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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9251 ROYAL CARIBBEAN GROUP 149 10 0.00%
9252 SKYWORKS SOLUTIONS INC 158 10 0.00%
9253 SIGNET JEWELERS LIMITED 116 10 0.00%
9254 Ashland Inc New 89 10 0.00%
9255 NATIONAL OILWELL VARCO INC 295 10 0.00%
9256 AUTODESK INC 188 10 0.00%
9257 PRINCIPAL FIN GROUP 243 10 0.00%
9258 FIFTH THIRD BANCORP 550 10 0.00%
9259 AMETEK INC NEW 214 10 0.00%
9260 WASTE CONNECTIONS INC 133 10 0.00%
9261 DOVER CORP 139 10 0.00%
9262 ROCKWELL COLLINS INC 113 10 0.00%
9263 HOST HOTELS & RESORTS INC 641 10 0.00%
9264 CA INC 319 10 0.00%
9265 UNUM GROUP 304 10 0.00%
9266 INCYTE CORP 119 10 0.00%
9267 GLOBAL PMTS INC 137 10 0.00%
9268 D R HORTON INC 318 10 0.00%
9269 HOLOGIC INC 279 10 0.00%
9270 CENTENE CORP DEL 136 10 0.00%
9271 FRANKLIN RESOURCES INC 311 10 0.00%
9272 FLUOR CORP NEW 213 10 0.00%
9273 LENNAR CORP 205 9 0.00%
9274 AFFILIATED MANAGERS GROUP 66 9 0.00%
9275 NEW YORK CMNTY BANCORP INC 571 9 0.00%
9276 DISCOVERY C 376 9 0.00%
9277 HANESBRANDS INC 342 9 0.00%
9278 COMERICA INC 229 9 0.00%
9279 EASTMAN CHEM CO 132 9 0.00%
9280 SOUTHWEST AIRLS CO 229 9 0.00%
9281 GRAINGER W W INC 40 9 0.00%
9282 HARLEY DAVIDSON INC 190 9 0.00%
9283 BEST BUY INC 283 9 0.00%
9284 CBRE GROUP INC 339 9 0.00%
9285 FMC 203 9 0.00%
9286 SL GREEN RLTY CORP 81 9 0.00%
9287 KANSAS CITY SOUTHERN 100 9 0.00%
9288 WORKDAY INC 115 9 0.00%
9289 HILTON WORLDWIDE 411 9 0.00%
9290 WESTERN UN CO 494 9 0.00%
9291 TESORO CORP 118 9 0.00%
9292 RESTAURANT BRANDS INTL INC 221 9 0.00%
9293 ACUITY BRANDS INC 36 9 0.00%
9294 CABOT OIL & GAS CORP 355 9 0.00%
9295 WYNDHAM WORLDWIDE CORP 121 9 0.00%
9296 METTLER TOLEDO INTERNATIONAL 24 9 0.00%
9297 CIMAREX ENERGY 79 9 0.00%
9298 SIGNATURE BANK 71 9 0.00%
9299 TECO ENERGY INC 323 9 0.00%
9300 TWENTY FIRST CENTY FOX INC 341 9 0.00%
Page 186 of 193