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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
101 ALIBABA GROUP HLDG LTD 1,963,000 156,117 0.18%
102 UNION PAC CORP 1,783,196 155,584 0.18%
103 RAYTHEON CO 1,139,222 154,877 0.18%
104 BROADCOM LTD 984,988 153,067 0.17%
105 WALGREENS BOOTS ALLIANCE INC 1,830,084 152,391 0.17%
106 LAUDER ESTEE COS INC 1,642,072 149,461 0.17%
107 NIKE INC 2,654,978 146,555 0.17%
108 GILEAD SCIENCES INC 1,742,536 145,362 0.16%
109 MONDELEZ INTL INC 3,178,345 144,646 0.16%
110 TRAVELERS COMPANIES INC 1,201,927 143,077 0.16%
111 INGREDION INC 1,100,520 142,418 0.16%
112 VANGUARD SCOTTSDALE FDS 1,457,117 140,000 0.16%
113 ZIMMER BIOMET HLDGS INC 1,156,775 139,253 0.16%
114 PROCTER AND GAMBLE CO 1,643,878 139,187 0.16%
115 AMERICAN INTL GROUP INC 2,624,430 138,806 0.16%
116 HONEYWELL INTL INC 1,179,957 137,253 0.16%
117 EXPRESS SCRIPTS HLDG CO 1,809,842 137,186 0.16%
118 SALESFORCE COM INC 1,720,982 136,663 0.15%
119 ALPHABET INC 196,295 135,856 0.15%
120 TJX COS INC NEW 1,755,121 135,548 0.15%
121 MASTERCARD INCORPORATED 1,519,622 133,818 0.15%
122 DUKE ENERGY CORP NEW 1,551,122 133,071 0.15%
123 UNITED TECHNOLOGIES CORP 1,288,770 132,163 0.15%
124 SYNCHRONY FINL 5,207,788 131,653 0.15%
125 DANAHER CORP DEL 1,282,762 129,559 0.15%
126 VERISK ANALYTICS INC 1,589,727 128,895 0.15%
127 ALLERGAN PLC 550,418 127,196 0.14%
128 TRANSDIGM GROUP INC 475,461 125,374 0.14%
129 THERMO FISHER SCIENTIFIC INC 847,069 125,163 0.14%
130 COLGATE PALMOLIVE CO 1,696,813 124,207 0.14%
131 BERKSHIRE HATHAWAY INC DEL 852,432 123,424 0.14%
132 OCCIDENTAL PETE CORP DEL 1,622,777 122,617 0.14%
133 UNITED PARCEL SERVICE INC 1,116,414 120,260 0.14%
134 TEXAS INSTRS INC 1,914,689 119,955 0.14%
135 PHILIP MORRIS INTL INC 1,171,064 119,121 0.13%
136 NEXTERA ENERGY INC 910,133 118,681 0.13%
137 REYNOLDS AMERICAN INC 2,199,163 118,601 0.13%
138 COOPER COS INC 688,918 118,198 0.13%
139 PFIZER INC 3,356,302 118,175 0.13%
140 COSTCO WHSL CORP NEW 746,833 117,283 0.13%
141 UNION PAC CORP 1,339,455 116,867 0.13%
142 EOG RES INC 1,398,406 116,655 0.13%
143 BERKSHIRE HATHAWAY INC DEL 797,205 115,427 0.13%
144 ROSS STORES INC 2,033,797 115,296 0.13%
145 BANK AMER CORP 8,638,115 114,628 0.13%
146 NETEASE INC 590,930 114,179 0.13%
147 US BANCORP DEL 2,825,224 113,941 0.13%
148 CHUBB LIMITED 865,444 113,122 0.13%
149 MICROSOFT CORP 2,178,664 111,482 0.13%
150 LOCKHEED MARTIN CORP 444,713 110,364 0.12%
Page 3 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 69,900 352 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 5,400 27 0.00%
5 MTGE INVT CORP 33,598 531 0.00%
6 21VIANET GROUP INC 734,300 7,497 0.01%
7 2U, Inc. 15,900 468 0.00%
8 3-D SYS CORP DEL 51,697 708 0.00%
9 3-D SYS CORP DEL 12,631 173 0.00%
10 3M CO 36,424 6,379 0.01%
11 3M CO 86,453 15,140 0.02%
12 3M CO 93,148 16,312 0.02%
13 3M CO 317,440 55,590 0.06%
14 3M CO 89,294 15,637 0.02%
15 3M CO 5,500 963 0.00%
16 3M CO 518 91 0.00%
17 3M CO 1,015,711 177,871 0.20%
18 3M CO 13,806 2,418 0.00%
19 3M CO 291,685 51,080 0.06%
20 58 COM INC 45,100 2,070 0.00%
21 58 COM INC 16,900 776 0.00%
22 58 COM INC 500 23 0.00%
23 58 COM INC 202,958 9,314 0.01%
24 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
25 8X8 INC NEW COM 42,997 628 0.00%
26 8X8 INC NEW COM 21,381 312 0.00%
27 8X8 INC NEW COM 995,695 14,547 0.02%
28 8X8 INC NEW COM 621,683 9,083 0.01%
29 A O SMITH 4,353 384 0.00%
30 A O SMITH 4,356 384 0.00%
31 A O SMITH 127,419 11,227 0.01%
32 A O SMITH 11 1 0.00%
33 A O SMITH 1,073 95 0.00%
34 A O SMITH 27,862 2,455 0.00%
35 A O SMITH 25,615 2,257 0.00%
36 A O SMITH 888 78 0.00%
37 A10 NETWORKS INC 28,200 182 0.00%
38 AAON INC 17,322 477 0.00%
39 AAR CORP COM 21,798 509 0.00%
40 ABBOTT LABS 1,024,905 40,289 0.05%
41 ABBOTT LABS 33,678 1,324 0.00%
42 ABBOTT LABS 217,188 8,538 0.01%
43 ABBOTT LABS 62,360 2,451 0.00%
44 ABBOTT LABS 111,799 4,395 0.00%
45 ABBOTT LABS 2,476,817 97,364 0.11%
46 ABBOTT LABS 206,266 8,108 0.01%
47 ABBOTT LABS 13,721 539 0.00%
48 ABBOTT LABS 86,784 3,411 0.00%
49 ABBOTT LABS 18,415 724 0.00%
50 ABBVIE INC 3,450,452 213,617 0.24%
Page 1 of 193