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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
151 ADVANTAGE OIL & GAS LTD 88,200 490 0.00%
152 ADVISORY BRD CO COM 20,899 740 0.00%
153 AECOM 13,027 414 0.00%
154 AECOM 73,262 2,328 0.00%
155 AECOM 41,004 1,303 0.00%
156 AEGION CORP 15,099 295 0.00%
157 AERCAP HOLDINGS NV 23,741 797 0.00%
158 AERCAP HOLDINGS NV 100 3 0.00%
159 AERCAP HOLDINGS NV 12,914 434 0.00%
160 AERCAP HOLDINGS NV 151,131 5,076 0.01%
161 AERCAP HOLDINGS NV 2,200 74 0.00%
162 AERCAP HOLDINGS NV 254,233 8,540 0.01%
163 AERCAP HOLDINGS NV 375,846 12,625 0.01%
164 AEROJET ROCKETDYNE HLDGS INC COM 25,498 466 0.00%
165 AEROVIRONMENT INC 14,099 392 0.00%
166 AES CORP 15,903 198 0.00%
167 AES CORP 461,452 5,759 0.01%
168 AES CORP 1,309,630 16,344 0.02%
169 AES CORP 100,525 1,255 0.00%
170 AES CORP 916 11 0.00%
171 AES CORP 52,890 660 0.00%
172 AES CORP 122,991 1,535 0.00%
173 AES CORP 12,500 156 0.00%
174 AETNA INC NEW 68,769 8,399 0.01%
175 AETNA INC NEW 49,679 6,067 0.01%
176 AETNA INC NEW 1,431,569 174,838 0.20%
177 AETNA INC NEW 7,848 958 0.00%
178 AETNA INC NEW 20,412 2,493 0.00%
179 AETNA INC NEW 55,811 6,816 0.01%
180 AETNA INC NEW 784,909 95,861 0.11%
181 AETNA INC NEW 296 36 0.00%
182 AETNA INC NEW 87,349 10,668 0.01%
183 AFFILIATED MANAGERS GROUP 81,582 11,484 0.01%
184 AFFILIATED MANAGERS GROUP 3,552 500 0.00%
185 AFFILIATED MANAGERS GROUP 7,777 1,095 0.00%
186 AFFILIATED MANAGERS GROUP 900 127 0.00%
187 AFFILIATED MANAGERS GROUP 66 9 0.00%
188 AFFILIATED MANAGERS GROUP 1,093 154 0.00%
189 AFFILIATED MANAGERS GROUP 21,274 2,995 0.00%
190 AFFILIATED MANAGERS GROUP 7,859 1,106 0.00%
191 AFLAC INC 598,770 43,207 0.05%
192 AFLAC INC 55,406 3,998 0.00%
193 AFLAC INC 80,136 5,783 0.01%
194 AFLAC INC 571,836 41,264 0.05%
195 AFLAC INC 6,608 477 0.00%
196 AFLAC INC 49,827 3,596 0.00%
197 AFLAC INC 775,193 55,938 0.06%
198 AFLAC INC 369 27 0.00%
199 AFLAC INC 10,034 724 0.00%
200 AG MTG INVT TR INC 24,899 360 0.00%
Page 4 of 193