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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001085146-14-002154) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
101 NL INDS INC COM NEW 24,875 184 0.00%
102 MIRATI THERAPEUTICS INC COM 10,500 184 0.00%
103 HALLADOR ENERGY COMPANY 15,600 185 0.00%
104 KINDRED BIOSCIENCES INC 20,107 186 0.00%
105 INDEPENDENCE HLDG CO NEW 14,218 189 0.00%
106 CASCADE MICROTECH INC 18,700 190 0.00%
107 Lifetime Brands Inc 12,400 190 0.00%
108 RESOURCE AMERICA INC 20,500 191 0.00%
109 MIDSOUTH BANCORP INC 10,200 191 0.00%
110 OLD LINE BANCSHARES INC COM 12,300 191 0.00%
111 DORIAN LPG LTD 10,700 191 0.00%
112 DIXIE GROUP INC CL A 22,000 191 0.00%
113 Neostem Inc 34,700 192 0.00%
114 Pacific Sunwear Calif Inc 106,975 193 0.00%
115 READING INTERNATIONAL INC 23,000 194 0.00%
116 Heritage Oaks Bancorp 27,600 194 0.00%
117 ACTINIUM PHARMACEUTICALS INC 29,100 195 0.00%
118 TRADE STREET RESIDENTIAL INC 27,200 195 0.00%
119 OCLARO INC 137,300 197 0.00%
120 MANITEX INTL INC 17,500 198 0.00%
121 MARINE PRODS CORP 25,054 198 0.00%
122 FUEL SYS SOLUTIONS INC 22,300 199 0.00%
123 RIGHTSIDE GROUP LTD COM 20,470 200 0.00%
124 CENVEO INC 81,100 201 0.00%
125 Marchex Inc 48,200 201 0.00%
126 CRAFT BREW ALLIANCE INC 13,900 201 0.00%
127 FIRST BANCORP INC (THE) 12,096 202 0.00%
128 IDERA PHARMACEUTICALS INCORPORATED COM NEW 88,300 203 0.00%
129 XENCOR INC COM 21,900 204 0.00%
130 Alliance Fiber Optic Products 16,400 204 0.00%
131 HANDY & HARMAN LTD 7,800 205 0.00%
132 MITCHAM INDS 18,500 205 0.00%
133 AMPIO PHARMACEUTICALS INC 58,200 206 0.00%
134 EL POLLO LOCO HLDGS INC 5,780 208 0.00%
135 COMMERCIAL VEH GROUP INC COM 33,500 208 0.00%
136 CYTRX CORP 81,800 208 0.00%
137 RUBICON PROJ INC 17,795 209 0.00%
138 MESA LABS INC 3,600 209 0.00%
139 SPARTAN MOTORS INC 44,700 209 0.00%
140 LSI INDS INC COM 34,500 210 0.00%
141 LIBERTY TAX INC 6,500 210 0.00%
142 CIFC LLC 23,300 211 0.00%
143 INFORMATION SERVICES GROUP I COM 55,400 211 0.00%
144 Marlin Business Svcs Corp 11,600 213 0.00%
145 CLEARFIELD INC 16,700 213 0.00%
146 LIMELIGHT NETWORKS INC 90,900 213 0.00%
147 GUIDANCE SOFTWARE INC 31,700 214 0.00%
148 MidWestOne Finl Group Inc NE 9,300 214 0.00%
149 SHILOH INDS INC 12,600 215 0.00%
150 CIM COML TR CORP 9,700 215 0.00%
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