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Institutional Investment Manager
GUARDIAN LIFE INSURANCE CO OF AMERICA
GUARDIAN LIFE INSURANCE CO OF AMERICA (CIK: 0000901849) incorporated in New York, located at 10 Hudson Yards, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001640801-15-000003) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
151 TWENTY FIRST CENTY FOX INC 7,754 252 0.02%
152 COLGATE PALMOLIVE CO 3,726 244 0.02%
153 DOW CHEM CO 4,749 243 0.02%
154 Hewlett Packard Co 7,916 238 0.02%
155 SIMON PPTY GROUP INC NEW 1,359 235 0.02%
156 TEXAS INSTRS INC 4,559 235 0.02%
157 DANAHER CORP DEL 2,698 231 0.02%
158 MCKESSON CORP 1,018 229 0.02%
159 TARGET CORP 2,797 228 0.02%
160 THERMO FISHER SCIENTIFIC INC 1,739 226 0.02%
161 CATERPILLAR INC 2,651 225 0.02%
162 E M C CORP MASS COM 8,510 225 0.02%
163 MONSANTO CO NEW 2,087 222 0.02%
164 KRAFT HEINZ CO COM 2,595 221 0.02%
165 TIME WARNER INC NEW 1,238 221 0.02%
166 PNC FINL SVCS GROUP INC 2,278 218 0.02%
167 LOCKHEED MARTIN CORP 1,170 218 0.02%
168 DUKE ENERGY CORP NEW 3,031 214 0.02%
169 CAPITAL ONE FINL CORP 2,395 211 0.02%
170 EOG RES INC 2,398 210 0.02%
171 BANK NEW YORK MELLON CORP 4,914 206 0.02%
172 DirectTV Com 2,199 204 0.02%
173 TJX COS INC NEW 2,986 198 0.02%
174 GENERAL MTRS CO 5,916 197 0.02%
175 FEDEX CORP 1,152 196 0.02%
176 GENERAL DYNAMICS CORP 1,378 195 0.02%
177 AETNA INC NEW 1,529 195 0.02%
178 PHILLIPS 66 2,378 192 0.02%
179 BLACKROCK INC 554 192 0.02%
180 NEXTERA ENERGY INC 1,939 190 0.02%
181 ANTHEM INC 1,160 190 0.02%
182 SALESFORCE COM INC 2,671 186 0.02%
183 SPDR S&P 500 ETF TR 900 185 0.02%
184 CIGNA CORPORATION 1,137 184 0.02%
185 LYONDELLBASELL INDUSTRIES N 1,722 178 0.02%
186 ALEXION PHARMACEUTIC 981 177 0.02%
187 ANADARKO PETE CORP 2,225 174 0.02%
188 DOMINION ENERGY INC 2,600 174 0.02%
189 PRUDENTIAL FINL INC 1,986 174 0.02%
190 NETFLIX INC 264 173 0.01%
191 AMERICAN TOWER CORP NEW 1,848 172 0.01%
192 YUM BRANDS INC 1,895 171 0.01%
193 WILLIAMS COS INC DEL 2,944 169 0.01%
194 ADOBE INC 2,081 169 0.01%
195 KIMBERLY CLARK CORP 1,599 169 0.01%
196 REGENERON PHARMACEUTICALS 330 168 0.01%
197 BAXTER INTL INC 2,384 167 0.01%
198 SOUTHERN CO 3,979 167 0.01%
199 AUTOMATIC DATA PROCESSING IN 2,058 165 0.01%
200 SCHWAB CHARLES CORP 5,064 165 0.01%
Page 4 of 12
Restatement filing (0001640801-15-000005) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 JARDEN CORP 10,500,000 122,259 10.60% PRN
2 GILEAD SCIENCES 6,200,000 31,969 2.77% PRN
3 Macquarie Infrastructure Corp 20,600,000 24,269 2.10% PRN
4 PRICELINE GRP INC SR CONV NT 1 18 18,200,000 24,229 2.10% PRN
5 LAM RESEARCH CORP 16,000,000 21,220 1.84% PRN
6 Anthem Inc 395,000 20,813 1.80% PRN
