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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
451 AMBEV SA 34,000 201 0.00%
452 AMC ENTMT HLDGS INC 179,784 4,964 0.01%
453 AMC ENTMT HLDGS INC 333,271 9,202 0.01%
454 AMC NETWORKS INC CL A 9,261 560 0.00%
455 AMC NETWORKS INC CL A 31,021 1,874 0.00%
456 AMC NETWORKS INC CL A 9,643 583 0.00%
457 AMC NETWORKS INC CL A 3,899 236 0.00%
458 AMDOCS LTD 272,416 15,724 0.02%
459 AMDOCS LTD 40,863 2,359 0.00%
460 AMDOCS LTD 22,661 1,308 0.00%
461 AMDOCS LTD 21,319 1,231 0.00%
462 AMDOCS LTD 79,752 4,603 0.01%
463 AMEDISYS INC COM 13,699 692 0.00%
464 AMER STATES WTR CO 5,492 241 0.00%
465 AMER STATES WTR CO 21,651 949 0.00%
466 AMERCO 4,468 1,673 0.00%
467 AMERCO 6,205 2,324 0.00%
468 AMERCO 2 1 0.00%
469 AMERCO 2,431 911 0.00%
470 AMERCO 517 194 0.00%
471 AMERCO 200 75 0.00%
472 AMEREN CORP 37,146 1,990 0.00%
473 AMEREN CORP 175,277 9,391 0.01%
474 AMEREN CORP 4,766 255 0.00%
475 AMEREN CORP 236 13 0.00%
476 AMEREN CORP 470,129 25,190 0.03%
477 AMEREN CORP 20,216 1,083 0.00%
478 AMEREN CORP 4,900 263 0.00%
479 AMEREN CORP 45,018 2,412 0.00%
480 AMERICAN AIRLS GROUP INC 21,776 616 0.00%
481 AMERICAN AIRLS GROUP INC 118,002 3,341 0.00%
482 AMERICAN AIRLS GROUP INC 5,073 144 0.00%
483 AMERICAN AIRLS GROUP INC 33 1 0.00%
484 AMERICAN AIRLS GROUP INC 232,775 6,590 0.01%
485 AMERICAN AIRLS GROUP INC 30,632 867 0.00%
486 AMERICAN AIRLS GROUP INC 1,800 51 0.00%
487 AMERICAN AIRLS GROUP INC 32,931 932 0.00%
488 AMERICAN ASSETS TR INC COM 7,460 317 0.00%
489 AMERICAN ASSETS TR INC COM 49,164 2,087 0.00%
490 AMERICAN ASSETS TR INC COM 8,280 351 0.00%
491 AMERICAN ASSETS TR INC COM 41,645 1,767 0.00%
492 AMERICAN AXLE & MFG HLDGS INC COM 11,556 167 0.00%
493 AMERICAN AXLE & MFG HLDGS INC COM 35,897 520 0.00%
494 AMERICAN AXLE & MFG HLDGS INC COM 16,133 234 0.00%
495 AMERICAN CAMPUS CMNTYS INC 42,658 2,255 0.00%
496 AMERICAN CAMPUS CMNTYS INC 160,894 8,506 0.01%
497 AMERICAN CAMPUS CMNTYS INC 17,752 939 0.00%
498 AMERICAN EAGLE OUTFITTERS NE 28,042 447 0.00%
499 AMERICAN EAGLE OUTFITTERS NE 357,446 5,694 0.01%
500 AMERICAN EAGLE OUTFITTERS NE 33,940 541 0.00%
Page 10 of 193