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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9451 APPLIED MATLS INC 3,900,599 93,497 0.11%
9452 TIME WARNER INC 1,274,578 93,732 0.11%
9453 MORGAN STANLEY 3,608,536 93,750 0.11%
9454 DOW CHEM CO 1,892,440 94,073 0.11%
9455 INFOSYS LTD 5,270,900 94,086 0.11%
9456 Agnico Eagle 3,483,026 94,634 0.11%
9457 CHARTER COMMUNICATIONS INC N 415,720 95,050 0.11%
9458 HEWLETT PACKARD ENTERPRISE C 5,223,572 95,435 0.11%
9459 FISERV INC 880,467 95,733 0.11%
9460 AETNA INC NEW 784,909 95,861 0.11%
9461 AUTOMATIC DATA PROCESSING IN 1,044,370 95,946 0.11%
9462 MERCK & CO INC 1,679,605 96,762 0.11%
9463 PRICELINE GRP INC 77,830 97,164 0.11%
9464 DOMINION ENERGY INC 1,247,123 97,188 0.11%
9465 ABBOTT LABS 2,476,817 97,364 0.11%
9466 INTEL CORP 2,983,079 97,845 0.11%
9467 EXPRESS SCRIPTS HLDG CO 1,296,797 98,297 0.11%
9468 WEC ENERGY GROUP INC 1,511,801 98,721 0.11%
9469 GENERAL ELECTRIC CO 3,148,504 99,115 0.11%
9470 INTERNATIONAL BUSINESS MACHS 661,769 100,443 0.11%
9471 SNAP ON INC 636,704 100,485 0.11%
9472 SBA COMMUNICATIONS CORP 931,211 100,515 0.11%
9473 LILLY ELI & CO 1,284,866 101,183 0.11%
9474 S&P GLOBAL INC 951,244 102,030 0.12%
9475 HALLIBURTON CO 2,261,028 102,402 0.12%
9476 VERTEX PHARMACEUTICALS INC 1,216,676 104,658 0.12%
9477 PUBLIC STORAGE 410,035 104,801 0.12%
9478 REGENERON PHARMACEUTICALS 300,934 105,095 0.12%
9479 WALGREENS BOOTS ALLIANCE INC 1,272,308 105,945 0.12%
9480 PEPSICO INC 1,001,478 106,097 0.12%
9481 NIKE INC 1,937,021 106,924 0.12%
9482 VERTEX PHARMACEUTICALS INC 1,244,876 107,084 0.12%
9483 COCA COLA CO 2,364,148 107,167 0.12%
9484 HENRY SCHEIN INC 608,799 107,636 0.12%
9485 SOUTHERN CO 2,017,162 108,180 0.12%
9486 SERVICENOW INC 1,631,581 108,337 0.12%
9487 LOCKHEED MARTIN CORP 444,713 110,364 0.12%
9488 MICROSOFT CORP 2,178,664 111,482 0.13%
9489 CHUBB LIMITED 865,444 113,122 0.13%
9490 US BANCORP DEL 2,825,224 113,941 0.13%
9491 NETEASE INC 590,930 114,179 0.13%
9492 BANK AMER CORP 8,638,115 114,628 0.13%
9493 ROSS STORES INC 2,033,797 115,296 0.13%
9494 BERKSHIRE HATHAWAY INC DEL 797,205 115,427 0.13%
9495 EOG RES INC 1,398,406 116,655 0.13%
9496 UNION PAC CORP 1,339,455 116,867 0.13%
9497 COSTCO WHSL CORP NEW 746,833 117,283 0.13%
9498 PFIZER INC 3,356,302 118,175 0.13%
9499 COOPER COS INC 688,918 118,198 0.13%
9500 REYNOLDS AMERICAN INC 2,199,163 118,601 0.13%
Page 190 of 193