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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
251 AK STL HLDG CORP 51,100 238 0.00%
252 AK STL HLDG CORP 100,764 470 0.00%
253 AKAMAI TECHNOLOGIES INC 150 8 0.00%
254 AKAMAI TECHNOLOGIES INC 69,427 3,883 0.00%
255 AKAMAI TECHNOLOGIES INC 23,868 1,335 0.00%
256 AKAMAI TECHNOLOGIES INC 2,600 145 0.00%
257 AKAMAI TECHNOLOGIES INC 316,127 17,681 0.02%
258 AKAMAI TECHNOLOGIES INC 24,329 1,361 0.00%
259 AKAMAI TECHNOLOGIES INC 10,556 590 0.00%
260 AKAMAI TECHNOLOGIES INC 4,474 250 0.00%
261 AKORN INCORPORATED 40,862 1,164 0.00%
262 AKORN INCORPORATED 9,870 281 0.00%
263 AKORN INCORPORATED 13,426 382 0.00%
264 ALAMO GROUP INC 3,600 237 0.00%
265 ALASKA AIR GROUP INC 63,562 3,705 0.00%
266 ALASKA AIR GROUP INC 16,105 939 0.00%
267 ALASKA AIR GROUP INC 3,434 200 0.00%
268 ALASKA AIR GROUP INC 225,112 13,122 0.01%
269 ALASKA AIR GROUP INC 25,919 1,511 0.00%
270 ALASKA AIR GROUP INC 7,934 462 0.00%
271 ALBANY INTL CORP CL A 17,328 692 0.00%
272 ALBEMARLE CORP 44,081 3,496 0.00%
273 ALBEMARLE CORP 163,628 12,977 0.01%
274 ALBEMARLE CORP 73 6 0.00%
275 ALBEMARLE CORP 2,983 237 0.00%
276 ALBEMARLE CORP 19,690 1,562 0.00%
277 ALBEMARLE CORP 1,500 119 0.00%
278 ALBEMARLE CORP 7,029 557 0.00%
279 ALDER BIOPHARMACEUTICALS INC 15,853 396 0.00%
280 ALERE INC 19,037 793 0.00%
281 ALERE INC 46,710 1,947 0.00%
282 ALERE INC 12,879 537 0.00%
283 ALEX REAL ESTATE EQ 11,807 1,222 0.00%
284 ALEX REAL ESTATE EQ 1,378 143 0.00%
285 ALEX REAL ESTATE EQ 10,124 1,048 0.00%
286 ALEX REAL ESTATE EQ 144,445 14,953 0.02%
287 ALEX REAL ESTATE EQ 39,117 4,049 0.00%
288 ALEX REAL ESTATE EQ 15 2 0.00%
289 ALEX REAL ESTATE EQ 905 94 0.00%
290 ALEXANDER & BALDWIN INC NEW COM 19,799 716 0.00%
291 ALEXANDER & BALDWIN INC NEW COM 5,694 206 0.00%
292 ALEXANDERS INC 501 205 0.00%
293 ALEXANDERS INC 712 291 0.00%
294 ALEXANDERS INC 2,539 1,039 0.00%
295 ALEXION PHARMACEUTIC 79,211 9,249 0.01%
296 ALEXION PHARMACEUTIC 30,253 3,532 0.00%
297 ALEXION PHARMACEUTIC 182 21 0.00%
298 ALEXION PHARMACEUTIC 709,373 82,826 0.09%
299 ALEXION PHARMACEUTIC 5,067 592 0.00%
300 ALEXION PHARMACEUTIC 8,716 1,018 0.00%
Page 6 of 193