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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
9501 NEXTERA ENERGY INC 910,133 118,681 0.13%
9502 PHILIP MORRIS INTL INC 1,171,064 119,121 0.13%
9503 TEXAS INSTRS INC 1,914,689 119,955 0.14%
9504 UNITED PARCEL SERVICE INC 1,116,414 120,260 0.14%
9505 OCCIDENTAL PETE CORP DEL 1,622,777 122,617 0.14%
9506 BERKSHIRE HATHAWAY INC DEL 852,432 123,424 0.14%
9507 COLGATE PALMOLIVE CO 1,696,813 124,207 0.14%
9508 THERMO FISHER SCIENTIFIC INC 847,069 125,163 0.14%
9509 TRANSDIGM GROUP INC 475,461 125,374 0.14%
9510 ALLERGAN PLC 550,418 127,196 0.14%
9511 VERISK ANALYTICS INC 1,589,727 128,895 0.15%
9512 DANAHER CORP DEL 1,282,762 129,559 0.15%
9513 SYNCHRONY FINL 5,207,788 131,653 0.15%
9514 UNITED TECHNOLOGIES CORP 1,288,770 132,163 0.15%
9515 DUKE ENERGY CORP NEW 1,551,122 133,071 0.15%
9516 MASTERCARD INCORPORATED 1,519,622 133,818 0.15%
9517 TJX COS INC NEW 1,755,121 135,548 0.15%
9518 ALPHABET INC 196,295 135,856 0.15%
9519 SALESFORCE COM INC 1,720,982 136,663 0.15%
9520 EXPRESS SCRIPTS HLDG CO 1,809,842 137,186 0.16%
9521 HONEYWELL INTL INC 1,179,957 137,253 0.16%
9522 AMERICAN INTL GROUP INC 2,624,430 138,806 0.16%
9523 PROCTER AND GAMBLE CO 1,643,878 139,187 0.16%
9524 ZIMMER BIOMET HLDGS INC 1,156,775 139,253 0.16%
9525 VANGUARD SCOTTSDALE FDS 1,457,117 140,000 0.16%
9526 INGREDION INC 1,100,520 142,418 0.16%
9527 TRAVELERS COMPANIES INC 1,201,927 143,077 0.16%
9528 MONDELEZ INTL INC 3,178,345 144,646 0.16%
9529 GILEAD SCIENCES INC 1,742,536 145,362 0.16%
9530 NIKE INC 2,654,978 146,555 0.17%
9531 LAUDER ESTEE COS INC 1,642,072 149,461 0.17%
9532 WALGREENS BOOTS ALLIANCE INC 1,830,084 152,391 0.17%
9533 BROADCOM LTD 984,988 153,067 0.17%
9534 RAYTHEON CO 1,139,222 154,877 0.18%
9535 UNION PAC CORP 1,783,196 155,584 0.18%
9536 ALIBABA GROUP HLDG LTD 1,963,000 156,117 0.18%
9537 QUALCOMM INC 2,918,542 156,346 0.18%
9538 BOEING CO 1,215,515 157,859 0.18%
9539 COMCAST CORP NEW 2,426,654 158,194 0.18%
9540 JOHNSON & JOHNSON 1,306,145 158,435 0.18%
9541 LOWES COS INC 2,013,973 159,446 0.18%
9542 HONEYWELL INTL INC 1,387,637 161,410 0.18%
9543 COGNIZANT TECHNOLOGY SOLUTIO 2,830,807 162,035 0.18%
9544 MONDELEZ INTL INC 3,581,659 163,001 0.18%
9545 SCHLUMBERGER LTD 2,075,656 164,143 0.19%
9546 SHERWIN WILLIAMS CO 561,331 164,846 0.19%
9547 BROADCOM LTD 1,062,143 165,057 0.19%
9548 WELLS FARGO CO NEW 3,529,287 167,041 0.19%
9549 CHUBB LIMITED 1,283,639 167,784 0.19%
9550 AETNA INC NEW 1,431,569 174,838 0.20%
Page 191 of 193