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Institutional Investment Manager
GUARDIAN LIFE INSURANCE CO OF AMERICA
GUARDIAN LIFE INSURANCE CO OF AMERICA (CIK: 0000901849) incorporated in New York, located at 10 Hudson Yards, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001640801-15-000003) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
301 PPL CORP 2,927 86 0.01%
302 FISERV INC 1,044 86 0.01%
303 LAUDER ESTEE COS INC 976 85 0.01%
304 FREEPORT-MCMORAN INC 4,548 85 0.01%
305 PROLOGIS INC 2,296 85 0.01%
306 MOODYS CORP 778 84 0.01%
307 FRANKLIN RESOURCES INC 1,709 84 0.01%
308 NATIONAL OILWELL VARCO INC 1,700 82 0.01%
309 CHIPOTLE MEXICAN GRILL INC 135 82 0.01%
310 ALLIANCE DATA SYSTEMS CORP 278 81 0.01%
311 ZIMMER BIOMET HLDGS INC 743 81 0.01%
312 CONAGRA BRANDS INC 1,862 81 0.01%
313 BOSTON PROPERTIES INC 664 80 0.01%
314 MEAD JOHNSON NUTRITI 884 80 0.01%
315 EDISON INTL 1,425 79 0.01%
316 AMPHENOL CORP NEW 1,356 79 0.01%
317 INGERSOLL-RAND PLC 1,160 78 0.01%
318 INTUITIVE SURGICAL INC 160 78 0.01%
319 MARATHON OIL CORP 2,952 78 0.01%
320 FIDELITY NATL INFORMATION SV 1,239 77 0.01%
321 HARTFORD FINL SVCS GROUP INC 1,842 77 0.01%
322 WESTERN DIGITAL CORP 954 75 0.01%
323 ROPER TECHNOLOGIES INC 433 75 0.01%
324 OMNICOM GROUP INC 1,079 75 0.01%
325 ROCKWELL AUTOMATION INC 597 74 0.01%
326 FIFTH THIRD BANCORP 3,549 74 0.01%
327 CONSOLIDATED EDISON INC 1,281 74 0.01%
328 NORTHERN TRUST 965 74 0.01%
329 LUMEN TECHNOLOGIES INC 2,474 73 0.01%
330 Nielsen Holdings B.V. 1,625 73 0.01%
331 VORNADO REALTY 767 73 0.01%
332 HCP INC 2,015 73 0.01%
333 M & T BK CORP 581 73 0.01%
334 SIGMA ALDRICH 522 73 0.01%
335 NOBLE ENERGY INC 1,691 72 0.01%
336 WEYERHAEUSER CO 2,270 72 0.01%
337 HESS CORP 1,063 71 0.01%
338 PARKER HANNIFIN CORP 608 71 0.01%
339 TYCO INTL PLC SHS 1,837 71 0.01%
340 STANLEY BLACK &DECKER INC 674 71 0.01%
341 GENERAL GROWTH 2,748 71 0.01%
342 INVESCO LTD 1,887 71 0.01%
343 XCEL ENERGY INC 2,213 71 0.01%
344 DOLLAR TREE INC 896 71 0.01%
345 ENDO INTL PLC 888 71 0.01%
346 KELLOGG CO 1,107 69 0.01%
347 SYMANTEC CORP 2,985 69 0.01%
348 BROWN FORMAN CORP 686 69 0.01%
349 LEVEL 3 COMM 1,289 68 0.01%
350 MARRIOTT INTL INC NEW 908 68 0.01%
Page 7 of 12
Restatement filing (0001640801-15-000005) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 JARDEN CORP 10,500,000 122,259 10.60% PRN
2 GILEAD SCIENCES 6,200,000 31,969 2.77% PRN
3 Macquarie Infrastructure Corp 20,600,000 24,269 2.10% PRN
4 PRICELINE GRP INC SR CONV NT 1 18 18,200,000 24,229 2.10% PRN
5 LAM RESEARCH CORP 16,000,000 21,220 1.84% PRN
6 Anthem Inc 395,000 20,813 1.80% PRN
7 INTEL CORP JR SB CONV DB 39 13,000,000 19,776 1.71% PRN
