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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 PLAINS GP HOLDINGS LP 33 0 0.00%
2 UNITED THERAPEUTICS CORP DEL 9 1 0.00%
3 WABCO HLDGS INC 11 1 0.00%
4 UNDER ARMOUR INC 39 1 0.00%
5 A O SMITH 11 1 0.00%
6 AVNET INC 35 1 0.00%
7 ANTERO RES CORP 26 1 0.00%
8 GARMIN LTD 27 1 0.00%
9 ZILLOW GROUP INC 27 1 0.00%
10 WR GRACE & CO 15 1 0.00%
11 AMERCO 2 1 0.00%
12 AMERICAN AIRLS GROUP INC 33 1 0.00%
13 JONES LANG LASALLE INC 9 1 0.00%
14 MSCI INC 20 2 0.00%
15 HOLLYFRONTIER CORP 102 2 0.00%
16 TECK RESOURCES LTD 176 2 0.00%
17 ATMOS ENERGY CORP 20 2 0.00%
18 VERMILION ENERGY INC 70 2 0.00%
19 IDEXX LABS INC 18 2 0.00%
20 NAVIENT CORPORATION 196 2 0.00%
21 JAZZ PHARMACEUTICALS PLC 12 2 0.00%
22 NISOURCE 67 2 0.00%
23 MANPOWERGROUP INC 29 2 0.00%
24 INGREDION INC 12 2 0.00%
25 MID AMER APT CMNTYS INC 15 2 0.00%
26 BLACKBERRY LTD 327 2 0.00%
27 ENCANA CORP 246 2 0.00%
28 ALEX REAL ESTATE EQ 15 2 0.00%
29 TOLL BROTHERS INC 107 3 0.00%
30 MURPHY OIL CORP 90 3 0.00%
31 AXALTA COATING SYS LTD 130 3 0.00%
32 FLOWSERVE CORP 74 3 0.00%
33 FLIR SYS INC 111 3 0.00%
34 ENDO INTL PLC 165 3 0.00%
35 LIBERTY MEDIA CORP DELAWARE 91 3 0.00%
36 LEUCADIA NATL CORP 183 3 0.00%
37 EDGEWELL PERS CARE CO 31 3 0.00%
38 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
39 CAE INC 222 3 0.00%
40 MANPOWERGROUP INC 50 3 0.00%
41 AERCAP HOLDINGS NV 100 3 0.00%
42 B/E AEROSPACE INC 65 3 0.00%
43 AUTONATION INC 58 3 0.00%
44 EATON VANCE CORP 88 3 0.00%
45 ROBERT HALF INTL INC 88 3 0.00%
46 NRG ENERGY INC 173 3 0.00%
47 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
48 CALPINE CORP 196 3 0.00%
49 SOUTHWESTERN ENERGY CO 207 3 0.00%
50 AGCO CORP 71 3 0.00%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
301 INTEL CORP 1,810,862 59,396 0.07%
302 BANK MONTREAL QUE 936,642 59,104 0.07%
303 PAYPAL HLDGS INC 1,617,449 59,053 0.07%
304 NETFLIX INC 645,465 59,047 0.07%
305 DIGITAL RLTY TR INC 541,480 59,016 0.07%
306 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
307 PFIZER INC 1,654,930 58,270 0.07%
308 EMERSON ELEC CO 1,117,130 58,270 0.07%
309 HORMEL FOODS CORP 1,589,230 58,166 0.07%
310 WAL-MART STORES INC 796,185 58,137 0.07%
311 BOSTON SCIENTIFIC CORP 2,474,466 57,828 0.07%
312 YANDEX NV 62,032,000 57,749 0.07% PRN
313 JOHNSON & JOHNSON 474,530 57,560 0.07%
314 YUM BRANDS INC 693,220 57,482 0.06%
315 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
316 SYSCO CORP 1,125,121 57,089 0.06%
317 ZIMMER BIOMET HLDGS INC 474,194 57,083 0.06%
318 HESS CORP 949,710 57,078 0.06%
319 GENERAL GROWTH 1,897,611 56,587 0.06%
320 CISCO SYS INC 1,972,084 56,579 0.06%
321 JPMORGAN CHASE & CO 909,049 56,488 0.06%
322 PPL CORP 1,495,828 56,468 0.06%
323 AON PLC 516,927 56,464 0.06%
324 NVIDIA CORPORATION 1,198,525 56,343 0.06%
325 ENBRIDGE INC 1,333,535 56,198 0.06%
326 SCHLUMBERGER LTD 709,526 56,109 0.06%
327 EXXON MOBIL CORP 597,935 56,050 0.06%
328 AFLAC INC 775,193 55,938 0.06%
329 ACTIVISION BLIZZARD INC 1,404,901 55,676 0.06%
330 3M CO 317,440 55,590 0.06%
331 ANTHEM INC 422,661 55,512 0.06%
332 CELGENE CORP 562,179 55,448 0.06%
333 CROWN CASTLE INTL CORP NEW 546,464 55,428 0.06%
334 RED HAT INC 755,958 54,883 0.06%
335 INGERSOLL-RAND PLC 861,543 54,863 0.06%
336 UNION PAC CORP 628,054 54,798 0.06%
337 CHIPOTLE MEXICAN GRILL INC 135,371 54,522 0.06%
338 WALGREENS BOOTS ALLIANCE INC 653,953 54,455 0.06%
339 UNITED TECHNOLOGIES CORP 529,223 54,272 0.06%
340 SOUTHERN CO 1,011,766 54,261 0.06%
341 KROGER CO 1,473,569 54,213 0.06%
342 TEVA PHARMACEUTICAL INDS LTD 1,077,303 54,113 0.06%
343 EDISON INTL 695,681 54,034 0.06%
344 UNITEDHEALTH GROUP INC 380,993 53,796 0.06%
345 ICICI BANK LIMITED 7,453,030 53,513 0.06%
346 PUBLIC SVC ENTERPRISE GRP IN 1,147,914 53,504 0.06%
347 PRAXAIR INC 474,339 53,311 0.06%
348 BOEING CO 409,462 53,177 0.06%
349 VORNADO REALTY 530,963 53,160 0.06%
350 PAYCHEX INC 891,094 53,020 0.06%
Page 7 of 193