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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
351 SMUCKER J M CO 104 16 0.00%
352 LUMEN TECHNOLOGIES INC 577 17 0.00%
353 ZIMMER BIOMET HLDGS INC 144 17 0.00%
354 COMPANIA DE MINAS BUENAVENTU 1,400 17 0.00%
355 ST JUDE MED INC 219 17 0.00%
356 TESLA INC 82 17 0.00%
357 CARNIVAL CORP 386 17 0.00%
358 TYSON FOODS INC 259 17 0.00%
359 SYNCHRONY FINL 684 17 0.00%
360 LAS VEGAS SANDS CORP 401 17 0.00%
361 OCWEN FINL CORP 10,071 17 0.00%
362 MARATHON PETE CORP 448 17 0.00%
363 INTL PAPER CO 404 17 0.00%
364 DIGITAL RLTY TR INC 159 17 0.00%
365 BELLATRIX EXPLORATION LTD 17,200 17 0.00%
366 EDWARDS LIFESCIENCES CORP 181 18 0.00%
367 DEVON ENERGY CORP NEW 506 18 0.00%
368 ACTIVISION BLIZZARD INC 451 18 0.00%
369 Intuit Inc 93 18 0.00%
370 CUMMINS INC 160 18 0.00%
371 WEYERHAEUSER CO 610 18 0.00%
372 PIONEER NAT RES CO 117 18 0.00%
373 NOBLE ENERGY INC 501 18 0.00%
374 REGENERON PHARMACEUTICALS 53 19 0.00%
375 HP INC 1,483 19 0.00%
376 INTUITIVE SURGICAL INC 28 19 0.00%
377 DELPHI AUTOMOTIVE PLC 309 19 0.00%
378 DEERE & CO 245 20 0.00%
379 CANADIAN NAT RES LTD 656 20 0.00%
380 PACCAR INC 391 20 0.00%
381 ANALOG DEVICES INC 353 20 0.00%
382 CONSTELLATION BRANDS INC 121 20 0.00%
383 NEWELL BRANDS INC 409 20 0.00%
384 CERNER CORP 339 20 0.00%
385 ILLUMINA INC 140 20 0.00%
386 LANDSTAR SYS INC COM 287 20 0.00%
387 SEMPRA ENERGY 187 21 0.00%
388 QUNAR CAYMN ISLND ADR REP 3 CL B ORD 700 21 0.00%
389 ALEXION PHARMACEUTICALS INC 182 21 0.00%
390 SHERWIN WILLIAMS CO 70 21 0.00%
391 CORNING INC 1,021 21 0.00%
392 MEAD JOHNSON NUTRITION CO 231 21 0.00%
393 TYCO INTL PLC SHS 489 21 0.00%
394 CDN IMPERIAL BK COMM TORONTO 286 21 0.00%
395 AIR PRODS & CHEMS INC 150 21 0.00%
396 PUBLIC SVC ENTERPRISE GRP IN 459 21 0.00%
397 YAMANA GOLD INC 4,100 21 0.00%
398 APACHE CORP 395 22 0.00%
399 PROGRESSIVE CORP OHIO 650 22 0.00%
400 VERTEX PHARMACEUTICALS INC 253 22 0.00%
Page 8 of 193