Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
301 TOTAL SYS SVCS INC 226 12 0.00%
302 LEAR CORP 115 12 0.00%
303 AMERIPRISE FINL INC 149 13 0.00%
304 MEDIVATION INC 213 13 0.00%
305 Neothetics Inc 13,617 13 0.00%
306 DISH NETWORK A 240 13 0.00%
307 NUCOR CORP 263 13 0.00%
308 SCANA 176 13 0.00%
309 MOODYS CORP 141 13 0.00%
310 Alcoa 1,351 13 0.00%
311 AGILENT TECHNOLOGIES INC 282 13 0.00%
312 VORNADO REALTY 133 13 0.00%
313 MASCO CORP 404 13 0.00%
314 KLA-TENCOR CORP 173 13 0.00%
315 ONEOK INC NEW 274 13 0.00%
316 EQT CORP 166 13 0.00%
317 HCP INC 368 13 0.00%
318 BALL CORP 173 13 0.00%
319 AMEREN CORP 236 13 0.00%
320 DUKE REALTY CORP 503 13 0.00%
321 CITIZENS FINL GROUP INC 662 13 0.00%
322 INGERSOLL-RAND PLC 203 13 0.00%
323 EQUIFAX INC 104 13 0.00%
324 CMS ENERGY CORP 307 14 0.00%
325 ROCKWELL AUTOMATION INC 118 14 0.00%
326 STANLEY BLACK &DECKER INC 126 14 0.00%
327 CORE LABORATORIES N V 111 14 0.00%
328 WILLIAMS COS INC DEL 643 14 0.00%
329 NIELSEN HLDGS PLC 273 14 0.00%
330 SUNTRUST BKS INC 352 14 0.00%
331 AMPHENOL CORP NEW 236 14 0.00%
332 FREEPORT-MCMORAN INC 1,241 14 0.00%
333 DTE ENERGY CO 149 15 0.00%
334 PRICE T ROWE GROUP INC 200 15 0.00%
335 MOLSON COORS BREWING CO 144 15 0.00%
336 KIMCO RLTY CORP 479 15 0.00%
337 VIACOM INC NEW 353 15 0.00%
338 LINCOLN ELEC HLDGS INC 257 15 0.00%
339 MYLAN N V 353 15 0.00%
340 CINCINNATI FIN 197 15 0.00%
341 SYMANTEC CORP 734 15 0.00%
342 DR PEPPER SNAPPLE GROUP INC 159 15 0.00%
343 BAKER HUGHES INC 355 16 0.00%
344 PANERA BREAD CO 74 16 0.00%
345 OMNICOM GROUP INC 194 16 0.00%
346 EQUINIX INC 42 16 0.00%
347 CONAGRA BRANDS INC 339 16 0.00%
348 BOSTON PROPERTIES 121 16 0.00%
349 LIBERTY GLOBAL PLC 575 16 0.00%
350 MONSTER BEVERAGE CORP NEW 100 16 0.00%
Page 7 of 193