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Institutional Investment Manager
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC (CIK: 0000886982) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 200 West Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,993 holdings with a total value of $330,238,227,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 TERRAFORM GLOBAL INC 700 3,000 0.00% Put
52 FORBES ENERGY SERVICES LTD 26,802 4,000 0.00%
53 NEURALSTEM INC COM 12,550 4,000 0.00%
54 ENTEROMEDICS INC 32,139 4,000 0.00%
55 IKANG HEALTHCARE GROUP INC 200 4,000 0.00% Call
56 CONSTELLIUM NV CL A 600 4,000 0.00% Put
57 UNILIFE CORP NEW 1,800 4,000 0.00% Call
58 BRIGGS & STRATTON CORP 200 4,000 0.00% Put
59 FASTENAL CO 100 4,000 0.00% Call
60 SELECT MED HLDGS CORP COM 300 4,000 0.00% Call
61 CommVault Systems Inc 100 5,000 0.00% Put
62 PENN WEST PETE LTD NEW 2,800 5,000 0.00% Call
63 KEYSIGHT TECHNOLOGIES INC COM 150 5,000 0.00% Call
64 GEVO INC 10,158 5,000 0.00%
65 WORLD FUEL SVCS CORP 100 5,000 0.00% Call
66 PLATFORM SPECIALTY PRODS COR 600 5,000 0.00% Call
67 NORTH ATLANTIC DRILLING LTD COM 1,700 5,000 0.00% Call
68 POPEYES LA KITCHEN INC 100 5,000 0.00% Put
69 Cosi Inc. 71,444 5,000 0.00%
70 BLACK DIAMOND INC 1,000 5,000 0.00% Put
71 EP Energy Corp 1,100 5,000 0.00% Put
72 ELEPHANT TALK COMM CORP 28,873 5,000 0.00%
73 SEMTECH CORP COM 200 6,000 0.00% Put
74 GLOBAL EAGLE ENTMT INC 700 6,000 0.00% Put
75 ISHARES TR 200 6,000 0.00% Put
76 ON DECK CAP INC 1,000 6,000 0.00% Call
77 SKULLCANDY INC 1,000 6,000 0.00% Put
78 OIL STS INTL INC 200 6,000 0.00% Put
79 Silicon Laboratories Inc 100 6,000 0.00% Call
80 TURQUOISE HILL RES LTD 1,900 6,000 0.00% Call
81 ImmunoCellular Therapeutics Lt 51,768 6,000 0.00%
82 POLYONE CORP 200 7,000 0.00% Put
83 WIDEPOINT CORP 16,163 7,000 0.00%
84 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 1,200 7,000 0.00% Call
85 BIODEL INC 16,934 7,000 0.00%
86 XTERA COMMUNICATIONS INC 11,967 7,000 0.00%
87 INTERVAL LEISURE GROUP INC 430 7,000 0.00% Put
88 ROKA BIOSCIENCE INC 10,210 7,000 0.00%
89 FOUR CORNERS PPTY TR INC COM 343 7,000 0.00% Call
90 AXCELIS TECHNOLOGIES INC 500 7,000 0.00% Call
91 TETRALOGIC PHARMA CO 44,131 7,000 0.00%
92 Enservco Corp 13,018 8,000 0.00%
93 CROSSTEX ENERGY INC 500 8,000 0.00% Put
94 TALEN ENERGY CORP COM 600 8,000 0.00% Put
95 ORGANOVO HLDGS INC 2,000 8,000 0.00% Put
96 VANGUARD NAT RES LLC COM UNIT 8,900 8,000 0.00% Call
97 DUPONT FABROS TECHNOLOGY INC 200 8,000 0.00% Call
98 TECH DATA CORP 100 8,000 0.00% Call
99 URBAN EDGE PPTYS COM 300 8,000 0.00% Call
100 WESTELL TECHNOLOGIES INC 15,541 8,000 0.00%
Page 2 of 140

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000769993-16-001820, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.