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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 304,700 1,533 0.00%
2 FANG HOLDINGS LTD 62,400 314 0.00%
3 FANG HOLDINGS LTD 69,900 352 0.00%
4 FANG HOLDINGS LTD 5,400 27 0.00%
5 GRAMMERCY PPTY TRUST 525,263 4,843 0.01%
6 GRAMMERCY PPTY TRUST 80,795 745 0.00%
7 GRAMMERCY PPTY TRUST 93,632 863 0.00%
8 MTGE INVT CORP 33,598 531 0.00%
9 21VIANET GROUP INC SPONSORED ADR 734,300 7,497 0.01%
10 2U INC 15,900 468 0.00%
11 3-D SYS CORP DEL 51,697 708 0.00%
12 3-D SYS CORP DEL 12,631 173 0.00%
13 3M CO 36,424 6,379 0.01%
14 3M CO 291,685 51,080 0.06%
15 3M CO 13,806 2,418 0.00%
16 3M CO 86,453 15,140 0.02%
17 3M CO 1,015,711 177,871 0.20%
18 3M CO 5,500 963 0.00%
19 3M CO 93,148 16,312 0.02%
20 3M CO 89,294 15,637 0.02%
21 3M CO 317,440 55,590 0.06%
22 3M CO 518 91 0.00%
23 58 COM INC 45,100 2,070 0.00%
24 58 COM INC 16,900 776 0.00%
25 58 COM INC 500 23 0.00%
26 58 COM INC 202,958 9,314 0.01%
27 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
28 8X8 INC NEW COM 621,683 9,083 0.01%
29 8X8 INC NEW COM 995,695 14,547 0.02%
30 8X8 INC NEW COM 42,997 628 0.00%
31 8X8 INC NEW COM 21,381 312 0.00%
32 A O SMITH 127,419 11,227 0.01%
33 A O SMITH 11 1 0.00%
34 A O SMITH 27,862 2,455 0.00%
35 A O SMITH 1,073 95 0.00%
36 A O SMITH 4,353 384 0.00%
37 A O SMITH 888 78 0.00%
38 A O SMITH 25,615 2,257 0.00%
39 A O SMITH 4,356 384 0.00%
40 A10 NETWORKS 28,200 182 0.00%
41 AAON INC 17,322 477 0.00%
42 AAR CORP COM 21,798 509 0.00%
43 ABBOTT LABS 111,799 4,395 0.00%
44 ABBOTT LABS 2,476,817 97,364 0.11%
45 ABBOTT LABS 13,721 539 0.00%
46 ABBOTT LABS 206,266 8,108 0.01%
47 ABBOTT LABS 217,188 8,538 0.01%
48 ABBOTT LABS 62,360 2,451 0.00%
49 ABBOTT LABS 86,784 3,411 0.00%
50 ABBOTT LABS 33,678 1,324 0.00%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9451 CADENCE DESIGN SYSTEM INC 343 8 0.00%
9452 FORTUNE BRANDS HOME & SEC IN 133 8 0.00%
9453 WESTAR ENERGY 150 8 0.00%
9454 PALO ALTO NETWORKS INC 64 8 0.00%
9455 FMC TECHNOLOGIES INC 303 8 0.00%
9456 VULCAN MATLS CO 66 8 0.00%
9457 LIBERTY INTERACTIVE CORP 321 8 0.00%
9458 CHENIERE ENERGY INC 209 8 0.00%
9459 BIOMARIN PHARMACEUTICAL INC 102 8 0.00%
9460 LINCOLN NATL CORP IND 211 8 0.00%
9461 COOPER COS INC 46 8 0.00%
9462 SIRIUS XM HOLDINGS INC 1,985 8 0.00%
9463 WHOLE FOODS MKT INC 253 8 0.00%
9464 HARMAN INTL INDS INC COM 114 8 0.00%
9465 MEDNAX INC 110 8 0.00%
9466 XL GROUP PLC 233 8 0.00%
9467 ARAMARK 248 8 0.00%
9468 TD AMERITRADE HLDG CORP 285 8 0.00%
9469 PEMBINA PIPELINE CORP 267 8 0.00%
9470 UGI CORP NEW 182 8 0.00%
9471 AUTOLIV INC 78 8 0.00%
9472 IMPERIAL OIL LTD 258 8 0.00%
9473 IMS HEALTH HLDS INC 307 8 0.00%
9474 AKAMAI TECHNOLOGIES INC 150 8 0.00%
9475 AGRIUM INC 86 8 0.00%
9476 SENSATA TECHNOLOGIES HLDG NV 215 8 0.00%
9477 CARMAX INC 172 8 0.00%
9478 PACKAGING CORP AMER 120 8 0.00%
9479 JUNIPER NETWORKS INC 365 8 0.00%
9480 TRIPADVISOR INC 124 8 0.00%
9481 DOMINOS PIZZA (USD) 62 8 0.00%
9482 ULTA BEAUTY INC 33 8 0.00%
9483 CDW CORP 164 7 0.00%
9484 QORVO INC 129 7 0.00%
9485 GOODYEAR TIRE & RUBR CO 258 7 0.00%
9486 BED BATH & BEYOND INC 155 7 0.00%
9487 GALLAGHER ARTHUR J & CO 138 7 0.00%
9488 CENOVUS ENERGY INC 527 7 0.00%
9489 SPRINT CORP 1,594 7 0.00%
9490 CDK GLOBAL INC 127 7 0.00%
9491 FORTINET INC 215 7 0.00%
9492 KEYCORP NEW 592 7 0.00%
9493 COLUMBIA PIPELINE GR 277 7 0.00%
9494 ALLIANCE DATA SYSTEMS CORP 37 7 0.00%
9495 WYNN RESORTS LTD 79 7 0.00%
9496 SPLUNK INC 127 7 0.00%
9497 L-3 Communications Holdings 51 7 0.00%
9498 TIFFANY 110 7 0.00%
9499 SABRE CORP 259 7 0.00%
9500 ALLY FINL INC 402 7 0.00%
Page 190 of 193