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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
151 SERVICENOW INC 1,631,581 108,337 0.12%
152 SOUTHERN CO 2,017,162 108,180 0.12%
153 HENRY SCHEIN INC 608,799 107,636 0.12%
154 COCA COLA CO 2,364,148 107,167 0.12%
155 VERTEX PHARMACEUTICALS INC 1,244,876 107,084 0.12%
156 NIKE INC 1,937,021 106,924 0.12%
157 PEPSICO INC 1,001,478 106,097 0.12%
158 WALGREENS BOOTS ALLIANCE INC 1,272,308 105,945 0.12%
159 REGENERON PHARMACEUTICALS 300,934 105,095 0.12%
160 PUBLIC STORAGE 410,035 104,801 0.12%
161 VERTEX PHARMACEUTICALS INC 1,216,676 104,658 0.12%
162 HALLIBURTON CO 2,261,028 102,402 0.12%
163 S&P GLOBAL INC 951,244 102,030 0.12%
164 LILLY ELI & CO 1,284,866 101,183 0.11%
165 SBA COMMUNICATIONS CORP 931,211 100,515 0.11%
166 SNAP ON INC 636,704 100,485 0.11%
167 INTERNATIONAL BUSINESS MACHS 661,769 100,443 0.11%
168 GENERAL ELECTRIC CO 3,148,504 99,115 0.11%
169 WEC ENERGY GROUP INC 1,511,801 98,721 0.11%
170 EXPRESS SCRIPTS HLDG CO 1,296,797 98,297 0.11%
171 INTEL CORP 2,983,079 97,845 0.11%
172 ABBOTT LABS 2,476,817 97,364 0.11%
173 DOMINION ENERGY INC 1,247,123 97,188 0.11%
174 PRICELINE GRP INC 77,830 97,164 0.11%
175 MERCK & CO INC 1,679,605 96,762 0.11%
176 AUTOMATIC DATA PROCESSING IN 1,044,370 95,946 0.11%
177 AETNA INC NEW 784,909 95,861 0.11%
178 FISERV INC 880,467 95,733 0.11%
179 HEWLETT PACKARD ENTERPRISE C 5,223,572 95,435 0.11%
180 CHARTER COMMUNICATIONS INC N 415,720 95,050 0.11%
181 E M C CORP MASS COM 3,483,026 94,634 0.11%
182 INFOSYS LTD 5,270,900 94,086 0.11%
183 DOW CHEM CO 1,892,440 94,073 0.11%
184 MORGAN STANLEY 3,608,536 93,750 0.11%
185 TIME WARNER INC 1,274,578 93,732 0.11%
186 APPLIED MATLS INC 3,900,599 93,497 0.11%
187 DISNEY WALT CO 951,996 93,124 0.11%
188 CITRIX SYS INC 1,158,738 92,803 0.10%
189 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
190 VIPSHOP HLDGS LTD 8,235,591 91,992 0.10%
191 VISA INC 1,238,014 91,823 0.10%
192 ADOBE INC 958,203 91,786 0.10%
193 TRIPADVISOR INC 1,426,302 91,711 0.10%
194 HOME DEPOT INC 717,852 91,663 0.10%
195 THERMO FISHER SCIENTIFIC INC 616,830 91,143 0.10%
196 EXXON MOBIL CORP 965,167 90,475 0.10%
197 CONOCOPHILLIPS 2,057,576 89,710 0.10%
198 COGNIZANT TECHNOLOGY SOLUTIO 1,564,472 89,550 0.10%
199 CROWN CASTLE INTL CORP NEW 881,476 89,408 0.10%
200 ECOLAB INC 744,305 88,275 0.10%
Page 4 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 69,900 352 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 5,400 27 0.00%
5 MTGE INVT CORP 33,598 531 0.00%
6 21VIANET GROUP INC 734,300 7,497 0.01%
7 2U, Inc. 15,900 468 0.00%
8 3-D SYS CORP DEL 51,697 708 0.00%
9 3-D SYS CORP DEL 12,631 173 0.00%
10 3M CO 36,424 6,379 0.01%
11 3M CO 86,453 15,140 0.02%
12 3M CO 93,148 16,312 0.02%
13 3M CO 317,440 55,590 0.06%
14 3M CO 89,294 15,637 0.02%
15 3M CO 5,500 963 0.00%
16 3M CO 518 91 0.00%
17 3M CO 1,015,711 177,871 0.20%
18 3M CO 13,806 2,418 0.00%
19 3M CO 291,685 51,080 0.06%
20 58 COM INC 45,100 2,070 0.00%
21 58 COM INC 16,900 776 0.00%
22 58 COM INC 500 23 0.00%
23 58 COM INC 202,958 9,314 0.01%
24 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
25 8X8 INC NEW COM 42,997 628 0.00%
26 8X8 INC NEW COM 21,381 312 0.00%
27 8X8 INC NEW COM 995,695 14,547 0.02%
28 8X8 INC NEW COM 621,683 9,083 0.01%
29 A O SMITH 4,353 384 0.00%
30 A O SMITH 4,356 384 0.00%
31 A O SMITH 127,419 11,227 0.01%
32 A O SMITH 11 1 0.00%
33 A O SMITH 1,073 95 0.00%
34 A O SMITH 27,862 2,455 0.00%
35 A O SMITH 25,615 2,257 0.00%
36 A O SMITH 888 78 0.00%
37 A10 NETWORKS INC 28,200 182 0.00%
38 AAON INC 17,322 477 0.00%
39 AAR CORP COM 21,798 509 0.00%
40 ABBOTT LABS 1,024,905 40,289 0.05%
41 ABBOTT LABS 33,678 1,324 0.00%
42 ABBOTT LABS 217,188 8,538 0.01%
43 ABBOTT LABS 62,360 2,451 0.00%
44 ABBOTT LABS 111,799 4,395 0.00%
45 ABBOTT LABS 2,476,817 97,364 0.11%
46 ABBOTT LABS 206,266 8,108 0.01%
47 ABBOTT LABS 13,721 539 0.00%
48 ABBOTT LABS 86,784 3,411 0.00%
49 ABBOTT LABS 18,415 724 0.00%
50 ABBVIE INC 3,450,452 213,617 0.24%
Page 1 of 193