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Institutional Investment Manager
TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. (CIK: 0000883961) incorporated in Delaware, located at 40 West 57th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 1,395 holdings with a total value of $7,597,446,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 I-Carauction.com Inc (DELISTED 81 0 0.00%
2 LAUDER ESTEE COS INC 1 0 0.00%
3 Citadel Broadcasting Corp 23 0 0.00%
4 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 39 0 0.00%
5 Schoolwurks Inc (DELISTED) 4,070 0 0.00%
6 Softbrands Inc. (DELISTED) 91 0 0.00%
7 Umicore Strip VVPR 1,250 0 0.00%
8 Q-Med, Inc. 400 0 0.00%
9 Cache Exploration Inc 5,000 0 0.00%
10 Sedona Corp 6,000 0 0.00%
11 Terastor Corp 162 0 0.00%
12 ENZON PHARMACEUTICALS INC 3 0 0.00%
13 CARNIVAL CORP 2 0 0.00%
14 Benguet Corp Class B (Worthles 77 0 0.00%
15 AURA Systems Inc. NEW 2 0 0.00%
16 FRANKLIN CRED HLDGS CXXX 29,025 0 0.00%
17 XILINX INC 1 0 0.00%
18 ATI LIQUIDATING INC 145 0 0.00%
19 JUNIPER NETWORKS 2 0 0.00%
20 Reeves Telecom LP (NOT QUOTED) 1 0 0.00%
21 100000ths Kinder Morgan Mgmt LLC (NV) 155,051 0 0.00%
22 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 6 0 0.00%
23 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
24 HUGOTON RTY TR TEX 11 0 0.00%
25 BB LIQUIDATING INC - CLASS B 211 0 0.00%
26 Puda Coal, Inc. 4,000 0 0.00%
27 INTERPUBLIC GROUP COS INC 26 0 0.00%
28 Tsingyuan Brewery Ltd. 1 0 0.00%
29 Terastor Corp Ser-C Pfd 432 0 0.00%
30 FREIGHTCAR AMERICA INC 20 0 0.00%
31 Refocus Group Inc 165 0 0.00%
32 Concept Digital Inc (NOT QUOTE 1,234 0 0.00%
33 Invesco Ltd 1 0 0.00%
34 NACCO INDS INC 7 0 0.00%
35 Rainier Pacific Financial Grou 117 0 0.00%
36 WALTER ENERGY INC COM 1 0 0.00%
37 KIRKLANDS INC COM 27 0 0.00%
38 HSN Inc 7 0 0.00%
39 A21 Inc (Certificate) 1 0 0.00%
40 News Corp Ltd Cl A 16 0 0.00%
41 Mansfelder Metals Ltd. 1,000 0 0.00%
42 CME GROUP INC 1 0 0.00%
43 CHIQUITA BRANDS INTL 1 0 0.00%
44 HYSTER YALE MATLS HANDLING I 5 0 0.00%
45 CITADEL BROADCASTING 1,058 0 0.00%
46 TD AMERITRADE HLDG CORP 2 0 0.00%
47 ACCELRYS INC. 2 0 0.00%
48 BB LIQUIDATING INC - CLASS A 211 0 0.00%
49 ANAVEX LIFE SCIENCES CORP 1,200 1,000 0.00%
50 DELEK US HLDGS INC COM 45 1,000 0.00%
Page 1 of 28

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-018042, filed 2014.04.30).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.