 0.02%
1005 MARTIN MARIETTA MATLS INC 88,838 17,057 0.02%
1006 HCA HEALTHCARE INC 221,405 17,050 0.02%
1007 BOEING CO 130,976 17,010 0.02%
1008 PROCTER AND GAMBLE CO 200,828 17,004 0.02%
1009 CISCO SYS INC 592,220 16,991 0.02%
1010 CAMDEN PROPERTY TRUS 191,814 16,960 0.02%
1011 INCYTE CORP 211,620 16,925 0.02%
1012 ROCKWELL COLLINS INC 198,716 16,919 0.02%
1013 CENOVUS ENERGY INC 1,225,167 16,858 0.02%
1014 CSX CORP 644,365 16,805 0.02%
1015 ALLERGAN PLC 72,622 16,782 0.02%
1016 PEMBINA PIPELINE CORP 554,577 16,765 0.02%
1017 AMAZON COM INC 23,374 16,727 0.02%
1018 NORTHROP GRUMMAN CORP 75,245 16,725 0.02%
1019 AMGEN INC 109,781 16,703 0.02%
1020 SABRE CORP 622,132 16,667 0.02%
1021 GILEAD SCIENCES INC 199,302 16,626 0.02%
1022 LEXICON PHARMACEUTICALS INC 8,905,000 16,618 0.02% PRN
1023 ZIMMER BIOMET HLDGS INC 137,992 16,611 0.02%
1024 DOLLAR GEN CORP NEW 176,599 16,600 0.02%
1025 LIBERTY INTERACTIVE CORP 652,216 16,547 0.02%
1026 DICKS SPORTING GOODS 366,939 16,534 0.02%
1027 ISHARES 421,335 16,516 0.02%
1028 VERISIGN 190,967 16,511 0.02%
1029 YAHOO INC 438,914 16,486 0.02%
1030 GROUPE CGI INC 387,482 16,467 0.02%
1031 UNDER ARMOUR INC 450,683 16,405 0.02%
1032 SILVERWHEATONCOR 699,989 16,391 0.02%
1033 AES CORP 1,309,630 16,344 0.02%
1034 MACYS INC 485,675 16,324 0.02%
1035 3M CO 93,148 16,312 0.02%
1036 ISHARES TR 677,004 16,295 0.02%
1037 MALLINCKRODT PUB LTD CO 268,097 16,295 0.02%
1038 PAYCHEX INC 273,508 16,274 0.02%
1039 CME GROUP INC 167,053 16,271 0.02%
1040 TRAVELERS COMPANIES INC 136,556 16,256 0.02%
1041 HOST HOTELS & RESORTS INC 1,001,342 16,232 0.02%
1042 MATTEL INC 518,309 16,218 0.02%
1043 BOEING CO 124,781 16,205 0.02%
1044 CADENCE DESIGN SYSTEM INC 665,933 16,182 0.02%
1045 NIKE INC 292,952 16,171 0.02%
1046 AMETEK INC NEW 349,654 16,165 0.02%
1047 UNITED PARCEL SERVICE INC 149,776 16,134 0.02%
1048 DELTA AIRLINES INC DEL 442,274 16,112 0.02%
1049 LEAR CORP 158,226 16,101 0.02%
1050 AMERICAN EAGLE OUTFITTERS NE 1,009,508 16,081 0.02%
Page 21 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193