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Institutional Investment Manager
GUARDIAN LIFE INSURANCE CO OF AMERICA
GUARDIAN LIFE INSURANCE CO OF AMERICA (CIK: 0000901849) incorporated in New York, located at 10 Hudson Yards, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001640801-15-000003) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
101 CISCO SYS INC 22,286 612 0.05%
102 PEPSICO INC 6,468 604 0.05%
103 VISA INC 8,471 569 0.05%
104 ORACLE CORP 13,969 563 0.05%
105 PHILIP MORRIS INTL INC 6,788 544 0.05%
106 ALLERGAN PLC 1,719 522 0.05%
107 CVS HEALTH CORP 4,944 519 0.04%
108 AMGEN INC 3,331 511 0.04%
109 UNITEDHEALTH GROUP INC 4,173 509 0.04%
110 ABBVIE INC 7,534 506 0.04%
111 WAL-MART STORES INC 6,907 490 0.04%
112 BRISTOL MYERS SQUIBB CO 7,304 486 0.04%
113 SCHLUMBERGER LTD 5,564 480 0.04%
114 MEDTRONIC PLC 6,244 463 0.04%
115 QUALCOMM INC 7,141 447 0.04%
116 3M CO 2,777 428 0.04%
117 ALTRIA GROUP INC 8,613 421 0.04%
118 BIOGEN INC 1,029 416 0.04%
119 UNITED TECHNOLOGIES CORP 3,627 402 0.03%
120 CELGENE CORP 3,476 402 0.03%
121 MCDONALDS CORP 4,204 400 0.03%
122 MASTERCARD INCORPORATED 4,247 397 0.03%
123 BOEING CO 2,818 391 0.03%
124 GOLDMAN SACHS GROUP INC 1,761 368 0.03%
125 UNION PAC CORP 3,837 366 0.03%
126 AMERICAN INTL GROUP INC 5,843 361 0.03%
127 LILLY ELI & CO 4,276 357 0.03%
128 STARBUCKS CORP 6,574 352 0.03%
129 HONEYWELL INTL INC 3,423 349 0.03%
130 US BANCORP DEL 7,770 337 0.03%
131 CONOCOPHILLIPS 5,402 332 0.03%
132 NIKE INC 3,060 331 0.03%
133 WALGREENS BOOTS ALLIANCE INC 3,823 323 0.03%
134 ABBOTT LABS 6,524 320 0.03%
135 TIME WARNER INC 3,614 316 0.03%
136 AMERICAN EXPRESS CO 3,834 298 0.03%
137 UNITED PARCEL SERVICE INC 3,031 294 0.03%
138 MONDELEZ INTL INC 7,128 293 0.03%
139 EBAY INC 4,844 292 0.03%
140 KINDER MORGAN INC DEL 7,600 292 0.03%
141 EXPRESS SCRIPTS HLDG CO 3,195 284 0.02%
142 LOWES COS INC 4,087 274 0.02%
143 METLIFE INC 4,888 274 0.02%
144 ACCENTURE PLC IRELAND 2,747 266 0.02%
145 MORGAN STANLEY 6,743 262 0.02%
146 OCCIDENTAL PETE CORP DEL 3,372 262 0.02%
147 FORD MTR CO DEL 17,419 261 0.02%
148 PRICELINE GRP INC 227 261 0.02%
149 COSTCO WHSL CORP NEW 1,924 260 0.02%
150 DU PONT E I DE NEMOURS & CO 3,960 253 0.02%
Page 3 of 12
Restatement filing (0001640801-15-000005) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 JARDEN CORP 10,500,000 122,259 10.60% PRN
2 GILEAD SCIENCES 6,200,000 31,969 2.77% PRN
3 Macquarie Infrastructure Corp 20,600,000 24,269 2.10% PRN
4 PRICELINE GRP INC SR CONV NT 1 18 18,200,000 24,229 2.10% PRN
5 LAM RESEARCH CORP 16,000,000 21,220 1.84% PRN
6 Anthem Inc 395,000 20,813 1.80% PRN
