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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9401 WHOLE FOODS MKT INC 171,285 5,485 0.01%
9402 WHOLE FOODS MKT INC 7,147 229 0.00%
9403 WHOLE FOODS MKT INC 253 8 0.00%
9404 WHOLE FOODS MKT INC 626,960 20,075 0.02%
9405 WHOLE FOODS MKT INC 19,712 631 0.00%
9406 WHOLE FOODS MKT INC 133 4 0.00%
9407 WHOLE FOODS MKT INC 71,254 2,282 0.00%
9408 WHOLE FOODS MKT INC 478,635 15,326 0.02%
9409 WILEY JOHN SONS INC 20,819 1,086 0.00%
9410 WILEY JOHN SONS INC 9,471 494 0.00%
9411 WILEY JOHN SONS INC 6,923 361 0.00%
9412 WILLIAMS COS INC DEL 425,790 9,210 0.01%
9413 WILLIAMS COS INC DEL 56,660 1,226 0.00%
9414 WILLIAMS COS INC DEL 133,390 2,885 0.00%
9415 WILLIAMS COS INC DEL 1,068,988 23,122 0.03%
9416 WILLIAMS COS INC DEL 643 14 0.00%
9417 WILLIAMS COS INC DEL 6,200 134 0.00%
9418 WILLIAMS COS INC DEL 101,986 2,206 0.00%
9419 WILLIAMS COS INC DEL 15,195 329 0.00%
9420 WILLIAMS SONOMA INC 285,789 14,898 0.02%
9421 WILLIAMS SONOMA INC 19,926 1,039 0.00%
9422 WILLIAMS SONOMA INC 121,968 6,358 0.01%
9423 WILLIAMS SONOMA INC 4,871 254 0.00%
9424 WILSHIRE BANCORP INC 39,096 407 0.00%
9425 WINDSTREAM HLDGS INC 64,603 599 0.00%
9426 WINDSTREAM HLDGS INC 67,200 623 0.00%
9427 WINNEBAGO INDS INC COM 15,399 353 0.00%
9428 WINTHROP RLTY TR 23,998 211 0.00%
9429 WINTRUST FINL CORP COM 7,758 396 0.00%
9430 WINTRUST FINL CORP COM 26,252 1,339 0.00%
9431 WIPRO LIMITED SPON ADR 1 SH 75,000 927 0.00%
9432 WIPRO LIMITED SPON ADR 1 SH 30,533 377 0.00%
9433 WISDOMTREE EUROPE 38,950 896 0.00%
9434 WISDOMTREE EUROPE 503,000 11,574 0.01%
9435 WISDOMTREE EUROPE 1,238,076 28,488 0.03%
9436 WISDOMTREE INVTS INC 14,663 144 0.00%
9437 WISDOMTREE INVTS INC 58,097 569 0.00%
9438 WISDOMTREE TR 23,588 835 0.00%
9439 WMI HOLDINGS CORP. 68,000 151 0.00%
9440 WOLVERINE WORLD WIDE INC COM 15,353 312 0.00%
9441 WOLVERINE WORLD WIDE INC COM 52,196 1,061 0.00%
9442 WOODWARD INC 109,231 6,296 0.01%
9443 WOODWARD INC 3,709 214 0.00%
9444 WOODWARD INC 69,300 3,994 0.00%
9445 WOODWARD INC 10,327 595 0.00%
9446 WOODWARD INC 26,198 1,510 0.00%
9447 WORKDAY INC 14,859 1,110 0.00%
9448 WORKDAY INC 16,057 1,199 0.00%
9449 WORKDAY INC 1,200 90 0.00%
9450 WORKDAY INC 37,140 2,773 0.00%
Page 189 of 193