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Institutional Investment Manager
DUBUQUE BANK & TRUST CO
DUBUQUE BANK & TRUST CO (CIK: 0000933482) incorporated in Iowa, located at 1398 Central Ave., Dubuque, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 596 holdings with a total value of $634,202,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 BlackRock High Yield Portfolio 0 0 0.00%
2 HANESBRANDS INC 12 1,000 0.00%
3 DirectTV Com 10 1,000 0.00%
4 TIMKEN CO COM 20 1,000 0.00%
5 STARWOOD WAYPOINT RESIDENTIAL 50 1,000 0.00%
6 ROUNDYS INC 100 1,000 0.00%
7 NOW INC 30 1,000 0.00%
8 CROWN CASTLE INTL CORP 10 1,000 0.00%
9 DINE BRANDS GLOBAL INC 31 2,000 0.00%
10 BOSTON SCIENTIFIC CORP 156 2,000 0.00%
11 EASTMAN KODAK CO 74 2,000 0.00%
12 ISHARES SILVER TR 100 2,000 0.00%
13 Pandora Media Inc 79 2,000 0.00%
14 FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 61 2,000 0.00%
15 DISCOVERY COMMUNICATNS NEW 29 2,000 0.00%
16 MERGE HEALTHCARE INC 1,000 2,000 0.00%
17 SALESFORCE COM INC 33 2,000 0.00%
18 CME GROUP INC 45 3,000 0.00%
19 PETSMART 43 3,000 0.00%
20 BED BATH & BEYOND INC 45 3,000 0.00%
21 VANGUARD INTL EQUITY INDEX F 48 3,000 0.00%
22 HOSPITALITY PPTYS TR 90 3,000 0.00%
23 FRESH MKT INC 85 3,000 0.00%
24 EVEREST RE GROUP LTD 19 3,000 0.00%
25 ILLUMINA INC 14 3,000 0.00%
26 CATCHMARK TIMBER TR INC 211 3,000 0.00%
27 POTASH CORP SASK INC 75 3,000 0.00%
28 INDEPENDENCE RLTY TR INC COM 350 3,000 0.00%
29 DIAMONDROCK HOSPITALITY CO COM 200 3,000 0.00%
30 PEOPLES UNITED FINANCIAL INC 215 3,000 0.00%
31 SPDR SERIES TRUST 46 3,000 0.00%
32 UNILEVER PLC 70 3,000 0.00%
33 WORKDAY INC 32 3,000 0.00%
34 PRICE T ROWE GROUP INC 49 4,000 0.00%
35 VANGUARD WELLESLEY INCOMEADMIRAL 67 4,000 0.00%
36 WEC ENERGY CORP. 83 4,000 0.00%
37 ABB LTD 160 4,000 0.00%
38 SPDR SERIES TRUST 94 4,000 0.00%
39 PIMCO DYNAMIC CREDIT INCOME 431 4,000 0.00%
40 ALPS ETF TR 230 4,000 0.00%
41 NCR CORP NEW 110 4,000 0.00%
42 AMPHENOL CORP NEW 40 4,000 0.00%
43 TW TELECOM INC 100 4,000 0.00%
44 CHIPOTLE MEXICAN GRILL INC 7 4,000 0.00%
45 SPDR INDEX SHS FDS 58 4,000 0.00%
46 BAIDU INC 21 4,000 0.00%
47 ABBOTT LABS 100 4,000 0.00%
48 HAWKINS INC 112 4,000 0.00%
49 VANGUARD INDEX FDS 31 4,000 0.00%
50 CATERPILLAR INC 33 4,000 0.00%
Page 1 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000920112-14-000046, filed 2014.08.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.