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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
301 ALEXION PHARMACEUTIC 709,373 82,826 0.09%
302 ALEXION PHARMACEUTIC 182 21 0.00%
303 ALEXION PHARMACEUTIC 5,067 592 0.00%
304 ALIBABA GROUP HLDG LTD 1,963,000 156,117 0.18%
305 ALIBABA GROUP HLDG LTD 221,385 17,607 0.02%
306 ALIBABA GROUP HLDG LTD 340,800 27,104 0.03%
307 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
308 ALIBABA GROUP HLDG LTD 398,400 31,685 0.04%
309 ALIGN TECHNOLOGY INC 37,505 3,021 0.00%
310 ALIGN TECHNOLOGY INC 12,682 1,022 0.00%
311 ALIGN TECHNOLOGY INC 4,298 346 0.00%
312 ALIGN TECHNOLOGY INC 14,727 1,186 0.00%
313 ALKERMES PLC 131 6 0.00%
314 ALKERMES PLC 19,501 843 0.00%
315 ALKERMES PLC 3,279 142 0.00%
316 ALKERMES PLC 48,999 2,118 0.00%
317 ALKERMES PLC 9,350 404 0.00%
318 ALKERMES PLC 12,425 537 0.00%
319 ALKERMES PLC 89,900 3,885 0.00%
320 ALKERMES PLC 22,487 972 0.00%
321 ALKERMES PLC 1,896 82 0.00%
322 ALKERMES PLC 978,590 42,295 0.05%
323 ALLEGHANY CORP 3,362 1,848 0.00%
324 ALLEGHANY CORP 2,503 1,376 0.00%
325 ALLEGHANY CORP 600 330 0.00%
326 ALLEGHANY CORP 9,821 5,397 0.01%
327 ALLEGHANY CORP 860 473 0.00%
328 ALLEGHANY CORP 248 136 0.00%
329 ALLEGHANY CORP 28,458 15,640 0.02%
330 ALLEGHANY CORP 23,237 12,771 0.01%
331 ALLEGHANY CORP 3,062 1,683 0.00%
332 ALLEGHENY TECHNOLOGIES INC 36,951 471 0.00%
333 ALLEGHENY TECHNOLOGIES INC 21,970 280 0.00%
334 ALLEGHENY TECHNOLOGIES INC 58,897 751 0.00%
335 ALLEGIANT TRAVEL CO 1,804 273 0.00%
336 ALLEGIANT TRAVEL CO 1,828 277 0.00%
337 ALLEGION PUB LTD CO 19,513 1,355 0.00%
338 ALLEGION PUB LTD CO 109,117 7,576 0.01%
339 ALLEGION PUB LTD CO 5,625 391 0.00%
340 ALLEGION PUB LTD CO 12,843 892 0.00%
341 ALLERGAN PLC 72,622 16,782 0.02%
342 ALLERGAN PLC 48,749 11,265 0.01%
343 ALLERGAN PLC 50,345 11,634 0.01%
344 ALLERGAN PLC 1,147,548 265,187 0.30%
345 ALLERGAN PLC 32,252 7,453 0.01%
346 ALLERGAN PLC 334 77 0.00%
347 ALLERGAN PLC 895,814 207,014 0.23%
348 ALLERGAN PLC 8,744 2,021 0.00%
349 ALLERGAN PLC 550,418 127,196 0.14%
350 ALLERGAN PLC 53,990 12,477 0.01%
Page 7 of 193