7 INTEL CORP JR SB CONV DB 39 13,000,000 19,776 1.71% PRN
8 Stanley Black & Decker Inc Corp Unit 137,000 19,769 1.71% PRN
9 MYLAN INC 3,800,000 19,311 1.67% PRN
10 UNITED TECHNOLOGIES CORP 300,000 17,190 1.49% PRN
11 RPM INTL INC SR GLBL CV NT 20 14,000,000 16,293 1.41% PRN
12 ENERSYS 9,250,000 15,962 1.38% PRN
13 GREEN PLAINS INC 10,900,000 15,825 1.37% PRN
14 ARES CAP CORP 15,300,000 15,606 1.35% PRN
15 ROPER TECHNOLOGIES INC 7,100,000 15,518 1.34% PRN
16 Mentor Graphics Corp 11,350,000 15,351 1.33% PRN
17 LABORATORY CORP AMER HLDGS NOTE 9/1 9,350,000 15,176 1.32% PRN
18 NXP SEMICONDUCTOR NV 1.000% 12/01/19 SR:144A CVT 12,000,000 13,988 1.21% PRN
19 XILINX INC SR NT CV2.625 17 9,000,000 13,911 1.21% PRN
20 Dominion Resources Inc/VA 285,000 13,580 1.18% PRN
21 WESCO INTL INC 5,496,000 13,307 1.15% PRN
22 MGIC INVT CORP WIS SR CONV NT 2 20 7,900,000 13,154 1.14% PRN
23 J2 GLOBAL INC SR CV NT 3.25 29 11,000,000 12,753 1.11% PRN
24 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 8,000,000 12,740 1.10% PRN
25 ALLERGAN PLC 12,000 12,511 1.08% PRN
26 CHART INDS INC SR SB GLBL CV 18 12,700,000 12,271 1.06% PRN
27 KeyCorp NEW 92,000 12,052 1.04% PRN
28 VECTOR GROUP LTD 11,000,000 12,045 1.04% PRN
29 SANDISK CORP 9,300,000 12,026 1.04% PRN
30 TPG Specialty Lending Inc 12,000,000 11,888 1.03% PRN
31 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 115,000 11,435 0.99% PRN
32 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 8,000,000 11,080 0.96% PRN
33 TESLA INC 11,000,000 10,759 0.93% PRN
34 VERINT SYS INC 1.5 06/01/2021 9,500,000 10,747 0.93% PRN
35 SEACOR HOLDINGS INC 11,900,000 10,591 0.92% PRN
36 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 9,500,000 10,557 0.91% PRN
37 CHESAPEAKE ENERGY CORP 10,400,000 10,296 0.89% PRN
38 DEPOMED INC NOTE 2.500 9/0 8,000,000 10,250 0.89% PRN
39 STARWOOD PPTY TR INC SR CV NT 3.75 17 10,000,000 10,069 0.87% PRN
40 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 8,000,000 9,910 0.86% PRN
41 SPECTRANETICS CORP 9,500,000 9,785 0.85% PRN
42 WABASH NATL CORP SR NT CV3.375 18 7,700,000 9,673 0.84% PRN
43 AIRTRAN HLDGS INC NOTE 5.250%11/0 4,250,000 9,563 0.83% PRN
44 NVIDIA CORP SR CONV NT 1 18 8,000,000 9,165 0.79% PRN
45 ANI PHARMACEUTICALS INC 8,000,000 9,120 0.79% PRN
46 BROOKDALE SR LIVING INC 6,900,000 9,000 0.78% PRN
47 NEW YORK CMNTY CAP TR V BIFURCATED OPT NT UNIT SECS BONUSES 175,000 8,838 0.77% PRN
48 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 8,000,000 8,590 0.74% PRN
49 PDL BIOPHARMA INC 8,960,000 8,495 0.74% PRN
50 FIDELITY NATIONAL FINANCIAL IN SR CV NT 4.25 18 4,124,000 8,439 0.73% PRN
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