7 INTEL CORP JR SB CONV DB 39 13,000,000 19,776 1.71% PRN
8 Stanley Black & Decker Inc Corp Unit 137,000 19,769 1.71% PRN
9 MYLAN INC 3,800,000 19,311 1.67% PRN
10 UNITED TECHNOLOGIES CORP 300,000 17,190 1.49% PRN
11 RPM INTL INC SR GLBL CV NT 20 14,000,000 16,293 1.41% PRN
12 ENERSYS 9,250,000 15,962 1.38% PRN
13 GREEN PLAINS INC 10,900,000 15,825 1.37% PRN
14 ARES CAP CORP 15,300,000 15,606 1.35% PRN
15 ROPER TECHNOLOGIES INC 7,100,000 15,518 1.34% PRN
16 Mentor Graphics Corp 11,350,000 15,351 1.33% PRN
17 LABORATORY CORP AMER HLDGS NOTE 9/1 9,350,000 15,176 1.32% PRN
18 NXP SEMICONDUCTOR NV 1.000% 12/01/19 SR:144A CVT 12,000,000 13,988 1.21% PRN
19 XILINX INC SR NT CV2.625 17 9,000,000 13,911 1.21% PRN
20 Dominion Resources Inc/VA 285,000 13,580 1.18% PRN
21 WESCO INTL INC 5,496,000 13,307 1.15% PRN
22 MGIC INVT CORP WIS SR CONV NT 2 20 7,900,000 13,154 1.14% PRN
23 J2 GLOBAL INC SR CV NT 3.25 29 11,000,000 12,753 1.11% PRN
24 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 8,000,000 12,740 1.10% PRN
25 ALLERGAN PLC 12,000 12,511 1.08% PRN
26 CHART INDS INC SR SB GLBL CV 18 12,700,000 12,271 1.06% PRN
27 KeyCorp NEW 92,000 12,052 1.04% PRN
28 VECTOR GROUP LTD 11,000,000 12,045 1.04% PRN
29 SANDISK CORP 9,300,000 12,026 1.04% PRN
30 TPG Specialty Lending Inc 12,000,000 11,888 1.03% PRN
31 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 115,000 11,435 0.99% PRN
32 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 8,000,000 11,080 0.96% PRN
33 TESLA INC 11,000,000 10,759 0.93% PRN
34 VERINT SYS INC 1.5 06/01/2021 9,500,000 10,747 0.93% PRN
35 SEACOR HOLDINGS INC 11,900,000 10,591 0.92% PRN
36 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 9,500,000 10,557 0.91% PRN
37 CHESAPEAKE ENERGY CORP 10,400,000 10,296 0.89% PRN
38 DEPOMED INC NOTE 2.500 9/0 8,000,000 10,250 0.89% PRN
39 STARWOOD PPTY TR INC SR CV NT 3.75 17 10,000,000 10,069 0.87% PRN
40 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 8,000,000 9,910 0.86% PRN
41 SPECTRANETICS CORP 9,500,000 9,785 0.85% PRN
42 WABASH NATL CORP SR NT CV3.375 18 7,700,000 9,673 0.84% PRN
43 AIRTRAN HLDGS INC NOTE 5.250%11/0 4,250,000 9,563 0.83% PRN
44 NVIDIA CORP SR CONV NT 1 18 8,000,000 9,165 0.79% PRN
45 ANI PHARMACEUTICALS INC 8,000,000 9,120 0.79% PRN
46 BROOKDALE SR LIVING INC 6,900,000 9,000 0.78% PRN
47 NEW YORK CMNTY CAP TR V BIFURCATED OPT NT UNIT SECS BONUSES 175,000 8,838 0.77% PRN
48 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 8,000,000 8,590 0.74% PRN
49 PDL BIOPHARMA INC 8,960,000 8,495 0.74% PRN
50 FIDELITY NATIONAL FINANCIAL IN SR CV NT 4.25 18 4,124,000 8,439 0.73% PRN
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