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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
301 INTEL CORP 1,810,862 59,396 0.07%
302 BANK MONTREAL QUE 936,642 59,104 0.07%
303 PAYPAL HLDGS INC 1,617,449 59,053 0.07%
304 NETFLIX INC 645,465 59,047 0.07%
305 DIGITAL RLTY TR INC 541,480 59,016 0.07%
306 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
307 PFIZER INC 1,654,930 58,270 0.07%
308 EMERSON ELEC CO 1,117,130 58,270 0.07%
309 HORMEL FOODS CORP 1,589,230 58,166 0.07%
310 WAL-MART STORES INC 796,185 58,137 0.07%
311 BOSTON SCIENTIFIC CORP 2,474,466 57,828 0.07%
312 YANDEX NV 62,032,000 57,749 0.07% PRN
313 JOHNSON & JOHNSON 474,530 57,560 0.07%
314 YUM BRANDS INC 693,220 57,482 0.06%
315 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
316 SYSCO CORP 1,125,121 57,089 0.06%
317 ZIMMER BIOMET HLDGS INC 474,194 57,083 0.06%
318 HESS CORP 949,710 57,078 0.06%
319 GENERAL GROWTH 1,897,611 56,587 0.06%
320 CISCO SYS INC 1,972,084 56,579 0.06%
321 JPMORGAN CHASE & CO 909,049 56,488 0.06%
322 PPL CORP 1,495,828 56,468 0.06%
323 AON PLC 516,927 56,464 0.06%
324 NVIDIA CORPORATION 1,198,525 56,343 0.06%
325 ENBRIDGE INC 1,333,535 56,198 0.06%
326 SCHLUMBERGER LTD 709,526 56,109 0.06%
327 EXXON MOBIL CORP 597,935 56,050 0.06%
328 AFLAC INC 775,193 55,938 0.06%
329 ACTIVISION BLIZZARD INC 1,404,901 55,676 0.06%
330 3M CO 317,440 55,590 0.06%
331 ANTHEM INC 422,661 55,512 0.06%
332 CELGENE CORP 562,179 55,448 0.06%
333 CROWN CASTLE INTL CORP NEW 546,464 55,428 0.06%
334 RED HAT INC 755,958 54,883 0.06%
335 INGERSOLL-RAND PLC 861,543 54,863 0.06%
336 UNION PAC CORP 628,054 54,798 0.06%
337 CHIPOTLE MEXICAN GRILL INC 135,371 54,522 0.06%
338 WALGREENS BOOTS ALLIANCE INC 653,953 54,455 0.06%
339 UNITED TECHNOLOGIES CORP 529,223 54,272 0.06%
340 SOUTHERN CO 1,011,766 54,261 0.06%
341 KROGER CO 1,473,569 54,213 0.06%
342 TEVA PHARMACEUTICAL INDS LTD 1,077,303 54,113 0.06%
343 EDISON INTL 695,681 54,034 0.06%
344 UNITEDHEALTH GROUP INC 380,993 53,796 0.06%
345 ICICI BANK LIMITED 7,453,030 53,513 0.06%
346 PUBLIC SVC ENTERPRISE GRP IN 1,147,914 53,504 0.06%
347 PRAXAIR INC 474,339 53,311 0.06%
348 BOEING CO 409,462 53,177 0.06%
349 VORNADO REALTY 530,963 53,160 0.06%
350 PAYCHEX INC 891,094 53,020 0.06%
Page 7 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193