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Institutional Investment Manager
GUARDIAN LIFE INSURANCE CO OF AMERICA
GUARDIAN LIFE INSURANCE CO OF AMERICA (CIK: 0000901849) incorporated in New York, located at 10 Hudson Yards, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001640801-15-000003) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 JARDEN CORP 10,500,000 122,259 10.60% PRN
2 ISHARES TR 331,853 41,435 3.59%
3 ISHARES TR 235,307 40,075 3.47%
4 GILEAD SCIENCES 6,200,000 31,969 2.77% PRN
5 SPDR GOLD TR 262,159 29,459 2.55%
6 POWERSHS DB MULTI SECT COMM 1,080,815 25,237 2.19%
7 Macquarie Infrastructure Corp 20,600,000 24,269 2.10% PRN
8 PRICELINE GRP INC SR CONV NT 1 18 18,200,000 24,229 2.10% PRN
9 LAM RESEARCH CORP 16,000,000 21,220 1.84% PRN
10 Anthem Inc 395,000 20,813 1.80% PRN
11 ISHARES TR 326,488 20,729 1.80%
12 INTEL CORP JR SB CONV DB 39 13,000,000 19,776 1.71% PRN
13 Stanley Black & Decker Inc Corp Unit 137,000 19,769 1.71% PRN
14 MYLAN INC 3,800,000 19,311 1.67% PRN
15 UNITED TECHNOLOGIES CORP 300,000 17,190 1.49% PRN
16 RPM INTL INC SR GLBL CV NT 20 14,000,000 16,293 1.41% PRN
17 ENERSYS 9,250,000 15,962 1.38% PRN
18 GREEN PLAINS INC 10,900,000 15,825 1.37% PRN
19 ARES CAP CORP 15,300,000 15,606 1.35% PRN
20 ROPER TECHNOLOGIES INC 7,100,000 15,518 1.34% PRN
21 Mentor Graphics Corp 11,350,000 15,351 1.33% PRN
22 LABORATORY CORP AMER HLDGS NOTE 9/1 9,350,000 15,176 1.32% PRN
23 NXP SEMICONDUCTOR NV 1.000% 12/01/19 SR:144A CVT 12,000,000 13,988 1.21% PRN
24 XILINX INC SR NT CV2.625 17 9,000,000 13,911 1.21% PRN
25 Dominion Resources Inc/VA 285,000 13,580 1.18% PRN
26 WESCO INTL INC 5,496,000 13,307 1.15% PRN
27 MGIC INVT CORP WIS SR CONV NT 2 20 7,900,000 13,154 1.14% PRN
28 J2 GLOBAL INC SR CV NT 3.25 29 11,000,000 12,753 1.11% PRN
29 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 8,000,000 12,740 1.10% PRN
30 ISHARES SILVER TR 842,919 12,669 1.10%
31 ALLERGAN PLC 12,000 12,511 1.08% PRN
32 CHART INDS INC SR SB GLBL CV 18 12,700,000 12,271 1.06% PRN
33 KeyCorp NEW 92,000 12,052 1.04% PRN
34 VECTOR GROUP LTD 11,000,000 12,045 1.04% PRN
35 SANDISK CORP 9,300,000 12,026 1.04% PRN
36 TPG Specialty Lending Inc 12,000,000 11,888 1.03% PRN
37 ISHARES TR 288,955 11,448 0.99%
38 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 115,000 11,435 0.99% PRN
39 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 8,000,000 11,080 0.96% PRN
40 TESLA INC 11,000,000 10,759 0.93% PRN
41 VERINT SYS INC 1.5 06/01/2021 9,500,000 10,747 0.93% PRN
42 SEACOR HOLDINGS INC 11,900,000 10,591 0.92% PRN
43 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 9,500,000 10,557 0.91% PRN
44 CHESAPEAKE ENERGY CORP 10,400,000 10,296 0.89% PRN
45 DEPOMED INC NOTE 2.500 9/0 8,000,000 10,250 0.89% PRN
46 STARWOOD PPTY TR INC SR CV NT 3.75 17 10,000,000 10,069 0.87% PRN
47 EQUINIX INC 39,359 9,997 0.87%
48 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 8,000,000 9,910 0.86% PRN
49 SPECTRANETICS CORP 9,500,000 9,785 0.85% PRN
50 WABASH NATL CORP SR NT CV3.375 18 7,700,000 9,673 0.84% PRN
Page 1 of 12
