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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9301 UNION PAC CORP 628,054 54,798 0.06%
9302 INGERSOLL-RAND PLC 861,543 54,863 0.06%
9303 RED HAT INC 755,958 54,883 0.06%
9304 CROWN CASTLE INTL CORP NEW 546,464 55,428 0.06%
9305 CELGENE CORP 562,179 55,448 0.06%
9306 ANTHEM INC 422,661 55,512 0.06%
9307 3M CO 317,440 55,590 0.06%
9308 ACTIVISION BLIZZARD INC 1,404,901 55,676 0.06%
9309 AFLAC INC 775,193 55,938 0.06%
9310 EXXON MOBIL CORP 597,935 56,050 0.06%
9311 SCHLUMBERGER LTD 709,526 56,109 0.06%
9312 ENBRIDGE INC 1,333,535 56,198 0.06%
9313 NVIDIA CORPORATION 1,198,525 56,343 0.06%
9314 AON PLC 516,927 56,464 0.06%
9315 PPL CORP 1,495,828 56,468 0.06%
9316 JPMORGAN CHASE & CO 909,049 56,488 0.06%
9317 CISCO SYS INC 1,972,084 56,579 0.06%
9318 GENERAL GROWTH 1,897,611 56,587 0.06%
9319 HESS CORP 949,710 57,078 0.06%
9320 ZIMMER BIOMET HLDGS INC 474,194 57,083 0.06%
9321 SYSCO CORP 1,125,121 57,089 0.06%
9322 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
9323 YUM BRANDS INC 693,220 57,482 0.06%
9324 JOHNSON & JOHNSON 474,530 57,560 0.07%
9325 YANDEX NV 62,032,000 57,749 0.07% PRN
9326 BOSTON SCIENTIFIC CORP 2,474,466 57,828 0.07%
9327 WAL-MART STORES INC 796,185 58,137 0.07%
9328 HORMEL FOODS CORP 1,589,230 58,166 0.07%
9329 PFIZER INC 1,654,930 58,270 0.07%
9330 EMERSON ELEC CO 1,117,130 58,270 0.07%
9331 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
9332 DIGITAL RLTY TR INC 541,480 59,016 0.07%
9333 NETFLIX INC 645,465 59,047 0.07%
9334 PAYPAL HLDGS INC 1,617,449 59,053 0.07%
9335 BANK MONTREAL QUE 936,642 59,104 0.07%
9336 INTEL CORP 1,810,862 59,396 0.07%
9337 GENERAL ELECTRIC CO 1,890,189 59,503 0.07%
9338 VERIZON COMMUNICATIONS INC 1,074,361 59,992 0.07%
9339 MEDIVATION INC 995,657 60,038 0.07%
9340 BECTON DICKINSON & CO 354,078 60,048 0.07%
9341 FEDEX CORP 398,559 60,493 0.07%
9342 MARSH & MCLENNAN COS INC 886,201 60,669 0.07%
9343 YAHOO INC 1,620,741 60,875 0.07%
9344 INFOSYS LTD 3,414,654 60,952 0.07%
9345 STRYKER CORP 510,305 61,150 0.07%
9346 CANADIAN PAC RY LTD 475,044 61,181 0.07%
9347 HALLIBURTON CO 1,356,383 61,431 0.07%
9348 SCHLUMBERGER LTD 777,705 61,501 0.07%
9349 PG&E CORP 962,662 61,533 0.07%
9350 INTUIT 557,822 62,259 0.07%
Page 187 of 193