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Institutional Investment Manager
DUBUQUE BANK & TRUST CO
DUBUQUE BANK & TRUST CO (CIK: 0000933482) incorporated in Iowa, located at 1398 Central Ave., Dubuque, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 740 holdings with a total value of $472,986,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 ISHARES TR 2,109 221,000 0.05%
202 MASTERCARD INCORPORATED 2,241 218,000 0.05%
203 EXPRESS SCRIPTS HLDG CO 2,474 216,000 0.05%
204 UNITEDHEALTH GROUP INC 1,748 206,000 0.04%
205 AUTOMATIC DATA PROCESSING IN 2,357 200,000 0.04%
206 KRAFT HEINZ CO 2,718 198,000 0.04%
207 POWERSHARES ETF TRUST 14,600 198,000 0.04%
208 DOW CHEM CO 3,741 193,000 0.04%
209 VANGUARD INDEX FDS 1,813 193,000 0.04%
210 KIMBERLY CLARK CORP 1,455 185,000 0.04%
211 UNITED NATURAL FOODSINC 4,660 183,000 0.04%
212 SOUTHERN CO 3,864 181,000 0.04%
213 AMERICAN TOWER CORP NEW 1,858 180,000 0.04%
214 ISHARES TR 1,718 171,000 0.04%
215 SKYWORKS SOLUTIONS INC 2,183 168,000 0.04%
216 XENIA HOTELS & RESORTS INC COM 10,867 167,000 0.04%
217 AIR PRODS & CHEMS INC 1,276 166,000 0.04%
218 HUMANA INC 932 166,000 0.04%
219 PHILIP MORRIS INTL INC 1,876 165,000 0.03%
220 ISHARES TR 5,128 165,000 0.03%
221 STARBUCKS CORP 2,692 162,000 0.03%
222 STATE STR CORP 2,245 149,000 0.03%
223 BORGWARNER INC 3,422 148,000 0.03%
224 MORGAN STANLEY 4,633 147,000 0.03%
225 INTUIT 1,500 145,000 0.03%
226 ABBVIE INC 2,445 145,000 0.03%
227 ISHARES TR 886 142,000 0.03%
228 VANGUARD WHITEHALL FDS 2,111 141,000 0.03%
229 MOODYS CORP 1,400 140,000 0.03%
230 PRICELINE GRP INC 110 140,000 0.03%
231 ALLIANT ENERGY CORP 2,240 140,000 0.03%
232 DUKE ENERGY CORP NEW 1,900 136,000 0.03%
233 ISHARES TR 1,235 133,000 0.03%
234 ACE LTD 1,135 133,000 0.03%
235 ROCKWELL AUTOMATION INC 1,279 131,000 0.03%
236 DIAGEO P L C 1,195 130,000 0.03%
237 PPG INDS INC 1,274 126,000 0.03%
238 VANGUARD BD INDEX FDS 1,502 125,000 0.03%
239 DBX ETF TR 4,500 122,000 0.03%
240 NEXTERA ENERGY INC 1,159 120,000 0.03%
241 V F CORP 1,918 119,000 0.03%
242 VANGUARD INDEX FDS 618 116,000 0.02%
243 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 1,076 115,000 0.02%
244 PRUDENTIAL FINL INC 1,401 114,000 0.02%
245 ORACLE CORP 3,002 110,000 0.02%
246 SPDR S&P MIDCAP 400 ETF TR 419 106,000 0.02%
247 PRECISION CASTPARTS 441 102,000 0.02%
248 ILLINOIS TOOL WKS INC 1,066 99,000 0.02%
249 WILLIAMS SONOMA INC 1,676 98,000 0.02%
250 CERNER CORP 1,606 97,000 0.02%
Page 5 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000920112-16-000281, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.