8 Stanley Black & Decker Inc Corp Unit 137,000 19,769 1.71% PRN
9 MYLAN INC 3,800,000 19,311 1.67% PRN
10 UNITED TECHNOLOGIES CORP 300,000 17,190 1.49% PRN
11 RPM INTL INC SR GLBL CV NT 20 14,000,000 16,293 1.41% PRN
12 ENERSYS 9,250,000 15,962 1.38% PRN
13 GREEN PLAINS INC 10,900,000 15,825 1.37% PRN
14 ARES CAP CORP 15,300,000 15,606 1.35% PRN
15 ROPER TECHNOLOGIES INC 7,100,000 15,518 1.34% PRN
16 Mentor Graphics Corp 11,350,000 15,351 1.33% PRN
17 LABORATORY CORP AMER HLDGS NOTE 9/1 9,350,000 15,176 1.32% PRN
18 NXP SEMICONDUCTOR NV 1.000% 12/01/19 SR:144A CVT 12,000,000 13,988 1.21% PRN
19 XILINX INC SR NT CV2.625 17 9,000,000 13,911 1.21% PRN
20 Dominion Resources Inc/VA 285,000 13,580 1.18% PRN
21 WESCO INTL INC 5,496,000 13,307 1.15% PRN
22 MGIC INVT CORP WIS SR CONV NT 2 20 7,900,000 13,154 1.14% PRN
23 J2 GLOBAL INC SR CV NT 3.25 29 11,000,000 12,753 1.11% PRN
24 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 8,000,000 12,740 1.10% PRN
25 ALLERGAN PLC 12,000 12,511 1.08% PRN
26 CHART INDS INC SR SB GLBL CV 18 12,700,000 12,271 1.06% PRN
27 KeyCorp NEW 92,000 12,052 1.04% PRN
28 VECTOR GROUP LTD 11,000,000 12,045 1.04% PRN
29 SANDISK CORP 9,300,000 12,026 1.04% PRN
30 TPG Specialty Lending Inc 12,000,000 11,888 1.03% PRN
31 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 115,000 11,435 0.99% PRN
32 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 8,000,000 11,080 0.96% PRN
33 TESLA INC 11,000,000 10,759 0.93% PRN
34 VERINT SYS INC 1.5 06/01/2021 9,500,000 10,747 0.93% PRN
35 SEACOR HOLDINGS INC 11,900,000 10,591 0.92% PRN
36 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 9,500,000 10,557 0.91% PRN
37 CHESAPEAKE ENERGY CORP 10,400,000 10,296 0.89% PRN
38 DEPOMED INC NOTE 2.500 9/0 8,000,000 10,250 0.89% PRN
39 STARWOOD PPTY TR INC SR CV NT 3.75 17 10,000,000 10,069 0.87% PRN
40 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 8,000,000 9,910 0.86% PRN
41 SPECTRANETICS CORP 9,500,000 9,785 0.85% PRN
42 WABASH NATL CORP SR NT CV3.375 18 7,700,000 9,673 0.84% PRN
43 AIRTRAN HLDGS INC NOTE 5.250%11/0 4,250,000 9,563 0.83% PRN
44 NVIDIA CORP SR CONV NT 1 18 8,000,000 9,165 0.79% PRN
45 ANI PHARMACEUTICALS INC 8,000,000 9,120 0.79% PRN
46 BROOKDALE SR LIVING INC 6,900,000 9,000 0.78% PRN
47 NEW YORK CMNTY CAP TR V BIFURCATED OPT NT UNIT SECS BONUSES 175,000 8,838 0.77% PRN
48 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 8,000,000 8,590 0.74% PRN
49 PDL BIOPHARMA INC 8,960,000 8,495 0.74% PRN
50 FIDELITY NATIONAL FINANCIAL IN SR CV NT 4.25 18 4,124,000 8,439 0.73% PRN
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