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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
101 ALIBABA GROUP HLDG LTD 1,963,000 156,117 0.18%
102 UNION PAC CORP 1,783,196 155,584 0.18%
103 RAYTHEON CO 1,139,222 154,877 0.18%
104 BROADCOM LTD 984,988 153,067 0.17%
105 WALGREENS BOOTS ALLIANCE INC 1,830,084 152,391 0.17%
106 LAUDER ESTEE COS INC 1,642,072 149,461 0.17%
107 NIKE INC 2,654,978 146,555 0.17%
108 GILEAD SCIENCES INC 1,742,536 145,362 0.16%
109 MONDELEZ INTL INC 3,178,345 144,646 0.16%
110 TRAVELERS COMPANIES INC 1,201,927 143,077 0.16%
111 INGREDION INC 1,100,520 142,418 0.16%
112 VANGUARD SCOTTSDALE FDS 1,457,117 140,000 0.16%
113 ZIMMER BIOMET HLDGS INC 1,156,775 139,253 0.16%
114 PROCTER AND GAMBLE CO 1,643,878 139,187 0.16%
115 AMERICAN INTL GROUP INC 2,624,430 138,806 0.16%
116 HONEYWELL INTL INC 1,179,957 137,253 0.16%
117 EXPRESS SCRIPTS HLDG CO 1,809,842 137,186 0.16%
118 SALESFORCE COM INC 1,720,982 136,663 0.15%
119 ALPHABET INC 196,295 135,856 0.15%
120 TJX COS INC NEW 1,755,121 135,548 0.15%
121 MASTERCARD INCORPORATED 1,519,622 133,818 0.15%
122 DUKE ENERGY CORP NEW 1,551,122 133,071 0.15%
123 UNITED TECHNOLOGIES CORP 1,288,770 132,163 0.15%
124 SYNCHRONY FINL 5,207,788 131,653 0.15%
125 DANAHER CORP DEL 1,282,762 129,559 0.15%
126 VERISK ANALYTICS INC 1,589,727 128,895 0.15%
127 ALLERGAN PLC 550,418 127,196 0.14%
128 TRANSDIGM GROUP INC 475,461 125,374 0.14%
129 THERMO FISHER SCIENTIFIC INC 847,069 125,163 0.14%
130 COLGATE PALMOLIVE CO 1,696,813 124,207 0.14%
131 BERKSHIRE HATHAWAY INC DEL 852,432 123,424 0.14%
132 OCCIDENTAL PETE CORP DEL 1,622,777 122,617 0.14%
133 UNITED PARCEL SERVICE INC 1,116,414 120,260 0.14%
134 TEXAS INSTRS INC 1,914,689 119,955 0.14%
135 PHILIP MORRIS INTL INC 1,171,064 119,121 0.13%
136 NEXTERA ENERGY INC 910,133 118,681 0.13%
137 REYNOLDS AMERICAN INC 2,199,163 118,601 0.13%
138 COOPER COS INC 688,918 118,198 0.13%
139 PFIZER INC 3,356,302 118,175 0.13%
140 COSTCO WHSL CORP NEW 746,833 117,283 0.13%
141 UNION PAC CORP 1,339,455 116,867 0.13%
142 EOG RES INC 1,398,406 116,655 0.13%
143 BERKSHIRE HATHAWAY INC DEL 797,205 115,427 0.13%
144 ROSS STORES INC 2,033,797 115,296 0.13%
145 BANK AMER CORP 8,638,115 114,628 0.13%
146 NETEASE INC 590,930 114,179 0.13%
147 US BANCORP DEL 2,825,224 113,941 0.13%
148 CHUBB LIMITED 865,444 113,122 0.13%
149 MICROSOFT CORP 2,178,664 111,482 0.13%
150 LOCKHEED MARTIN CORP 444,713 110,364 0.12%
Page 3 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193