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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
251 ALTRIA GROUP INC 1,026,418 70,782 0.08%
252 MCKESSON CORP 378,955 70,732 0.08%
253 CATERPILLAR INC 929,100 70,435 0.08%
254 BLACKROCK INC 204,141 69,924 0.08%
255 CHECK POINT SOFTWARE TECH LT 877,032 69,882 0.08%
256 EXELON CORP 1,914,278 69,603 0.08%
257 SHERWIN WILLIAMS CO 234,929 68,992 0.08%
258 JD COM INC 3,241,156 68,810 0.08%
259 VANGUARD INTL EQUITY INDEX F 1,467,130 68,456 0.08%
260 ROSS STORES INC 1,206,071 68,372 0.08%
261 AMGEN INC 449,017 68,318 0.08%
262 S&P GLOBAL INC 636,506 68,272 0.08%
263 MICROSOFT CORP 1,326,087 67,856 0.08%
264 PHILLIPS 66 854,676 67,810 0.08%
265 AT&T INC 1,568,291 67,766 0.08%
266 VENTAS INC 929,142 67,660 0.08%
267 PNC FINL SVCS GROUP INC 828,075 67,397 0.08%
268 LAUDER ESTEE COS INC 734,917 66,892 0.08%
269 AMERICAN ELEC PWR INC 951,307 66,677 0.08%
270 NVIDIA CORPORATION 1,414,123 66,478 0.08%
271 METLIFE INC 1,659,498 66,098 0.07%
272 INTEL CORP JR SB CONV DB 39 40,700,000 65,957 0.07% PRN
273 T MOBILE US INC 1,521,414 65,832 0.07%
274 CATALENT INC 2,861,334 65,782 0.07%
275 DISNEY WALT CO 670,666 65,605 0.07%
276 GENERAL MTRS CO 2,309,660 65,363 0.07%
277 FISERV INC 596,077 64,811 0.07%
278 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
279 AMETEK INC NEW 1,388,626 64,196 0.07%
280 AMERICAN INTL GROUP INC 1,211,235 64,062 0.07%
281 SIMON PPTY GROUP INC NEW 294,635 63,906 0.07%
282 VANGUARD WORLD FD 671,000 63,826 0.07%
283 BRISTOL MYERS SQUIBB CO 862,091 63,407 0.07%
284 BANK NEW YORK MELLON CORP 1,614,708 62,731 0.07%
285 WHITEWAVE FOODS CO 1,332,583 62,551 0.07%
286 MEDTRONIC PLC 719,058 62,393 0.07%
287 INTUIT 557,822 62,259 0.07%
288 PG&E CORP 962,662 61,533 0.07%
289 SCHLUMBERGER LTD 777,705 61,501 0.07%
290 HALLIBURTON CO 1,356,383 61,431 0.07%
291 CANADIAN PAC RY LTD 475,044 61,181 0.07%
292 STRYKER CORP 510,305 61,150 0.07%
293 INFOSYS LTD 3,414,654 60,952 0.07%
294 YAHOO INC 1,620,741 60,875 0.07%
295 MARSH & MCLENNAN COS INC 886,201 60,669 0.07%
296 FEDEX CORP 398,559 60,493 0.07%
297 BECTON DICKINSON & CO 354,078 60,048 0.07%
298 MEDIVATION INC 995,657 60,038 0.07%
299 VERIZON COMMUNICATIONS INC 1,074,361 59,992 0.07%
300 GENERAL ELECTRIC CO 1,890,189 59,503 0.07%
Page 6 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193