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Institutional Investment Manager
HSBC HOLDINGS PLC
HSBC HOLDINGS PLC (CIK: 0000873630), located at 8 Canada Square, London. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 2,072 holdings with a total value of $35,496,421,000.
#
Name
Shares
Value ($)
%
Options
Notes
2051 AKERS BIOSCIENCES INC 23,970 40,000 0.00%
2052 NORTHERN TRUST 600 39,000 0.00% Call
2053 JD COM INC 1,250 33,000 0.00% Call
2054 FOOT LOCKER INC 500 32,000 0.00% Call
2055 LINN CO LLC 77,058 28,000 0.00%
2056 LINN ENERGY LLC UNIT LTD LIAB 71,463 26,000 0.00%
2057 CTRIP COM INTL LTD 500 22,000 0.00% Call
2058 SOUTHWEST AIRLS CO 500 22,000 0.00% Call
2059 NAVIOS MARITIME PARTNERS L P 16,886 21,000 0.00%
2060 LOMBARD MEDICAL INC 18,236 19,000 0.00%
2061 FANG HOLDINGS LTD 3,000 18,000 0.00% Call
2062 TWITTER INC 1,000 17,000 0.00% Put
2063 STONE ENERGY CORP 21,199 17,000 0.00%
2064 REPROS THERAPEUTICS INC 15,000 15,000 0.00%
2065 INTREPID POTASH INC 12,800 14,000 0.00%
2066 GAMESTOP CORP NEW 400 13,000 0.00% Call
2067 PROTALIX BIOTHERAPEUTICS INC 15,000 13,000 0.00%
2068 BARCLAYS BANK PLC 25,000 12,000 0.00%
2069 ONCONOVA THERAPEUTICS 13,000 8,000 0.00%
2070 NEWMONT CORP 200 5,000 0.00% Put
2071 UNITED STATES OIL FUND LP 200 2,000 0.00% Call
2072 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 40,684 1,000 0.00%
Page 42 of 42

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000873630-16-000007, filed 2016.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.