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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
451 BOSTON SCIENTIFIC CORP 1,178 28 0.00%
452 PROLOGIS INC 565 28 0.00%
453 KINDER MORGAN INC DEL 1,508 28 0.00%
454 ANTHEM INC 223 29 0.00%
455 QIHOO 360 TECHNOLOGY CO LTD 400 29 0.00%
456 BANK MONTREAL QUE 466 29 0.00%
457 PRAXAIR INC 260 29 0.00%
458 CAPITAL ONE FINL CORP 451 29 0.00%
459 INFINITY PHARMACEUTICALS INC 22,299 30 0.00%
460 YUM BRANDS INC 364 30 0.00%
461 TWENTY FIRST CENTY FOX INC 1,116 30 0.00%
462 YAHOO INC 807 30 0.00%
463 NORTHROP GRUMMAN CORP 135 30 0.00%
464 EXELON CORP 826 30 0.00%
465 SILICON LABORATORIES INC 625 30 0.00%
466 RAYTHEON CO 222 30 0.00%
467 EMERSON ELEC CO 586 31 0.00%
468 NETFLIX INC 341 31 0.00%
469 MORGAN STANLEY 1,234 32 0.00%
470 GRAINGER W W INC 141 32 0.00%
471 REGULUS THERAPEUTICS INC 11,222 32 0.00%
472 FEDEX CORP 219 33 0.00%
473 AMERICAN ELEC PWR INC 467 33 0.00%
474 BAIDU INC 200 33 0.00%
475 GENERAL MTRS CO 1,207 34 0.00%
476 HALLIBURTON CO 742 34 0.00%
477 IMMUNOGEN INC 11,000 34 0.00%
478 KROGER CO 922 34 0.00%
479 EXTREME NETWORKS COM 10,047 34 0.00%
480 COGNIZANT TECHNOLOGY SOLUTIO 605 35 0.00%
481 ELDORADO GOLD CORP NEW 7,925 35 0.00%
482 ILLINOIS TOOL WKS INC 336 35 0.00%
483 PHILLIPS 66 439 35 0.00%
484 PAYPAL HLDGS INC 962 35 0.00%
485 GLOBALSTAR INC 28,600 35 0.00%
486 BLACKROCK INC 103 35 0.00%
487 AETNA INC NEW 296 36 0.00%
488 WABTEC CORP 516 36 0.00%
489 SEADRILL LIMITED 11,500 37 0.00%
490 MARSH & MCLENNAN COS INC 542 37 0.00%
491 TRAVELERS COMPANIES INC 309 37 0.00%
492 FORD MTR CO DEL 2,959 37 0.00%
493 BANK NEW YORK MELLON CORP 957 37 0.00%
494 CATERPILLAR INC 494 37 0.00%
495 METLIFE INC 926 37 0.00%
496 NEW ORIENTAL ED & TECH GRP I 900 38 0.00%
497 ENDO INTL PLC 2,437 38 0.00%
498 FACTSET RESH SYS INC 235 38 0.00%
499 SPRINT CORP 8,548 39 0.00%
500 EOG RES INC 463 39 0.00%
Page 10 of 193