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Institutional Investment Manager
GUARDIAN LIFE INSURANCE CO OF AMERICA
GUARDIAN LIFE INSURANCE CO OF AMERICA (CIK: 0000901849) incorporated in New York, located at 10 Hudson Yards, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001640801-15-000003) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
201 ESSEX PPTY TR INC 284 60 0.01%
202 Alcoa 5,356 60 0.01%
203 CLOROX CO DEL 573 60 0.01%
204 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 751 61 0.01%
205 REGIONS FINANCIAL CORP NEW 5,874 61 0.01%
206 NUCOR CORP 1,395 61 0.01%
207 RED HAT INC 803 61 0.01%
208 CARMAX INC 919 61 0.01%
209 UNDER ARMOUR INC 736 61 0.01%
210 PRINCIPAL FIN GROUP 1,200 62 0.01%
211 DR PEPPER SNAPPLE GROUP INC 847 62 0.01%
212 WHOLE FOODS MKT INC 1,568 62 0.01%
213 NISOURCE 1,383 63 0.01%
214 EVERSOURCE ENERGY 1,385 63 0.01%
215 GRAINGER W W INC 267 63 0.01%
216 MOSAIC CO NEW 1,361 64 0.01%
217 PROGRESSIVE CORP OHIO 2,344 65 0.01%
218 HOST HOTELS & RESORTS INC 3,313 66 0.01%
219 HOSPIRA INC. 749 66 0.01%
220 SEAGATE TECHNOLOGY PLC 1,391 66 0.01%
221 LINCOLN NATL CORP IND 1,109 66 0.01%
222 CF INDS HLDGS INC 1,032 66 0.01%
223 EDWARDS LIFESCIENCES CORP 471 67 0.01%
224 PAYCHEX INC 1,429 67 0.01%
225 ALTERA CORPORATION 1,326 68 0.01%
226 LEVEL 3 COMM 1,289 68 0.01%
227 MARRIOTT INTL INC NEW 908 68 0.01%
228 KELLOGG CO 1,107 69 0.01%
229 SYMANTEC CORP 2,985 69 0.01%
230 BROWN FORMAN CORP 686 69 0.01%
231 HESS CORP 1,063 71 0.01%
232 ENDO INTL PLC 888 71 0.01%
233 GENERAL GROWTH 2,748 71 0.01%
234 XCEL ENERGY INC 2,213 71 0.01%
235 PARKER HANNIFIN CORP 608 71 0.01%
236 INVESCO LTD 1,887 71 0.01%
237 DOLLAR TREE INC 896 71 0.01%
238 TYCO INTL PLC SHS 1,837 71 0.01%
239 STANLEY BLACK &DECKER INC 674 71 0.01%
240 NOBLE ENERGY INC 1,691 72 0.01%
241 WEYERHAEUSER CO 2,270 72 0.01%
242 LUMEN TECHNOLOGIES INC 2,474 73 0.01%
243 VORNADO REALTY 767 73 0.01%
244 HCP INC 2,015 73 0.01%
245 SIGMA ALDRICH 522 73 0.01%
246 M & T BK CORP 581 73 0.01%
247 Nielsen Holdings B.V. 1,625 73 0.01%
248 CONSOLIDATED EDISON INC 1,281 74 0.01%
249 NORTHERN TRUST 965 74 0.01%
250 FIFTH THIRD BANCORP 3,549 74 0.01%
Page 5 of 12
Restatement filing (0001640801-15-000005) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 JARDEN CORP 10,500,000 122,259 10.60% PRN
2 ISHARES TR 331,853 41,435 3.59%
3 ISHARES TR 235,307 40,075 3.47%
4 GILEAD SCIENCES 6,200,000 31,969 2.77% PRN
5 SPDR GOLD TR 262,159 29,459 2.55%
6 POWERSHS DB MULTI SECT COMM 1,080,815 25,237 2.19%
7 Macquarie Infrastructure Corp 20,600,000 24,269 2.10% PRN
8 PRICELINE GRP INC SR CONV NT 1 18 18,200,000 24,229 2.10% PRN
9 LAM RESEARCH CORP 16,000,000 21,220 1.84% PRN
10 Anthem Inc 395,000 20,813 1.80% PRN
11 ISHARES TR 326,488 20,729 1.80%
12 INTEL CORP JR SB CONV DB 39 13,000,000 19,776 1.71% PRN
13 Stanley Black & Decker Inc Corp Unit 137,000 19,769 1.71% PRN
14 MYLAN INC 3,800,000 19,311 1.67% PRN
15 UNITED TECHNOLOGIES CORP 300,000 17,190 1.49% PRN
16 RPM INTL INC SR GLBL CV NT 20 14,000,000 16,293 1.41% PRN
17 ENERSYS 9,250,000 15,962 1.38% PRN
18 GREEN PLAINS INC 10,900,000 15,825 1.37% PRN
19 ARES CAP CORP 15,300,000 15,606 1.35% PRN
20 ROPER TECHNOLOGIES INC 7,100,000 15,518 1.34% PRN
21 Mentor Graphics Corp 11,350,000 15,351 1.33% PRN
22 LABORATORY CORP AMER HLDGS NOTE 9/1 9,350,000 15,176 1.32% PRN
23 NXP SEMICONDUCTOR NV 1.000% 12/01/19 SR:144A CVT 12,000,000 13,988 1.21% PRN
24 XILINX INC SR NT CV2.625 17 9,000,000 13,911 1.21% PRN
25 Dominion Resources Inc/VA 285,000 13,580 1.18% PRN
26 WESCO INTL INC 5,496,000 13,307 1.15% PRN
27 MGIC INVT CORP WIS SR CONV NT 2 20 7,900,000 13,154 1.14% PRN
28 J2 GLOBAL INC SR CV NT 3.25 29 11,000,000 12,753 1.11% PRN
29 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 8,000,000 12,740 1.10% PRN
30 ISHARES SILVER TR 842,919 12,669 1.10%
31 ALLERGAN PLC 12,000 12,511 1.08% PRN
32 CHART INDS INC SR SB GLBL CV 18 12,700,000 12,271 1.06% PRN
33 KeyCorp NEW 92,000 12,052 1.04% PRN
34 VECTOR GROUP LTD 11,000,000 12,045 1.04% PRN
35 SANDISK CORP 9,300,000 12,026 1.04% PRN
36 TPG Specialty Lending Inc 12,000,000 11,888 1.03% PRN
37 ISHARES TR 288,955 11,448 0.99%
38 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 115,000 11,435 0.99% PRN
39 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 8,000,000 11,080 0.96% PRN
40 TESLA INC 11,000,000 10,759 0.93% PRN
41 VERINT SYS INC 1.5 06/01/2021 9,500,000 10,747 0.93% PRN
42 SEACOR HOLDINGS INC 11,900,000 10,591 0.92% PRN
43 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 9,500,000 10,557 0.91% PRN
44 CHESAPEAKE ENERGY CORP 10,400,000 10,296 0.89% PRN
45 DEPOMED INC NOTE 2.500 9/0 8,000,000 10,250 0.89% PRN
46 STARWOOD PPTY TR INC SR CV NT 3.75 17 10,000,000 10,069 0.87% PRN
47 EQUINIX INC 39,359 9,997 0.87%
48 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 8,000,000 9,910 0.86% PRN
49 SPECTRANETICS CORP 9,500,000 9,785 0.85% PRN
50 WABASH NATL CORP SR NT CV3.375 18 7,700,000 9,673 0.84% PRN
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