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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 304,700 1,533 0.00%
2 FANG HOLDINGS LTD 5,400 27 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 69,900 352 0.00%
5 MTGE INVT CORP 33,598 531 0.00%
6 21VIANET GROUP INC 734,300 7,497 0.01%
7 2U, Inc. 15,900 468 0.00%
8 3-D SYS CORP DEL 51,697 708 0.00%
9 3-D SYS CORP DEL 12,631 173 0.00%
10 3M CO 291,685 51,080 0.06%
11 3M CO 89,294 15,637 0.02%
12 3M CO 518 91 0.00%
13 3M CO 36,424 6,379 0.01%
14 3M CO 13,806 2,418 0.00%
15 3M CO 317,440 55,590 0.06%
16 3M CO 86,453 15,140 0.02%
17 3M CO 5,500 963 0.00%
18 3M CO 93,148 16,312 0.02%
19 3M CO 1,015,711 177,871 0.20%
20 58 COM INC 202,958 9,314 0.01%
21 58 COM INC 500 23 0.00%
22 58 COM INC 16,900 776 0.00%
23 58 COM INC 45,100 2,070 0.00%
24 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
25 8X8 INC NEW COM 42,997 628 0.00%
26 8X8 INC NEW COM 621,683 9,083 0.01%
27 8X8 INC NEW COM 995,695 14,547 0.02%
28 8X8 INC NEW COM 21,381 312 0.00%
29 A O SMITH 127,419 11,227 0.01%
30 A O SMITH 11 1 0.00%
31 A O SMITH 27,862 2,455 0.00%
32 A O SMITH 1,073 95 0.00%
33 A O SMITH 4,353 384 0.00%
34 A O SMITH 888 78 0.00%
35 A O SMITH 4,356 384 0.00%
36 A O SMITH 25,615 2,257 0.00%
37 A10 NETWORKS INC 28,200 182 0.00%
38 AAON INC 17,322 477 0.00%
39 AAR CORP COM 21,798 509 0.00%
40 ABBOTT LABS 111,799 4,395 0.00%
41 ABBOTT LABS 2,476,817 97,364 0.11%
42 ABBOTT LABS 13,721 539 0.00%
43 ABBOTT LABS 206,266 8,108 0.01%
44 ABBOTT LABS 62,360 2,451 0.00%
45 ABBOTT LABS 217,188 8,538 0.01%
46 ABBOTT LABS 86,784 3,411 0.00%
47 ABBOTT LABS 33,678 1,324 0.00%
48 ABBOTT LABS 1,024,905 40,289 0.05%
49 ABBOTT LABS 18,415 724 0.00%
50 ABBVIE INC 250,100 15,484 0.02%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
51 DISNEY WALT CO 2,563,677 250,779 0.28%
52 CHEVRON CORP NEW 2,351,180 246,474 0.28%
53 COMCAST CORP NEW 3,727,790 243,015 0.27%
54 ORACLE CORP 5,800,667 237,421 0.27%
55 ECOLAB INC 1,962,731 232,780 0.26%
56 TJX COS INC NEW 2,896,508 223,697 0.25%
57 STARBUCKS CORP 3,908,848 223,273 0.25%
58 ALTRIA GROUP INC 3,183,927 219,564 0.25%
59 ABBVIE INC 3,450,452 213,617 0.24%
60 SIMON PPTY GROUP INC NEW 961,170 208,478 0.24%
61 CVS HEALTH CORP 2,166,942 207,463 0.23%
62 ALLERGAN PLC 895,814 207,014 0.23%
63 DANAHER CORP DEL 2,020,276 204,048 0.23%
64 WAL-MART STORES INC 2,723,753 198,888 0.22%
65 MCDONALDS CORP 1,637,095 197,008 0.22%
66 MCDONALDS CORP 1,635,838 196,857 0.22%
67 MASTERCARD INCORPORATED 2,234,808 196,797 0.22%
68 SALESFORCE COM INC 2,456,285 195,054 0.22%
69 CVS HEALTH CORP 2,033,655 194,702 0.22%
70 AT&T INC 4,458,195 192,639 0.22%
71 BRISTOL MYERS SQUIBB CO 2,611,111 192,047 0.22%
72 LILLY ELI & CO 2,413,529 190,065 0.21%
73 GENERAL ELECTRIC CO 6,025,211 189,674 0.21%
74 CELGENE CORP 1,914,010 188,779 0.21%
75 CITIGROUPINC 4,447,909 188,547 0.21%
76 VISA INC 2,536,013 188,096 0.21%
77 ACCENTURE PLC IRELAND 1,641,055 185,915 0.21%
78 AMAZON COM INC 258,669 185,109 0.21%
79 MEDTRONIC PLC 2,093,295 181,635 0.21%
80 AMGEN INC 1,185,698 180,404 0.20%
81 ALPHABET INC 260,220 180,098 0.20%
82 ACCENTURE PLC IRELAND 1,588,249 179,933 0.20%
83 BIOGEN INC 735,920 177,960 0.20%
84 3M CO 1,015,711 177,871 0.20%
85 STARBUCKS CORP 3,084,930 176,211 0.20%
86 GILEAD SCIENCES INC 2,106,653 175,737 0.20%
87 AETNA INC NEW 1,431,569 174,838 0.20%
88 CHUBB LIMITED 1,283,639 167,784 0.19%
89 WELLS FARGO & CO NEW 3,529,287 167,041 0.19%
90 BROADCOM LTD 1,062,143 165,057 0.19%
91 SHERWIN WILLIAMS CO 561,331 164,846 0.19%
92 SCHLUMBERGER LTD 2,075,656 164,143 0.19%
93 MONDELEZ INTL INC 3,581,659 163,001 0.18%
94 COGNIZANT TECHNOLOGY SOLUTIO 2,830,807 162,035 0.18%
95 HONEYWELL INTL INC 1,387,637 161,410 0.18%
96 LOWES COS INC 2,013,973 159,446 0.18%
97 JOHNSON & JOHNSON 1,306,145 158,435 0.18%
98 COMCAST CORP NEW 2,426,654 158,194 0.18%
99 BOEING CO 1,215,515 157,859 0.18%
100 QUALCOMM INC 2,918,542 156,346 0.18%
Page 2 of 193