Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
451 CHINA MOBILE LIMITED 724,398 41,943 0.05%
452 DOW CHEM CO 840,732 41,793 0.05%
453 TARGET CORP 598,485 41,786 0.05%
454 VALERO ENERGY CORP NEW 816,885 41,661 0.05%
455 EATON CORP PLC 697,030 41,634 0.05%
456 KIMCO RLTY CORP 1,320,840 41,448 0.05%
457 MARSH & MCLENNAN COS INC 604,690 41,397 0.05%
458 NXP SEMICONDUCTORS N V 527,315 41,310 0.05%
459 MICRON TECHNOLOGY INC 3,001,004 41,294 0.05%
460 AFLAC INC 571,836 41,264 0.05%
461 GOLDMAN SACHS GROUP INC 277,282 41,199 0.05%
462 BAXTER INTL INC 907,820 41,052 0.05%
463 MERCADOLIBRE INC 32,631,000 41,019 0.05% PRN
464 HP INC 3,258,333 40,892 0.05%
465 COMPANHIA DE SANEAMENTO BASI 4,562,297 40,878 0.05%
466 ISHARES TR 333,047 40,875 0.05% PRN
467 SIGNATURE BANK 325,406 40,650 0.05%
468 SERVICENOW INC 611,930 40,632 0.05%
469 CTRIP COM INTL LTD 38,475,000 40,603 0.05% PRN
470 CME GROUP INC 416,413 40,559 0.05%
471 FORD MTR CO DEL 3,217,755 40,447 0.05%
472 MASTERCARD INCORPORATED 458,876 40,409 0.05%
473 ANADARKO PETR 758,488 40,389 0.05%
474 T MOBILE US INC 932,527 40,350 0.05%
475 ABBOTT LABS 1,024,905 40,289 0.05%
476 LAM RESEARCH CORP 478,919 40,258 0.05%
477 Citrix Systems Inc 35,834,000 40,198 0.05% PRN
478 CBS CORP NEW 738,291 40,193 0.05%
479 ZOETIS INC 844,944 40,101 0.05%
480 COSTCO WHSL CORP NEW 255,317 40,095 0.05%
481 BIOGEN INC 165,357 39,987 0.05%
482 CITRIX SYS INC 498,304 39,909 0.05%
483 WELLS FARGO CO NEW 842,528 39,877 0.05%
484 CATERPILLAR INC 524,594 39,769 0.04%
485 VIACOM INC NEW 958,542 39,751 0.04%
486 QUALCOMM INC 741,112 39,701 0.04%
487 AT&T INC 917,138 39,630 0.04%
488 Intuit Inc 209,172 39,586 0.04%
489 REALTY INCOME CORP 569,345 39,490 0.04%
490 TRIMBLE INC 1,620,191 39,468 0.04%
491 AMERICAN EXPRESS CO 647,273 39,328 0.04%
492 DELPHI AUTOMOTIVE PLC 628,101 39,319 0.04%
493 SPDR S&P 500 ETF TR 187,576 39,303 0.04%
494 EQUINIX INC 101,341 39,293 0.04%
495 INGREDION INC 301,786 39,054 0.04%
496 DISCOVER FINL SVCS 728,500 39,040 0.04%
497 ANALOG DEVICES INC 685,109 38,805 0.04%
498 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
499 CSX CORP 1,470,590 38,353 0.04%
500 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
Page 10 of 193