Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
151 TIFFANY 110 7 0.00%
152 ALLIANCE DATA SYSTEMS CORP 37 7 0.00%
153 SPRINT CORP 1,594 7 0.00%
154 CINTAS CORP 67 7 0.00%
155 LIBERTY INTERACTIVE CORP 321 8 0.00%
156 PEMBINA PIPELINE CORP 267 8 0.00%
157 ARAMARK 248 8 0.00%
158 AGRIUM INC 86 8 0.00%
159 DOMINOS PIZZA (USD) 62 8 0.00%
160 PACKAGING CORP AMER 120 8 0.00%
161 CHECK POINT SOFTWARE TECH LT 100 8 0.00%
162 AUTOLIV INC 78 8 0.00%
163 TD AMERITRADE HLDG CORP 285 8 0.00%
164 VULCAN MATLS CO 66 8 0.00%
165 WHOLE FOODS MKT INC 253 8 0.00%
166 XL GROUP PLC 233 8 0.00%
167 CADENCE DESIGN SYSTEM INC 343 8 0.00%
168 COOPER COS INC 46 8 0.00%
169 BIOMARIN PHARMACEUTICAL INC 102 8 0.00%
170 PALO ALTO NETWORKS INC 64 8 0.00%
171 AKAMAI TECHNOLOGIES INC 150 8 0.00%
172 CARMAX INC 172 8 0.00%
173 HARMAN INTL INDS INC COM 114 8 0.00%
174 MEDNAX INC 110 8 0.00%
175 SIRIUS XM HOLDINGS INC 1,985 8 0.00%
176 TRIPADVISOR INC 124 8 0.00%
177 SENSATA TECHNOLOGIES HLDG NV 215 8 0.00%
178 FMC TECHNOLOGIES INC 303 8 0.00%
179 WESTAR ENERGY 150 8 0.00%
180 IMPERIAL OIL LTD 258 8 0.00%
181 FORTUNE BRANDS HOME & SEC IN 133 8 0.00%
182 CHENIERE ENERGY INC 209 8 0.00%
183 IMS HEALTH HLDS INC 307 8 0.00%
184 ULTA BEAUTY INC 33 8 0.00%
185 LINCOLN NATL CORP IND 211 8 0.00%
186 JUNIPER NETWORKS INC 365 8 0.00%
187 LIBERTY M SIRIUSXM C 271 8 0.00%
188 UGI CORP NEW 182 8 0.00%
189 TESORO CORP 118 9 0.00%
190 GROUPE CGI INC 217 9 0.00%
191 SERVICENOW INC 143 9 0.00%
192 HARLEY DAVIDSON INC 190 9 0.00%
193 METTLER TOLEDO INTERNATIONAL 24 9 0.00%
194 WYNDHAM WORLDWIDE CORP 121 9 0.00%
195 NEWFIELD EXPL CO 205 9 0.00%
196 LENNAR CORP 205 9 0.00%
197 SOUTHWEST AIRLS CO 229 9 0.00%
198 TWENTY FIRST CENTY FOX INC 341 9 0.00%
199 FMC 203 9 0.00%
200 NEW YORK CMNTY BANCORP INC 571 9 0.00%
Page 4 of 193