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Institutional Investment Manager
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC (CIK: 0000910886) incorporated in Wisconsin, located at 611 East Wisconsin Ave, Milwaukee, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 112 holdings with a total value of $233,463,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 53 0 0.00%
2 WELLS FARGO & CO NEW 0 0 0.00%
3 ETF SER SOLUTIONS 9 0 0.00%
4 HECLA MNG CO 1 0 0.00%
5 VERIZON COMMUNICATIONS INC 1 0 0.00%
6 GLOBAL X FDS 18 0 0.00%
7 BB&T CORP 1 0 0.00%
8 PROSHARES TR 4 0 0.00%
9 CINCINNATI FINL CORP 0 0 0.00%
10 VANGUARD INDEX FDS 4 0 0.00%
11 NOKIA CORP 52 0 0.00%
12 BEAZER HOMES USA INC COM NEW 5 0 0.00%
13 Alcatel Lucent Adr 4 0 0.00%
14 BARRICK GOLD CORP 1 0 0.00%
15 VANGUARD WORLD FD 7 0 0.00%
16 CITIGROUPINC 10 0 0.00%
17 VANGUARD INDEX FDS 5 1,000 0.00%
18 CONAGRA BRANDS INC 40 1,000 0.00%
19 SCHWAB U.S. REIT ETF 44 1,000 0.00%
20 ISHARES TR 8 1,000 0.00%
21 World Wrestling Entertainment Inc 22 1,000 0.00%
22 EUROSEAS LTD 1,000 1,000 0.00%
23 ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF 7 1,000 0.00%
24 VANGUARD SPECIALIZED FUNDS 9 1,000 0.00%
25 PROSHARES ULTRPRO S&P500 ETF 6 1,000 0.00%
26 VANGUARD INDEX FDS 5 1,000 0.00%
27 SPDR GOLD TR 11 1,000 0.00%
28 ISHARES TR 15 2,000 0.00%
29 Vaneck Vectors Gold 87 2,000 0.00%
30 FORD MTR CO DEL 105 2,000 0.00%
31 SIRIUS XM HOLDINGS INC 525 2,000 0.00%
32 WISDOMTREE TR 36 2,000 0.00%
33 ISHARES SILVER TR 102 2,000 0.00%
34 DU PONT E I DE NEMOURS & CO 31 2,000 0.00%
35 TEXAS INSTRS INC 42 2,000 0.00%
36 AT&T INC 50 2,000 0.00%
37 PIMCO ETF TR 16 2,000 0.00%
38 ANNIE S INC 75 3,000 0.00%
39 ISHARES INC 76 3,000 0.00%
40 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 31 3,000 0.00%
41 FIRSTENERGY CORP 80 3,000 0.00%
42 NATURAL GROCERS VITAMIN CTGE 75 3,000 0.00%
43 SPDR INDEX SHS FDSDJ GLB RL ES ETF 80 3,000 0.00%
44 EnLink Midstream Partners LP 97 3,000 0.00%
45 ISHARES TR 39 3,000 0.00%
46 ISHARES MSCI EAFE SMALL CAP IDX FD 66 3,000 0.00%
47 KNOWLES CORP COM 87 3,000 0.00%
48 BOULDER BRANDS INC 150 3,000 0.00%
49 GREENBRIER COS INC 73 3,000 0.00%
50 COSTCO WHSL CORP NEW 40 4,000 0.00%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000910886-14-000004, filed 2014.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.