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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9451 WORKDAY INC 1,200 90 0.00%
9452 WORKDAY INC 6,991 522 0.00%
9453 WORKDAY INC 2,185 163 0.00%
9454 WORKDAY INC 115 9 0.00%
9455 WORLD FUEL SVCS CORP 14,290 679 0.00%
9456 WORLD FUEL SVCS CORP 45,242 2,149 0.00%
9457 WORLD FUEL SVCS CORP 41,989 1,994 0.00%
9458 WORTHINGTON INDS INC 6,751 286 0.00%
9459 WORTHINGTON INDS INC 25,698 1,087 0.00%
9460 WP GLIMCHER IN COM 43,648 488 0.00%
9461 WP GLIMCHER IN COM 231,477 2,590 0.00%
9462 WP GLIMCHER IN COM 53,218 596 0.00%
9463 WPX ENERGY INC 131,980 1,229 0.00%
9464 WPX ENERGY INC 157,039 1,462 0.00%
9465 WPX ENERGY INC 55,341 515 0.00%
9466 WR GRACE & CO 15 1 0.00%
9467 WR GRACE & CO 9,310 682 0.00%
9468 WR GRACE & CO 1,371 100 0.00%
9469 WR GRACE & CO 4,585 336 0.00%
9470 WR GRACE & CO 94,061 6,886 0.01%
9471 WR GRACE & CO 1,170 86 0.00%
9472 WR GRACE & CO 25,010 1,831 0.00%
9473 WSFS FINL CORPORATION 12,512 403 0.00%
9474 WYNDHAM WORLDWIDE CORP 121 9 0.00%
9475 WYNDHAM WORLDWIDE CORP 2,582 184 0.00%
9476 WYNDHAM WORLDWIDE CORP 15,983 1,138 0.00%
9477 WYNDHAM WORLDWIDE CORP 49,815 3,548 0.00%
9478 WYNDHAM WORLDWIDE CORP 16,318 1,162 0.00%
9479 WYNDHAM WORLDWIDE CORP 2,100 150 0.00%
9480 WYNDHAM WORLDWIDE CORP 6,860 489 0.00%
9481 WYNDHAM WORLDWIDE CORP 170,410 12,138 0.01%
9482 WYNN RESORTS LTD 125,710 11,394 0.01%
9483 WYNN RESORTS LTD 12,413 1,125 0.00%
9484 WYNN RESORTS LTD 2,188 198 0.00%
9485 WYNN RESORTS LTD 24,899 2,257 0.00%
9486 WYNN RESORTS LTD 1,200 109 0.00%
9487 WYNN RESORTS LTD 13,174 1,194 0.00%
9488 WYNN RESORTS LTD 79 7 0.00%
9489 WYNN RESORTS LTD 6,685 606 0.00%
9490 WYNN RESORTS LTD 51,755 4,691 0.01%
9491 West Corp 20,168 397 0.00%
9492 West Corp 10,347 203 0.00%
9493 World Wrestling Entertainment Inc 18,400 339 0.00%
9494 Wright Medical Group NV 12,451 216 0.00%
9495 Wright Medical Group NV 52,129 905 0.00%
9496 XBIOTECH INC 13,600 285 0.00%
9497 XCEL ENERGY INC 9,700 434 0.00%
9498 XCEL ENERGY INC 506,027 22,660 0.03%
9499 XCEL ENERGY INC 83,382 3,734 0.00%
9500 XCEL ENERGY INC 11,123 498 0.00%
Page 190 of 193