Restatement filing (0001640801-15-000005) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 JARDEN CORP 10,500,000 122,259 10.60% PRN
2 GILEAD SCIENCES 6,200,000 31,969 2.77% PRN
3 Macquarie Infrastructure Corp 20,600,000 24,269 2.10% PRN
4 PRICELINE GRP INC SR CONV NT 1 18 18,200,000 24,229 2.10% PRN
5 LAM RESEARCH CORP 16,000,000 21,220 1.84% PRN
6 Anthem Inc 395,000 20,813 1.80% PRN
7 INTEL CORP JR SB CONV DB 39 13,000,000 19,776 1.71% PRN
8 Stanley Black & Decker Inc Corp Unit 137,000 19,769 1.71% PRN
9 MYLAN INC 3,800,000 19,311 1.67% PRN
10 UNITED TECHNOLOGIES CORP 300,000 17,190 1.49% PRN
11 RPM INTL INC SR GLBL CV NT 20 14,000,000 16,293 1.41% PRN
12 ENERSYS 9,250,000 15,962 1.38% PRN
13 GREEN PLAINS INC 10,900,000 15,825 1.37% PRN
14 ARES CAP CORP 15,300,000 15,606 1.35% PRN
15 ROPER TECHNOLOGIES INC 7,100,000 15,518 1.34% PRN
16 Mentor Graphics Corp 11,350,000 15,351 1.33% PRN
17 LABORATORY CORP AMER HLDGS NOTE 9/1 9,350,000 15,176 1.32% PRN
18 NXP SEMICONDUCTOR NV 1.000% 12/01/19 SR:144A CVT 12,000,000 13,988 1.21% PRN
19 XILINX INC SR NT CV2.625 17 9,000,000 13,911 1.21% PRN
20 Dominion Resources Inc/VA 285,000 13,580 1.18% PRN
21 WESCO INTL INC 5,496,000 13,307 1.15% PRN
22 MGIC INVT CORP WIS SR CONV NT 2 20 7,900,000 13,154 1.14% PRN
23 J2 GLOBAL INC SR CV NT 3.25 29 11,000,000 12,753 1.11% PRN
24 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 8,000,000 12,740 1.10% PRN
25 ALLERGAN PLC 12,000 12,511 1.08% PRN
26 CHART INDS INC SR SB GLBL CV 18 12,700,000 12,271 1.06% PRN
27 KeyCorp NEW 92,000 12,052 1.04% PRN
28 VECTOR GROUP LTD 11,000,000 12,045 1.04% PRN
29 SANDISK CORP 9,300,000 12,026 1.04% PRN
30 TPG Specialty Lending Inc 12,000,000 11,888 1.03% PRN
31 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 115,000 11,435 0.99% PRN
32 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 8,000,000 11,080 0.96% PRN
33 TESLA INC 11,000,000 10,759 0.93% PRN
34 VERINT SYS INC 1.5 06/01/2021 9,500,000 10,747 0.93% PRN
35 SEACOR HOLDINGS INC 11,900,000 10,591 0.92% PRN
36 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 9,500,000 10,557 0.91% PRN
37 CHESAPEAKE ENERGY CORP 10,400,000 10,296 0.89% PRN
38 DEPOMED INC NOTE 2.500 9/0 8,000,000 10,250 0.89% PRN
39 STARWOOD PPTY TR INC SR CV NT 3.75 17 10,000,000 10,069 0.87% PRN
40 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 8,000,000 9,910 0.86% PRN
41 SPECTRANETICS CORP 9,500,000 9,785 0.85% PRN
42 WABASH NATL CORP SR NT CV3.375 18 7,700,000 9,673 0.84% PRN
43 AIRTRAN HLDGS INC NOTE 5.250%11/0 4,250,000 9,563 0.83% PRN
44 NVIDIA CORP SR CONV NT 1 18 8,000,000 9,165 0.79% PRN
45 ANI PHARMACEUTICALS INC 8,000,000 9,120 0.79% PRN
46 BROOKDALE SR LIVING INC 6,900,000 9,000 0.78% PRN
47 NEW YORK CMNTY CAP TR V BIFURCATED OPT NT UNIT SECS BONUSES 175,000 8,838 0.77% PRN
48 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 8,000,000 8,590 0.74% PRN
49 PDL BIOPHARMA INC 8,960,000 8,495 0.74% PRN
50 FIDELITY NATIONAL FINANCIAL IN SR CV NT 4.25 18 4,124,000 8,439 0.73% PRN
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